Abstract
Keywords
Introduction
The adoption of electric vehicles (EVs) has been propelled with the objective of reducing the pollution and improving the fuel consumption. 1 In India, the NITI Aayog 2 has charted out a plan of fully progressing towards EVs by 2030, which in turn reduces the CO2 emission by 37% and the energy demand by 64%. The environmental factors favour the choice of pure EVs in urban India. Of the different means of road transport available in urban India, the most preferred is the three-wheeled vehicle namely auto rickshaw. 3 The conversion of this vehicle into a pure EV generates a lot of interest and necessitates a comprehensive analysis of various factors involved in the design and development of EVs to put forth new and efficient technologies.
The energy storage system (ESS) forms the core of the pure EV, and batteries are the most widely used ESSs. However, a pure EV employing battery energy storage system (BESS) suffers from drawbacks like limited driving range, reduced battery life and low power density. To overcome the above drawbacks, researchers have proposed the integration of ESSs. 4 Ultracapacitors (UCs) and fuel cells are the most widely preferred storage system apart from battery for EV applications.
A fuel cell–based vehicle propulsion system combining proton-exchange membrane fuel cell (PEMFC) as the primary energy source and Ni–MH battery as an auxiliary source has been proposed. 5 The technological challenges in the area of fuel cell vehicle include weight, volume and cost, which need to be addressed to achieve expected efficiency. To enhance the performance of fuel cell–based EVs, an auxiliary power source employing UCs has been suggested.6,7 The results have been presented to indicate the merits of hybridization. The hybrid energy storage system (HESS) with battery/UC has been detailed. 8 The hybridization creates a constant load profile for the battery and ensures good battery life. From the literature, it is evident that the hybrid storage system with battery/UC exhibits superior performance. The battery/UC interface demonstrates higher energy density for longer range, higher power density during acceleration and braking performance. In view of the above, the battery/UC hybrid configuration is considered in this work for three-wheeled EVs.
The primary focus of the design concepts for a three-wheeled EV has been on the integration of renewable energy sources with BESS and as an electric power assist to the internal combustion engine (ICE).9–18 The comprehensive review of various design concepts of a three-wheeled vehicle is given in Table 1. The concept of integration of battery/UC configuration for a three-wheeled EV proposed in this work will open up new avenues of research with focus on weight, range, battery life and cost.
Various design concepts of a three-wheeled vehicle.
ICE: internal combustion engine; EVs: electric vehicles; PV: photovoltaic.
The efficient utilization of HESS lies in the development of proper energy management system. Rule-based strategy, 19 fuzzy logic–based algorithm, 20 filtering-based strategy 21 and optimization-based techniques for optimal power flow management 22 have been proposed. This paper discusses an improved real-time energy management strategy by integrating rule- and filtering-based technique for efficient power flow of battery/UC configuration.
This paper is organized into seven sections. The system description is introduced in section ‘System description’ followed by modelling of system components in section ‘Modelling of system components’. Section ‘Modes of operation and control strategy’ explains the operating modes and power-split management control strategy. The simulation results and discussions are presented in section ‘Simulation results and discussion’. Section ‘Experimental details and results’ shows the experimental verification and final section ‘Conclusion’ presents the conclusion.
System description
This work explores the concept of hybridizing battery and UC for a three-wheeled light electric vehicle (LEV). The specifications of the Bajaj RE three-wheeler have been considered for the analysis. The technical specifications of the conventional ICE-based three-wheeler is given in Table 2, and the corresponding specifications considered for LEVs are given in Table 3.
Technical specification of the Bajaj RE three-wheeler.
Specification considered for the proposed work.
The block diagram of the electric drive system for the LEV considered in this work with dual ESSs (battery and UC) is shown in Figure 1. The system employs a semi-active parallel configuration 23 for interfacing battery and UC. Here, the battery acts as a main source, while the UC acts as an auxiliary source.

Block diagram of electric drive system with dual energy sources.
In this configuration, the main source is directly connected to the DC link to maintain constant DC link voltage, and the auxiliary source is connected through a power electronic interface (PEI). This necessitates a highly efficient bi-directional DC/DC converter as an interface between the ESS.
As the proposed approach is destined for the Indian roads, the Indian driving cycle (IDC) by Automotive Research Association of India (ARAI), shown in Figure 2, is considered as per BIS code (IS 15886:2010). This is considered to size the ESS and evaluate the performance of energy management strategy and the adaptability of vehicle speed profile. 24 The specification of IDC is given in Table 4.

Indian driving cycle (IDC).
Specification of IDC.
Modelling of system components
The modelling approach of various system components involved in the realization of EV is essential to comprehend the design procedure and evaluate its performance.
Vehicle dynamic modelling
By using Newton’s law of motion, the vehicle is modelled as a load by considering various longitudinal forces acting on it,
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which is depicted in Figure 3. The tractive force,
where

Vehicle load model.
The extended form of equation (1) is given by
where
The gradient of road (Ψ) contributes a major role in the responses of the vehicle model. For simplicity, the maximum gradient of the road is assumed as Ψ = 6° with a maximum speed of 15 km/h. Therefore, the various acting forces on the vehicle to create the instantaneous tractive force for propelling the vehicle on IDC are shown in Figure 4(a). Using the obtained instantaneous tractive forces and the speed of vehicle, the tractive power required at wheels is calculated as

Vehicle model (a) distribution of various forces acting on vehicle, (b) distribution of tractive and motor power, (c) distribution of wheel and motor torque and (d) energy demand for one cycle of IDC.
Then, the motor power is calculated from the tractive power using
where
The distribution of motor and tractive power over a cycle of IDC is shown in Figure 4(b). The motor speed and the wheel speed are related by the gear ratio 26 (GR), which is expressed as
where
The required wheel torque can be calculated from
Thus, the relation between wheel torque and motor torque is obtained using equation (6), which is depicted in Figure 4(c). Therefore, the energy required for a single cycle of IDC is found as 156 kJ without considering regenerated power, shown in Figure 4(d). So, the assumed 60-km range requires 91.185 cycles of IDC, which demands 14.22 MJ of energy to power the motor, whereas the maximum energy demand reduces to 12.77 MJ for system that considers regenerated power.
Sizing of HESS
This section presents a design method for sizing the hybrid energy sources for the three-wheeled EV as per the IDC, that is, determine the number of battery cells and the number of UC cells. To dimension the energy sources, it is important to estimate the maximum power required from the HESS during various operating modes of IDC. 27
Power request for constant speed operation
The power requested during constant speed operation should be provided by the main energy source, Li-ion battery. The maximum constant speed occurs at the speed of 38 km/h in the IDC. So, the maximum cruising power of the motor is calculated as 1.78 kW. Therefore, the maximum power required from the battery is calculated as 2.46 kW by assuming motor and controller efficiency as 0.85%.
Power request for acceleration mode
The maximum acceleration request occurs at the standstill condition of 0–22 km/h in 8 s. Therefore the maximum power required from the HESS during acceleration is 5.25 kW. Since battery can provide 2.46-kW power, the remaining power required from the UC during acceleration is 3.1 kW by assuming converter efficiency as 0.9%.
Power request for road gradient
The power requested for road grade should be provided by the battery source. If the grade of road with inclination of 6° (10%) is assumed at a speed of 15 km/h, then the power requested is found as 2.73 kW using equations (1)–(4).
Power supplied during deceleration request
The maximum electrical power supplied during deceleration condition from maximum speed of 42–0 km/h is 1.76 kW in 21 s.
Based on the average and peak power requirement, estimation of battery and UC sizing are carried out for this vehicle.
Modelling of Li-ion battery
A proper Li-ion battery model is essential to predict the battery behaviour under various operating conditions and to estimate battery states, such as state of charge (SOC) and state of health.
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An equivalent electrical circuit–based Li-ion model is shown in Figure 5. This model consists of open circuit voltage of the battery,

Equivalent electrical circuit–based Li-ion model.
The SOC of the battery is calculated using the integral equation as
The battery pack with the terminal voltage of 48 V is directly connected to the motor drive. The battery is assumed to operate with SOC from 30% to 100%, with an initial SOC of 80%. The energy demanded from battery for a hybridized system is reduced to 10 MJ, which is 2.78 kW h. As the allowable depth of discharge (DOD) is 70%, the energy capacity required is calculate as 3.61 kW h. The specification of the Li-ion battery bank is given in Table 5. Hence, for a 60-km range per charge, 60 cells (4 stacks of battery with 15 cells in series) are needed for 3.61 kW h of energy storage.
Specification of Li-ion battery bank.
DOD: depth of discharge.
Modelling of UCs
A UC is modelled as a series RC circuit comprising the equivalent capacitance

Electrical equivalent of UC.
The specification of UC bank is given in Table 6. Twelve numbers of UC cells are connected in series to achieve a maximum voltage of 32 V in the low-voltage (LV) side. The minimum capacitance requirement of UC for the maximum speed of the vehicle can be calculated from relation
where
Specification of UC bank.
Therefore, UC with 1200-F capacitance is chosen. Since, UC should provide 3.1-kW power during initial acceleration request, the average current of UC is calculated as
So, the total capacitance of the UC bank is calculated as
where
The maximum charging power of UC during deceleration is −1.76 kW. So, the average current of UC during regeneration request is −82.5 A Refer appendix I.
The average power demand of the vehicle is provided by the Li-ion battery for the entire range (60 km), and the peak power demand is provided by the UC. Thus, the peak current stress shared by UC prolongs the life span of battery.
Motor modelling
In this research work, brushless direct current (BLDC) motor is preferred as it is intended for LEVs. It exhibits better performance in terms of efficiency, fast response, simple structure, high torque and easier maintenance.24–26,30 Also, a suitable motor drive needs to be interfaced with the DC-link. The plot of motor torque versus motor speed and motor power versus motor speed for IDC provides the designing details needed for a three-wheeled EV motor, shown in Figure 7.

(a) Motor speed–torque characteristic and (b) motor speed–power characteristic.
The maximum power of the motor is 5.5 kW. But, a motor can be overrated almost 1.75 or 2 times for few seconds. 31 So, a 3-kW BLDC motor has been chosen to meet the power requirement at acceleration and during grading of road. Also, the design details of BLDC motor such as rated speed and rated torque corresponding to the rated power of the motor are obtained as 2700 r/min and 14.5 N m, respectively.
Design of bi-directional buck–boost DC/DC converter
The survey of literature prefers the buck–boost half-bridge topology as the suitable bi-directional converter (BDC) for battery/UC interface. This BDC topology is preferred for a system that has size and cost constraint,32,33 shown in Figure 8.

Bi-directional buck–boost converter topology.
It works as a boost converter when discharging power from UC to DC-link and as a buck converter when charging power from DC-link to UC, thus providing bilateral power flow and controlled regenerated power to the UC. When T1 is ON, the converter acts as a boost converter and inductor and L stores the energy. When T1 is OFF, the stored energy of the inductor is transferred to load through diode D. When T2 is ON, the converter acts in buck mode, and it takes power from DC link to UC. When T2 is OFF, the current freewheels through the diode D2. The high-voltage side (DC-link) and low-voltage (LV) side (UC) has voltage relationships
The converter is designed to have a low side voltage of 16–32 V, a high side voltage of 44–54 V, maximum power rating of the converter of 3 kW and a steady-state switching frequency of 20 kHz. The ripple requirements are 10% for the inductor current and 4.5% for the capacitor voltage Refer appendix I. The average current of the inductor is given by
The critical inductance of the converter can be calculated as
The inductance of the converter should be larger than or equal to 70 μH. The low-voltage (LV) side input capacitance and the high-voltage side output capacitance can be calculated as
Modes of operation and control strategy
Operating modes
A typical Indian drive cycle has different modes of operation, which is given by
Starting and acceleration mode;
Constant speed or cruising mode;
Deceleration or braking mode.
Staring and acceleration
When the demanded power is greater than rated power of battery
Constant speed operation
When
Deceleration or braking
The regenerated power in the DC link during braking has been controlled to flow back to any of the HESS (battery or UC), depending on its SOC status which is described below:
The UC gets charged when
Most of the drive cycle power requirements are met by the battery, depending on its voltage and SOC conditions. Transient power requirements are met by the UC in addition to battery. Thus, the entire drive cycle requirement can be suitably achieved by using a UC in parallel with battery. The coordination of battery and UC in different modes of operation is depicted in Figure 9. The above mentioned various modes of operation are implemented in the power management system as rules.

Different modes of operation: (a) acceleration mode; (b, c) constant speed mode; and (d, e) braking mode.
Power-split management system
To maximize the benefits of the Li-ion/UC HESS, proper management of the power flow from and into the system is essential. 33 The significance of the power flow management and various energy management schemes has been described in literature.19–22 As discerned from the literature, the filtering method and rule-based strategy have been mostly preferred for real-time applications. 32
The filtering method does not use heuristic knowledge to consider the energy capacity of HESS, therefore results in improper sizing of ESSs with the separation of high- and low-frequency component. 21 But the rule-based algorithm uses the set of rules based on prior knowledge for the management of ESSs. 19 Therefore, an effective power-split strategy incorporating filtering technique and deterministic rules has been proposed for effective control of HESS. This proposed strategy combines the advantages of rule-based algorithm and the frequency separation strategy, thus providing smoother battery current.
The flowchart of the control strategy adopting rules and conditions is given in Figure 10. The power management system reads the inputs such as the power demand from the HESS (

Flowchart of power-split management system.
In the motoring mode,
For braking mode of operation (
These reference currents are compared with the actual currents and processed through controller for the generation of pulse signals. These pulse signals are used to control the operation of BDC to work either as buck or boost converter.
Simulation results and discussion
Simulations are performed to verify the feasibility of the proposed control strategy with the designed and modelled system components, explained in section ‘System description’. The overall layout and control of the proposed EV system is shown in Figure 11. IDC is considered as the reference speed profile, and the BLDC motor is controlled to track the IDC.

Overall schematic and control of the proposed system.
First, the battery-alone system is considered with Li-ion battery as an energy source. The power demanded by the vehicle is supplied by the battery source alone, provides power during motoring and receives power during regeneration. Initial SOC of battery is assumed as 80% with the maximum DC-link voltage. The battery current, its SOC and the distribution of motor and battery power are shown in Figure 12.

Battery-alone system: (a) battery SOC, (b) battery current and (c) distribution of motor and battery power.
The maximum current drawn from the battery is 140 A, and the SOC drops from 80% to 77.8% for one cycle of IDC. By hybridizing both battery and UC as energy source and employing proposed control strategy, the main source battery is restricted to provide only the average low-frequency power component, and the auxiliary source UC is controlled to provide high-frequency power component that occurs only during transient demand. UC is allowed to draw the regenerated power during deceleration, depending on the SOC condition of battery and UC.
The motor accelerates from
Figure 13 shows the obtained responses of battery and UC for hybridized system with proposed control strategy. From the figure, it is revealed that the maximum battery current of the hybridized system is less, thus removing stress from the battery to extend its life period. The UC voltage variation is maintained between its minimum value 16 V and maximum value 32 V for its efficient operation. The initial SOC of UC is 88%. Because of frequent acceleration and deceleration in drive cycle, the SOC falls and rises frequently and reaches 78% at the end of 108 s.

Hybridized system: (a) battery current, (b) UC current, (c) UC voltage, (d) UC SOC, (e) distribution of current and (f) distribution of power.
The total power demand of the vehicle is satisfied by both the energy sources by providing power flow during various modes of operation by meeting all the rules and constraints. The energy provided by battery and UC over a cycle of IDC is shown in Figure 14.

Energy provided by battery and UC.
The performance of the proposed control strategy is compared with conventional strategies in terms of various performance parameters and tabulated in Table 7. The root mean square (RMS) current of battery is found to be less in proposed system which reduces the degradation of battery and improves its lifetime. The maximum energy demanded from the hybridized system using proposed control strategy is found to be less than the systems with other control techniques. Figure 15 shows the comparison plot of battery SOC in battery-alone system and hybridized system.
Comparison of proposed strategy with other control strategies.
RMS: root mean square; UC: ultracapacitor; SOC: state of charge; DOD: depth of discharge.

Comparison plot of battery SOC for BESS and HESS.
The control of vehicle speed during all modes of operation (motoring, constant speed and braking) should be maintained for the proper EV operation. The PI controller (driver model) helps in accurate tracking of the desired speed profile. Thus, the desired and actual speed profiles of the vehicle are shown in Figure 16. Figure 17 shows the comparison chart of hybridized (battery + UC) ESS and battery-alone system with and without regeneration capability interms of various parameters. It is found from Figure 17 that the parameters like maximum energy demand (

Vehicle speed plot.

Comparison chart between BESS and HESS for various parameters.
Also, it is found from Figure 18 that the battery cost (C_batt) of HESS is found to be less, but the capital cost of ESS (CC_ESS) is higher than BESS. The cost of the converter per kilowatt gets added to the HESS and thus increases the capital cost of the HESS. If the replacement cost, operational cost and maintenance cost of batteries are considered, then the total cost of HESS is not more than BESS. The HESS with proposed control strategy reduces the RMS current of battery and offers efficient power train operation. Therefore, it improves the life span of the battery thus reducing the replacement cost, maintenance and operational cost.

Capital cost comparison between BESS and HESS.
Experimental details and results
In order to validate the proposed system with its power-split control strategy for HESS, a small-scale experimental platform was built and is shown in Figure 19. The main components of the experimental platform are listed in Table 8. Due to non-feasibility, Li-ion battery bank and UC banks are replaced with lead–acid batteries. The experimental setup is mainly used to validate the power-split between two energy sources to offer reduced current stress. The main source battery bank is composed of four 12-V, 18-A h cell (4*12 = 48 V) lead–acid batteries in series. The minimum allowable voltage of the battery bank is 23 V, while the maximum voltage is 52 V.

Experimental setup.
System components for experimental verification.
BLDC: brushless direct current.
Instead of UC, lead–acid battery of 12 V/1.2 A h is used to provide transient current. The highest voltage of the auxiliary source bank is 27 V, while the minimum voltage is 18 V. The throttle controls the speed and direction of the rotation of the BLDC motor. The speed profile is obtained by feeding the hall and plotted using PC, shown in Figure 20. BDC provides the bi-directional power flow to/from the DC-link. The observed experimental plots during motoring conditions are shown in Figure 21. During the acceleration mode, both the auxiliary and main battery provides the demanded current and BDC works as a boost converter.

Speed profile plot obtained from hall signal.

Experimental plot:(a) main battery current for boost and buck pulses, (b) auxiliary battery current for corresponding boost and buck pulses, (c) main and auxiliary battery voltage, (d) auxiliary source current and corresponding hall signal during boost operation, (e) BLDC motor current and phase voltage and (f) hall signals.
For the constant speed mode, only the main source battery provides the demanded current and the charging current for auxiliary source, by making the BDC to work as a buck converter. Figure 21(a) and (b) shows the current of main battery and auxiliary battery during buck and boost mode of BDC operation. The main battery voltage and auxiliary battery voltages are shown in Figure 21(c). Figure 21(d) shows the auxiliary source current for accelerated condition.
The experimental plots of BLDC motor current, phase voltage and corresponding hall signals are shown in Figure 21(e) and (f). Thus, the experimental results validate the simulation results for different operating modes in motoring condition.
Conclusion
A design methodology of a HESS employing Li-ion battery/UC for a three-wheeled LEV with effective power-split strategy is proposed in this paper. An improved real-time power-split control strategy for the effective utilization of HESS has been proposed and compared with other conventional approaches. It is obtained from the results that the RMS current of battery has been reduced with effective exploitation of UC, thus enhancing the lifes-pan of battery. The superiority of HESS relative to BESS has also been established through comparison of various parameters. Simulation results are presented in support of the findings. Due to non-feasibility, lead–acid batteries are employed as energy sources in hardware prototype to verify the power-split management. The Li-ion batteries and UC will be considered for future work.
