Abstract
Introduction
In the lead up to the 2012 Ukrainian parliamentary elections men “of athletic
appearance” beat and threatened activists, crashed campaigns and stopped opposition
activists distributing non-regime political pamphlets (Oleksiyenko & Lelich,
2012). In the run-up to the 2010 Presidential elections, people started erecting and
living in tents in the main squares of Kiev to “protect the results of the voting
because voters do not want a repeat of 2004” (Ukrainskaya Pravda, 2010). Both are
examples of how the regime of Viktor Yanukovych looked to consolidate and retain
power. Each is an example of tactics devised by the regime to counter a new
Orange-type revolution. Having lost power in 2004 because of the Orange Revolution
Yanukovych began to implement lessons after 2004 to assure that such an event would
never re-occur. Bankova,
1
I refer to the Ukrainian regime as Bankova due to the
Presidential Administration in central Kiev on Bankova Street. Like the
Kremlin in Moscow, it is the centre of the Ukrainian regime.
The example of Yanukovych is interesting as it is an instance of authoritarian learning from domestic experience. Currently, authoritarian learning literature has concentrated on learning from international examples, with little space given to learning from domestic experience. All politicians learn, but the lessons taken by Yanukovych after 2004 clearly show the process of authoritarian learning from domestic experience. The Yanukovych example not only emphasises adaptation from domestic experience but also an evolutionary failure. The implementation of lessons drawn from the Orange Revolution contributed to the inability of the regime to cope with an event which was not similar to the Orange Revolution. After all the Euromaidan was more akin to the Arab Spring (Dagaev, Lamberova, Sobolev, & Sosnin, 2014) and what had originally been a small demonstration at the failure to sign an association agreement with the European Union (EU) quickly snowballed into an anti-regime protest. Yanukovych having experienced the failure to become President in 2004 was still fighting the last war and the possibility of a Colour Revolution re-occurring. It is in part why the regime was unable to adapt to the Euromaidan resulting in its eventual collapse. It is, therefore, an example of authoritarian failure.
To begin to understand the relevance of the Yanukovych example the literatures on
authoritarian learning and prospect theory will be analysed. Although existing
authoritarian learning literature has not investigated domestic learning prospect
theory affords some assessment of it, giving the reader clarity on domestic
learning. The example of Yanukovych can begin to fill the existing gap in
authoritarian learning literature. To understand the learning process of Yanukovych
an investigation of the Orange Revolution will help determine the lessons which led
to the practices Yanukovych implemented once in power first as Prime Minister in
2006 and then as President in 2010. There were a number of lessons drawn from the
Orange Revolution such as the necessity to weaken the opposition; opposition youth
groups like a new version of
There is a gap in existing authoritarian learning literature which has not investigated learning from internal experience concentrating only on learning from external experience. This is particularly true in the analysis of the post-Soviet region where the literature has focused on the bolstering and promotion by Russia of authoritarianism in other states (Ambrosio, 2009; Vanderhill, 2013). Prospect theory, which analyses learning from the past (Levy, 1992), provides analysis of learning from domestic experiences and provides clarity to this important but maligned aspect of authoritarian learning.
A missing piece in authoritarian learning?
Currently, authoritarian learning literature analyses learning from international
examples. Its main theoretical focus is on adaptability, lesson-drawing,
emulation and persuasion. An example of authoritarian learning is seen in how
the Kremlin reacted to the Colour Revolutions, particularly after the 2004
Ukrainian Orange Revolution. The Kremlin perceived that the collapse of the
Georgian and Ukrainian regimes in 2003 and 2004 was due to regime weakness as
both governments allowed relatively free elections and allowed civil society to
function. By allowing an opposition and civil society organisations the Georgian
and Ukrainian authorities were unable to clamp down when they used electoral
fraud to steal elections (Ambrosio, 2009, p. 40). The Kremlin learnt that NGOs
and any opposition needed to be constrained. It, therefore, set about pressuring
independent civil society through legislation and creating regime-affiliated
organisations, or GONGOs, to impinge on the role of non-regime NGOs. The Kremlin
also mobilised youth groups (Walking Together,
Naturally learning happened on a personal level for Putin and other members of the Kremlin after the Colour Revolutions as it was individuals who drew lessons and implemented preventative measures to counter the spread of other Colour Revolutions (Beissinger, 2007, p. 261). But while learning by Russian elites was personal, it is learning from an external event. External learning predominates in authoritarian learning literature which concentrates on learning between states. A notable exception to this is by Dawson and Hanley (2016) who investigate the problem of how central and Eastern European states have begun to renege on European Union (EU) standards once they have become Member states and how these regimes have fallen back on previous internal experience to legitimise this backsliding. But this analysis concentrates on democratic back-sliding by EU Member states and not authoritarian learning. Domestic learning remains understudied to a lack of examples and the difficulty of illustrating this learning type. It is difficult to show if person X learnt from a local event whereas it is easier to show if state B implements a similar policy to state A. It is harder to show that person X learnt from an internal event as rarely do they mention such effects contributing to a change in policy or actions. Is doing something similar or dissimilar to previous country-specific events learning? Is the use of similar previous domestic policies learning, or the only way of governing a state? How to determine personal learning from counsel given by advisors? These questions make domestic learning hard to investigate but the example of Yanukovych provides concrete evidence of this learning type. The Orange Revolution was a significant event in the recent past of Ukraine with Yanukovych as a key actor in the event and therefore it is natural he would take lessons from it.
Prospect theory
While authoritarian learning literature has not touched on individual learning, prospect theory analyses personal erudition by evaluating how decision makers formulate a choice using past reference points (Levy, 1992, pp. 179–80), making prospect theory relevant to understanding the Yanukovych case. Each individual weighs up gains and losses of a possible decision. Some may be concerned with achieving the most gains while reducing risk, but others may accept the risk to reduce potential losses (Lebow, 2008, pp. 366–7). The division between loss and gain is determined by each person, as is the willingness of the proponent to engage in risk (Lebow, 2008, p. 537). Individuals who wish to gain power, or achieve a certain end, are more willing to take risks and “are generally willing to embrace risk when it comes to gain because accepting risk is often an essential precondition for gaining honor or standing” (Lebow, 2008, p. 538). To stop possible loss, each person engages in risky behaviour to alleviate potential costs (Levy, 1996, p. 187). Actors faced with prospective losses will use previous experience to assuage that possibility and develop new methods to stop future losses (Levy, 2003, pp. 218–19). Yanukovych did precisely this after losing the 2004 presidential election learning from these failures and taking risks to become President in 2010. Prospect theory helps explain the learning process of Yanukovych after the Orange Revolution.
It is possible that Yanukovych did not learn as the Euromaidan ended his presidential term prematurely. Partially this was brought on by regime failings (see Wilson, 2014b) but Bankova was still fighting the last war and a possible Colour Revolution, rather than adapting to a protest similar to the Arab Spring (Dagaev et al., 2014). Bankova was preparing for the 2015 Presidential election and was attempting to consolidate power before that ballot (Skumin & Kovalenko, 2013). This fear of protest was seen in 2010 when Yanukovych instructed supporters to take control of the Maidan square and other key areas of central Kiev in case a new Colour Revolution happened before his inauguration (Interfax-Ukraine, 2009). To understand the domestic learning failure by Yanukovych an understanding of the Orange Revolution needs to be given.
The orange revolution
Since 2002 opposition had begun to grow to President Kuchma resulting in regime splits; the most important of which was the rupture between Kuchma and Viktor Yushchenko as Yushchenko united with long-time anti-Kuchma Yulia Tymoshenko to give a viable alternative to Kuchma and unite the opposition behind one candidate (Yekelchyk, 2007, p. 214). Further, splits in the regime were internal as the Donetsk, Dnipropetrovsk and Kiev clans competed with one another to gain the ascendency. The Donetsk clan eventually won and was able to foist its chosen candidate, Yanukovych, onto Kuchma who due to term-limits had become a lame duck. This ostracised the Kiev and Dnipropetrovsk clans as the Donetsk clan took further power and the other two clans began to work with the opposition to maintain their interests (Wilson, 2005a, p. 83). With the growing regime isolation, Bankova had to use electoral fraud to ensure Yanukovych of victory. On election night Ukrainians went to bed believing that Yushchenko was the victor. When they awoke the next morning they discovered that Yanukovych had won an improbable victory (Wilson, 2015, p. 318). The manner of the vote stealing, coupled with incriminating intercepts of telephone conversations between the electoral staff of Yanukovych who were tampering “with the server of the state electoral commission” started the Orange Revolution (Plokhy, 2015, p. 333).
The Orange Revolution and the failure of Yanukovych to become president in 2004 gave
him a range of lessons. The first was that democratic youth groups should not be
allowed to function. Groups like
Yanukovych the learner
But how did Yanukovych implement the lessons learnt from 2004 and what were the practices used? An analysis will be made of the practices devised to stop a possible new Orange Revolution. Yanukovych became Prime Minister in 2006 and President in 2010. While as Prime Minister his implementation was limited due to constraints on Prime Ministerial powers but some changes could be applied both before becoming Prime Minister and when he reached this office. For instance, Yanukovych would have known that his image was tarnished and an image change for himself and Party of Regions was essential if he was ever to get elected. Party of Regions had the financial backing of key oligarchs like Rinat Akhmetov, and so when Yanukovych became Prime Minister it had the financial backing to coax members of opposition parties to join Party of Regions. But by becoming President in 2010 Yanukovych could really begin to instigate lessons from 2004. Even before his inauguration supporters were tasked with stopping possible protests in central Kiev by controlling the likely streets and squares for a protest. Control of the judiciary gave Yanukovych the opportunity to bring back the 1996 Constitution which gave the President greater powers than the 2004 document. This allowed Yanukovych the powers to control state institutions and the judiciary which helped his consolidation of power. The electoral playing field was tilted to help Party of Regions dominate Parliament. Regime youth movements were created and the numbers of security personnel were increased. The placing of state institutions and state assets in the hands of close allies meant that the Bankova did not have to manage the interests of disparate clans.
Improving a tainted image
Naturally, Yanukovych had advisors and the need for image transformation would have been one of their top priorities. Allies and Yanukovych wanted power and the changing of a tarnished image for Yanukovych and Party of Regions would have been a necessary first step. As the main rival, Tymoshenko was photogenic with her peasant braid. The image change was a crucial necessity. The learning process began with acknowledging that Party of Regions and especially the image of Yanukovych needed detoxification. Not only did Yanukovych have previous criminal convictions for theft and assault and beating a man (Byrne, 2010; Krushelnycky, 2006, p. 190) and during the Orange Revolution, Yanukovych had urged the use of force to clear the protests (Wilson, 2005a, p. 136). These were the reasons for the tainted image of Yanukovych and needed to be overcome if he was to get elected and implement his lessons from 2004.
The first step was accepting the Orange Revolution, or at least seeming to acknowledge that it had been a popular protest and highlighting the democratic will of the people and the strength of democracy in Ukraine (Yekelchyk, 2007, p. 224). His sudden conversion to democratic values and the portrayal of himself as a converted democrat was by itself insufficient to win an election, so American image consultants were hired, producing a less error-prone person comfortable in cheaper suits (Wilson, 2015, p. 342). While south-east Ukraine remained the heartland of Yanukovych, the image change increased his vote in central and western Ukraine in the 2010 Presidential elections (Miroshnichenko, 2010). Having, at least rhetorically, accepted the Orange Revolution, Yanukovych used the frustrations of Ukrainians at the failure of the Orange coalition to improve their lot (Haran & Prokopchuk, 2010) playing on the idea of himself as a moderate able to improve the economy and unify the many cleavages of Ukraine (Motyl, 2010, p. 125). The improvement of his image started before the 2006 parliamentary elections but went into overdrive during the election. The image change was the first lesson. By making himself electable Yanukovych could achieve office to allow him to implement further lessons.
Building a dominant party
Like Yanukovych, the Party of Regions needed an image change to win elections as well as strengthening to become a viable dominant party to help Yanukovych's consolidation of power. Although Party of Regions was formed in 2002 as the political vehicle of the Donetsk clan (Zimmerman, 2005, p. 372), the fragility of previous Ukrainian parties and the failure of Kuchma to build a party-of-power (Way, 2015, pp. 48–9) showed Yanukovych the necessity of a strong party. After 2004, Party of Regions used its extensive resources, from oligarch supporters like Akhmetov, to implement the lessons drawn by Yanukovych.
On the one hand, Party of Regions became a broad coalition, increasing its electability by having politicians able to get votes across social and regional cleavages (Kudelia & Kuzio, 2015, p. 253), but on the other hand, it was centralised behind Yanukovych and constructed to promote the interests of oligarch supporters. By developing it as the party primarily of south-east Ukraine Yanukovych was assured an electoral base and he learnt from the failure of the dominant party project of Kuchma. For a United Ukraine, Kuchma had relied on a coalition of parties and had had to accommodate different interests which weakened the regime especially when the coalition began to fragment (Way, 2014, p. 102). Yanukovych learnt from this as a party with only one figurehead was less likely to disintegrate (Bondarenko, 2008). By relying on the Donetsk oligarchs for resources, and managing to be both an umbrella party and a vehicle of south-eastern interests, Party of Regions won two elections after 2004, giving Yanukovych power and the chance to implement lessons from 2004. With its success and ability to raise funds, Party of Regions enticed smaller parties into a coalition which increased the number of deputies in Parliament (Kudelia, 2014, p. 20). As Party of Region was highly centralised it was not susceptible to factionalism which created a unified entity “for consolidating authoritarian control” (Way, 2015, p. 49) and it became a “refuge for all former government officials threatened by the new authorities” (Kudelia, 2014, p. 21). With financial backing from oligarchs like Akhmetov and popular support in most regions Party of Regions became a powerful political vehicle able to give Yanukovych power.
Party of Region was prepared to work with Orange coalition parties who had gained power after 2004 which increased its popular support as it emphasised that it had learnt from the Orange Revolution (Kudelia & Kuzio, 2015, pp. 260–1). By forming coalitions with other parties Party of Regions improved its vote in regions other than its south-eastern heartland, thereby increasing its share of representation in Parliament. Once it had achieved this and gained control of a region it would “sideline these partners with the objective of taking full power in the region”. This left other parties with a stark choice; be consumed by Party of Regions or face electoral oblivion (Kudelia & Kuzio, 2015, p. 262). In Parliament, Party of Regions worked with individual parties of the Orange coalition using divide and rule tactics to weaken the coalition (Haran, 2013b, p. 76) which it achieved, playing on the divisions in the coalition which further enhanced its electability (Kudelia, 2014, pp. 20–1). After 2004, the Orange coalition began reforms which improved the access of political parties to the media. With the resources at the disposal of Party of Regions Yanukovych was able to buy media advertising and get his message to more voters. This message contrasted with the infighting between Orange coalition parties and the inability of the alliance to deal with the economic recession which hit Ukraine in 2008 (Haran, 2011, pp. 95–6).
Buying and blackmailing support
After becoming Prime Minister, Yanukovych used the extensive resources of Akhmetov and other oligarchs to coax members of Our Ukraine Bloc and Bloc Yulia Tymoshenko (BYuT) to join Party of Regions (Mostovaya, 2006b). Kuchma had used the oligarch's resources to buy the allegiance of the opposition and Yanukovych continued this trend to assure enough support in Parliament (Way, 2015, pp. 64–5). While this lesson was drawn from before 2004, Yanukovych would have known the necessity of consolidating power, which would require a broad coalition, so it was essential to buy the allegiance of other parliamentarians to achieve that majority. Reforms instigated by the Orange coalition had expanded Prime Ministerial powers and Yanukovych was fortunate enough to become Prime Minister as these new powers became law. This gave him extensive powers to offer resources to entice opposition politicians into supporting him (Kudelia, 2012, p. 424).
Yanukovych was fortunate to become Prime Minister just as this institution's powers were increased which gave him control of key ministries allowing him to use institutions like the tax revenue bodies to blackmail other politicians by threatening to publish their tax returns and corrupt practices (Mostovaya, 2006a). This extortion helped increase his support and kept those who might waver onside. Control of the Interior Ministry and Prosecutor General continued the coercion of the opposition by prosecuting opposition politicians (Kudelia, 2012, p. 424). Under the new powers, Yanukovych could appoint allies to key positions, which he did by placing a supporter as head of the SBU (Ukrainian Security Services), which allowed Yanukovych to extensively and easily monitor the opposition (Mostovaya, 2007b). He continued to appoint allies to other key state bodies so that he could undermine the decrees of President Yushchenko (Mostovaya, 2007a). With Party of Regions having a majority in Parliament legislation was passed to reduce the number of parliamentary committees held by the opposition and access to state-funding for political parties (Tychina, 2006). While fortunate to become Prime Minister as its powers increased, it helped Yanukovych implement lessons from 2004.
Using pro-regime protestors
During the 2010 presidential elections, Yanukovych implemented another lesson. Fearing that the opposition might protest against his likely victory, Party of Regions organised party supporters to sleep in tents in central Kiev and at the central electoral commission to stop possible protests occurring (Ukrainskaya Pravda, 2010). Rather than allow potential demonstrators to gain control of the streets as had occurred in 2004 Yanukovych had learnt the necessity of controlling the streets in case such an occurrence happened (Gessen, 2010).
Perfecting authoritarian institutions
Institutions let Yanukovych down in 2004 most obviously when the Supreme Court called for a third electoral round which Yanukovych lost (Wilson, 2005a, p. 149). Yanukovych was determined that this should not re-occur and on becoming President, he quickly tried to gain control of the central electoral commission (Haran, 2013a) the SBU and the judiciary (Lavrik & Butkevych, 2010).
No previous Ukrainian President had tried to control the Supreme Court (Wilson, 2005a, p. 147) but Yanukovych achieved it with surprising alacrity (Pastukhova, 2011b; Veremko, 2010). But the main prize was control of the Constitutional Court which would allow him to implement learning. Using the new Prime Ministerial powers Yanukovych had been able to appoint judges. Upon becoming President he had friendly judges who owed their position to him. This allowed him to quickly get the authorisation of the Constitutional Court to return to the 1996 Constitution, which increased presidential powers to the detriment of Parliament and the Prime Minister (Kudelia, 2013, p. 175) which gave Yanukovych independence from Parliament and control over the Cabinet of Ministers, SBU and the Prosecutor's Office (Kudelia, 2014, p. 21).
An agreement between Yanukovych, the Communists and the Lytvyn Bloc changed the law on Parliamentary procedures which had stopped politicians from changing parties and forming coalitions. This enabled Party of Regions to buy other deputies to get a parliamentary majority. Having gained the presidency Yanukovych now had the largest parliamentary party, allowing him to pass legislation and recall the standing Tymoshenko government. Dispensing with Tymoshenko, Yanukovych appointed his chosen Prime Minister, the more compliant Mykola Azarov who was a member of Party of Regions and therefore supportive of Yanukovych (Kudelia, 2014, p. 21). A coalition which gave Party of Regions a large majority in parliament and a pliant Prime Minister allowed Yanukovych to control parliament (Haran, 2011, p. 97). Control of institutions was a direct lesson from 2004.
Tilting the electoral playing field
Having described how Yanukovych rode roughshod over the 2004 Constitution (Wilson, 2014b, p. 50) bought off opposition politicians, consolidated control and overturned the electoral system (Pastukhova, 2010b), further analysis will be given about how he ousted Tymoshenko and changed the electoral system. Knowing that a powerful opposition would hinder his consolidation of power, Yanukovych used Party of Regions resources to buy the allegiance of enough Parliamentarians to oust Tymoshenko in a no-confidence vote (Pastukhova, 2010b). Rather than find a compromise with Tymoshenko and maintain the pretence of democracy Yanukovych forced her out (Riabchuk, 2012, p. 11). Having reduced the threat of the opposition by creating clone parties and gaining control of Parliament Yanukovych could implement lessons from 2004. Once power was consolidated, Yanukovych excluded his coalition partners as the system had been constructed to insure the dominance of Party of Regions (Fisun, 2011).
A small far-right party, Svoboda, was used to tarnish all opposition parties as neo-fascist. State media publicised the actions of Svoboda, especially their violent demonstrations. Svoboda was also to be used for another purpose. Yanukovych had seen that Kuchma in 1999 had stood against the Communist party leader, Petro Symonenko for the presidency. People saw Kuchma as the least bad option. It was a trick that Bankova wanted to use again in 2015, using the leader of Svoboda, Oleh Tyahnybok, as such a despised alternative that Yanukovych would be the least bad option (Kramer, 2013). By tarnishing all opposition as in league with Svoboda, Yanukovych solidified support in the south-east and increased backing in central Ukraine too (Riabchuk, 2012, p. 29).
Yanukovych realised the importance of marginalising the opposition to consolidate power. The fear of a new Orange Revolution led Yanukovych to devise methods to constrain the ability of the opposition to compete in the 2015 Presidential election (Kuzio, 2015, p. 101). It is one reason for the failure of Bankova to adapt to the Euromaidan. The Euromaidan was largely leaderless and the opposition played a bit part role. Unable to locate and thereby restrict the leaders of the Euromaidan, Bankova was unable to adjust to the Euromaidan protests (Dagaev et al., 2014).
Political technology has a long history in Ukraine (see Wilson, 2005b). Yanukovych as Prime Minister under Kuchma would have been aware of effective methods of political technology. Party of Regions continually used political technology successfully in its south-eastern heartland from 2002 to maintain regional power (Tizhden.ua, 2010). Yanukovych when president used the Presidential Administration to create parties to take votes from the opposition (Pastukhova, 2010c). Throughout the presidency of Yanukovych, Bankova developed tactics for refining administrative resources, winning elections through fraud and reducing the presence of the opposition in Parliament (Balan, 2010). By using political technology Bankova gained control of Kiev and other regions (Oleksiyenko, 2013). Political technology tools helped stifle the opposition and led to increased central and regional control.
After 2004 the Orange Coalition changed electoral legislation to make it easier for political blocs and smaller parties to access parliament (Haran, 2010). Yanukovych dismantled this. The electoral system became semi-majoritarian, with a 50:50 split between party-lists and majoritarian districts. This helped Party of Regions as it could use its extensive resources to advertise in the media and gets its message to more people thereby increasing its popular support. At election time it was also not averse to using extensive fraud and fraudulent methods like voting multiple times to win many majoritarian constituencies (Kramer, 2012). The parliamentary electoral threshold was raised from three to five percent. Political blocs were banned and the regime created clone parties to take votes from the opposition. Political technology was used in single-mandate districts to assure Bankova victory. Unlike counting in the proportional districts, which was done quickly, the tallying in the single-member districts took days, with electoral officials inflating the count (Danilova, 2012). In single-mandate districts, Party of Regions used two candidates to assure victory. This involved having an official candidate, while also promoting another independent candidate to make certain that at least one got elected (Kramer, 2012, pp. 7–9). Bankova also mooted the possibility of creating a state-wide party, rather than rely just on Party of Regions, but in the end, it used clone and scarecrow parties to leech votes from the opposition (Haran, 2013b; Karasev, 2010; Riabchuk, 2012, p. 11; Wilson, 2011; Yakhno, 2011).
The 2012 parliamentary elections were an opportunity for Bankova to test new and
refine old tactics maintaining the learning process. Bankova used a system of
mushrooming to construct parties to represent different electoral sectors
(Wilson, 2005b, p. 163). Such created parties were Forward Ukraine and the
Radical Party (McPhedran, 2014; Ukrainskaya Pravda, 2012). The emergence of the
Ukrainian Democratic Alliance for Reform (UDAR) as another opposition party in
the already contested centre ground perhaps pointed to the hand of the regime as
UDAR took votes off Batkivshchyna the party of Tymoshenko (Vasylyev, 2012).
Party of Regions also played the opposition off against each other, creating
discord with the opposition competing during elections on separate tickets which
only meant that they took votes from one another which assured Party of Regions
of victory.
Party of Regions and other pro-regime parties enabled Yanukovych to control the
central and regional electoral commissions. Legislation gave the most
representatives on each commission to the biggest party. As Party of Regions had
the most parliamentary seats Bankova had control of the electoral commissions.
When Party of Regions was combined with other pro-regime parties the number of
representatives in the commissions gave Bankova an even larger majority (Haran,
2013b). Control of electoral commissions and new Prime Ministerial powers to
appoint regional governors meant that Bankova controlled the regions,
strengthening Yanukovych's “vertikal of power” (Kudelia, 2014, p. 22). The new
majoritarian system was used at the regional level giving Party of Regions
control of
Limiting the third sector
During the 2004 protests, civil society had galvanised the public and Kuchma lost
control of the media and NGOs (Wilson, 2005a, pp. 135, 138–142, 146–147).
Yanukovych realised that media and NGOs needed controlling. Within weeks of
becoming President, Bankova restricted media freedoms, dictating information to
be shown on state television as the regime knew that most Ukrainians get their
information from television (Rafael’, 2010). Media outlets were pressured into
supporting the regime Bankova and the SBU began to devise then implement
Internet controls which attempted to stop people finding alternative
information. Through growing Internet controls Bankova could effectively limit
the potential for the opposition to organise protests using social networks
(Syumar, 2010). Bankova successfully gained control of the National Television
and Radio Council, while the head of the SBU became the main shareholder of
The remit of NGOs was restricted with the tax administration being efficiently used to monitor them. NGOs were asked to provide information on who they worked with and who their employees were, which helped Bankova deduce which organisations worked with foreign organisations. New laws stipulated the sectors of society that NGOs could operate in with the human rights and democracy areas becoming off-limits (Pastukhova, 2011a). The SBU was given the task of monitoring NGOs for subversive activities as well as harassing independent journalists (Riabchuk, 2012).
Enhancing the security forces and using thugs
Knowing and fearing Ukraine's time-honoured protest culture, Yanukovych built a
strong security force to counter a new Colour Revolution (Lavrik &
Butkevych, 2010). To solidify control over the SBU, Yanukovych deposed its chief
and replaced him with an ally and allies also became Interior Minister and Head
of the special police force, the
The
During the Orange Revolution, the SBU had not used force (Wilson, 2005a, p. 135). Yanukovych feared that protests could occur again as in 2004 and precipitate his demise. On becoming President, Yanukovych used his now compliant Parliament to pass new protest legislation. Courts were given the power to determine if a protest would harm the state or public and if it was deemed so then the protest was banned. The definition of harm was deliberately ambiguous allowing the courts to ban most protests (Pastukhova, 2010a). In 2013 new laws stipulated that protest leaders needed to know exact numbers or the police could disperse demonstrators (Skyba, 2013). In 2012 protests against allowing Russian to become a regional language occurred, but the security forces quickly dispersed protestors with tear gas and batons (Elder, 2012). Yanukovych learnt that when protests occurred having a pro-regime rent-a-mob would allow the regime to counter any protests (Michelson, 2011). While a rent-a-mob is a common tactic for all authoritarian regimes, Yanukovych having seen the protests of 2004 would have ascertained that a pro-regime group to counteract such demonstrations was necessary to ensure regime survival. This was seen in the build-up to the 2010 Presidential elections when PoR supporters lived in tents to stop a possible Orange Revolution (Ukrainskaya Pravda, 2010). The Yanukovych rent-a-mob was far from honed as Bankova was working towards the 2015 Presidential elections (Rudenko, 2014) but it was necessary to have a mob to be called on whenever required.
Another lesson from the Orange Revolution was the need for a pro-regime youth
group like
Choosing your own family is always better
Kuchma had relied on an uneasy alliance between business clans, primarily from Donetsk, Dnipropetrovsk and Kiev (Wilson, 2015, p. 194). By 2002 the Donetsk clan, through steel wealth, had become the most prominent and imposed Yanukovych on Kuchma, as his successor. But this imposition and general thuggish culture alienated other clans, who turned to supporting Yushchenko (Wilson, 2015, p. 316). Yanukovych would have seen how the regime of Kuchma fragmented into competing elite factions (Haran, 2012) and realised that he needed trusted close allies to run the state.
For regime survival, the ruling coalition must be built on three things: loyalty, loyalty and loyalty. Authoritarian leaders try to surround themselves with friends and family, to improve their survival (Bueno de Mesquita & Smith, 2011, p. 58). Yanukovych saw that a large coalition of competing interests would not only limit his overall control but would weaken the regime. So he created a small coalition of allies called the family. The Yanukovych family highlights successful and failed learning. Yanukovych limited the fracturing, that had beset Kuchma, by coalescing power into a small group. But the greed of the family ostracised other key supporters (Kudelia, 2014, p. 20). Between 2010 and 2013 the family took $8 billion annually out of the economy (Wilson, 2014a) and quickly took control of the Energy Ministry and RosUrkEnergo, a company with the sole right to transport gas across Ukraine. As with energy, family members also dominated other ministries like defence and foreign and economic affairs. Oleksandr Klymenko, a prominent family member, became head of the Inland Revenue (Leshchenko, 2013); allowing Bankova to use tax documents to blackmail oligarchs and the opposition to gain their acquiescence. By taking over oligarch assets the family reduced its support among this key constituency (Haran, 2013b). These groups having lost access to rents saw little reason to support the regime when Bankova required their support (Neef, 2014; Wilson, 2014b, p. 157). The family highlights learning success as Yanukovych tried to overturn reliance on clans, but it is a case of learning failure as the greed of the family alienated the oligarchs. This is one reason why the oligarchs only offered token support to Bankova during the Euromaidan and helped bring about its collapse.
Learning the wrong lessons
While one could contend that Yanukovych did not learn due to the Euromaidan this event was different to the Orange Revolution. The Euromaidan quickly came to resemble the Arab Spring (Dagaev et al., 2014). Yanukovych learnt lessons to counter an Orange Revolution, failing to adapt to the Euromaidan. He was preparing for the 2015 Presidential elections and the possibility of a new Orange Revolution (Skumin & Kovalenko, 2013). Indeed, Bankova used Orange Revolutionary lessons to deal with the Euromaidan. The regime repression was directly taken from the counter-Orange Revolution (Wilson, 2014b) playbook which had been devised after 2004 by the SBU. But this coercion only hardened the resolve of the protestors. The tactics devised by Yanukovych to counter a new Orange Revolution, in part, contributed to the Euromaidan. Primarily, the creation of a family undermined the support of the regime among its main backers. Having learnt to control a new Orange Revolution, Bankova did not have the necessary knowledge to react to the Euromaidan, leaving the regime floundering. But Yanukovych's learning from 2004 is an example of authoritarian learning from domestic experience and is an example of this understudied aspect of authoritarian learning.
Conclusion
I set out to assess the understudied topic of domestic learning in authoritarian learning. Of course, Yanukovych had advisors telling him what to do but Yanukovych would have learnt from 2004 without needing to rely exclusively on advisors. The example of Yanukovych highlights learning from a domestic source which has only been given a limited discussion in the literature. All people learn, but so far authoritarian learning has concentrated on learning from external examples, missing domestic learning.
Through referring back to the Orange Revolution some lessons learnt by Yanukovych
could be explored. Firstly, he learnt the importance of controlling young people and
placing them in regime-controlled organisations so stopping them joining both the
opposition and organisations like
As Prime Minister and especially as President, Yanukovych could implement his learning from 2004. The first lesson applied was the evolution of his persona. Suddenly Yanukovych became a converted democrat which made him electable outside his south-east powerbase allowing him to become Prime Minister. Party of Regions also underwent a change making it an electable party and it began to work with other parties which eventually helped make it stronger and electable. Party of Regions managed to be both a wide umbrella party encompassing social and regional cleavages and also centralised around Yanukovych and centred on south-east Ukraine. This made splits unlikely. Strengthening the party into a party-of-power was a direct lesson from the failure of Kuchma, allowing Yanukovych to consolidate power as Prime Minister. He was fortunate to become the first Prime Minister with new legislative powers which allowed him to place allies in key positions further implementing his control. Yanukovych was able to use the financial backing of oligarchs to buy the allegiances of politicians. With increased Prime Ministerial powers and allies in key positions, he could blackmail opposition politicians.
Even before becoming President, Yanukovych implemented another lesson. To stop his
likely electoral victory from being kidnapped by protests, Yanukovych had Party of
Regions members take control of key areas of Kiev to stop demonstrations. But it was
on becoming President that Yanukovych really began to implement the lessons of 2004.
The main necessity was to increase the size of his electoral coalition so Yanukovych
bought the allegiance of parliamentarians. Having successfully got a paid for
majority in Parliament he could pass legislation to bring back the 1996 Constitution
which increased his powers, thereby allowing him to implement his lessons. By
renovating the electoral system to a semi-majoritarian system Bankova had a
significant advantage and this assured Party of Regions of a majority of seats.
Having learnt from Kuchma the importance of political technology, Yanukovych
continued it and through alliances with other parties, Party of Regions could
control both regional and the central electoral commissions making it easier to
control the electoral system. Civil society and NGOs had been integral to the Orange
Revolution. Yanukovych used legislation and the SBU to curtail their activities.
Bankova was particularly harsh in dealing with protestors. The
I was concerned with analysing authoritarian learning from a domestic source which was achieved. But the failures of Bankova were also highlighted in reacting to the Euromaidan. Having learnt from the Orange Revolution and fixated on it, Bankova could not adapt to the different challenges of the Euromaidan. The methods Bankova had its disposal were sufficient for overcoming a new Orange Revolution, but the Euromaidan was something different. Bankova could not adjust to it. Unable to adapt and having alienated too many people Bankova often overreacted during the Euromaidan which had the effect of solidifying protestor unity. The example of Yanukovych is relevant to understanding learning failure as Bankova was still dealing with the past and a potential new Orange Revolution. It failed to adapt to new protests. But the example of Yanukovych is relevant to our understanding of domestic learning and unsuccessful learning regarding authoritarian learning. Having devised tactics to win a new Orange Revolution and victory at the 2015 Presidential elections, for Bankova the Euromaidan came out of the blue. Still fighting the last war, the regime was unable to adapt to the new protest type.
Conflict of interest
The author confirms that there are no known conflicts of interests associated with this publication and that there has been no significant financial support for this work which could have influenced its outcome.
Acknowledgements
I would like to thank Professor Andrew Wilson (UCL) and Dr Sherrill Stroschein (UCL) for reading an earlier draft of this article and the reviewer for their comments too.
