Abstract
Statins have potential benefits of delaying dementia, although there is no cure for dementia currently.
Adherence to statins was not found to be associated with a reduced risk of dementia among diabetic patients with comorbid hyperlipidemia.
Healthcare providers should have a more conservative attitude toward the effectiveness of statins on dementia before further studies with a longer follow-up period and a more precise definition of good adherence to statins.
Introduction
Dementia is a progressive neurodegenerative disease that gradually impairs memory and cognitive function among patients. There are 7.7 million new cases of dementia each year globally, and the incidence is still increasing. 1 Patients with diabetes have a nearly two-fold higher risk of developing dementia than individuals without diabetes and the majority of them are type 2 diabetes due to the age of the populations involved. 2 Patients with hyperlipidemia also have an increased risk of developing dementia. 3 Patients with diabetes and hyperlipidemia are more likely to develop dementia than patients with diabetes alone. 3 Furthermore, hyperlipidemia commonly cooccurs with diabetes. 3 Compared to patients without diabetes, patients with diabetes have been shown to have a six-fold probability of developing hyperlipidemia. 3 Therefore, patients with concurrent diabetes and hyperlipidemia have an increased risk of developing dementia.
Patients with hyperlipidemia often require statins as medication treatment. In addition to lowering cholesterol, statins use has been suggested to have a neuroprotective effect.4-7 Prior studies reported the potential mechanisms for neuroprotective effect of statins to reduce the risk of dementia including (1) lowering the cholesterol level, (2) decreasing cardiovascular risk factors, (3) reducing the deposition of β-amyloid plaques, (4) increasing vascular dilation through endothelial nitric oxide (NO) synthase, and then increasing cerebral blood flow, and (5) inhibiting inflammatory and oxidative stress markers that relevant to hyperlipidemia.4,6-13
However, meta-analyses of randomized controlled trials 14 and meta-analyses of observational studies5,15 have reported contradictory results about the potential neuroprotective benefits of statins in the prevention of dementia. Observational studies have shown that statins use reduced the risk of dementia among patients with diabetes and patients with hyperlipidemia.5,15 In contrast, the protective effect of statins use on dementia was not observed in clinical trials. 14
Previous observational studies that reported a positive association between statins use and the prevention of dementia had several limitations in not considering adherence to statins, using a prevalent user design, and often only including statins nonusers as the reference group.16,17 For example, patients with high cardiovascular risk or with previous stroke are more likely to have good adherence. Prevalent statins users are less likely to be susceptible to its side effects and more likely to have good adherence to statins than new statins users. Furthermore, studies that included statins nonusers as the reference group (ie, studies that lacked an active comparator) may have either overestimated or underestimated the neuroprotective effect. These major limitations from previous studies could lead to bias when assessing the neuroprotective effect of statins on the prevention of dementia and further limit the assessment of the association between statins use and dementia when considering adherence. Thus, it is important to know whether neuroprotective benefits from statins are experienced in a specific patient group with a high risk of developing dementia, such as patients with concurrent diabetes and hyperlipidemia. Therefore, we conducted a pharmacoepidemiologic study that aimed to examine whether good adherence to statins was associated with a reduced risk of developing dementia among individuals with diabetes and comorbid hyperlipidemia.
Materials and Methods
Data Source
The data for this study were collected from Longitudinal Cohort of Diabetes Patients (LHDB) in National Taiwan Insurance Research Database (NHIRD). NHIRD is an administrative claims database that contains beneficiaries’ demographic characteristics, diagnoses, inpatient and outpatient procedures, medication prescriptions, and enrollment information of the enrollees in Taiwan National Health Insurance program. The program is a single-payer compulsory insurance plan that covers 99.5% of the Taiwan population. 18 The analyzed LHDB contains a random sample of 120 000 incident cases of diabetes in each calendar year from 2003 to 2006, and all of the participants were followed up to 2013 as a longitudinal cohort. 19
Study Design and Participants
We only included type 2 diabetes individuals with comorbid hyperlipidemia and statins use. The enrollment period was from 2003 to 2007. To be included in the study cohort, individuals needed to have the diagnosis of hyperlipidemia (ICD-9-CM = 272.0–272.4) ≥1 month after the diagnosis of diabetes (ICD-9-CM code = 250.xx, except for 250.x1 and 250.x3); this ensured that hyperlipidemia was a comorbid with diabetes. We used statins prescriptions to ensure the validity of the hyperlipidemia diagnosis. The index date was the date of the first statins prescription after the diagnosis of hyperlipidemia. To verify new users of statins, individuals receiving any statins during the 1-year pre-index period were excluded. The study design is illustrated in Figure 1.

Illustration of the study design.
Individuals were excluded if they had dementia (ICD-9-CM code = 290.0-290.4, 294.1, 294.2, 331.0-331.2), Huntington’s disease (ICD-9-CM code = 333.4), Creutzfeldt-Jakob disease (ICD-9-CM code = 046.11, 046.19), cerebral degeneration (ICD-9-CM code = 331.8), or Parkinson’s disease (ICD-9-CM code = 332.0, 332.1) during the 1-year pre-index period. Moreover, individuals aged under 50 were excluded.
The active comparator design was used to categorize individuals into the good adherence group and the reference group. The interval-based proportion of days covered (PDC) of statins use over a 1-year period starting from the index date was used to measure adherence. The one-year period after the index date was the induction period for dementia. The induction period was designed to exclude the event of dementia caused by factors other than the level of statins use. The period also allowed us to calculate the PDC of statins use. The follow-up period was the time between the end of the induction period (the date that was 1 year later than the index date) and the date of incident dementia or the date of censoring. The maximum follow-up time was 10 years in all eligible individuals. Figure 2 shows the enrollment process for the study population.

The enrollment process of the study population.
Outcomes Measures
The outcome of this study was the incidence of dementia. The definition of incident dementia was the first inpatient or outpatient diagnosis of dementia (ICD-9-CM code: 290.0-290.4, 294.1, 294.2, 331.0-331.2) during the follow-up period.
Primary Exposure
The primary exposure was defined as whether patients had good adherence to statins. Adherence was measured by the PDC. NHIRD includes information on days’ supply, and the PDC was assessed as the cumulative number of days on statins according to the prescription records divided by the one-year period after the index date. The PDC was recommended by Pharmacy Quality Alliance as the preferred method to calculate chronic medication adherence. 20 The active comparator design was used with patients categorized into the good adherence group and the reference group. Patients were in the good adherence group if the PDC ≥ 80%, and patients were in the reference group if they had a PDC between 20% and 80%, in accordance with clinical evidence providing support for a standard PDC threshold of 80%. 20 To make the 2 groups more comparable, we excluded patients with a PDC < 20% because these patients could be temporary statins users. Furthermore, very poor adherence could be driven by many confounders, including social economic status, regional factors, education level, or mental disorders. Most of these confounders could not be fully assessed and ruled out in our claim-based study. To ensure validity, we further assessed whether patients switched between the use of different types of statins and other anti-hyperlipidemic drugs. If the users switched between different kinds of statins or switched to a combination of statins, the number of days on any statin treatments was counted for the PDC. In contrast, if the users switched to other anti-hyperlipidemic drugs without statins, the number of days for those treatments was excluded from the cumulative number of days covered by statin therapy.
Covariates
Covariates in the study were categorized into demographic and clinical characteristics. The demographic characteristics included age, gender and region, and these 3 covariates were assessed on the index date. Clinical characteristics included diabetes severity, hyperlipidemia severity, comorbidities and medication-related variables. All covariates were measured in the one-year pre-index period.
Diabetes severity was measured by the diabetes disease duration and the number of oral hypoglycemic agents that patients used. The diabetes disease duration was defined by the year when the individual was first diagnosed with type 2 diabetes. The number of oral hypoglycemic agents was determined according to the inpatient or outpatient records of prescriptions over the 1-year pre-index period.
Hyperlipidemia severity was measured by the mean defined daily dose of statins and the intensity of statins. The mean defined daily dose of statins was based on the first year of statin therapy. The prescriptions in any kind of statins were converted into the number of defined daily doses (DDDs). DDD is the assumed average maintenance dose per day for statins. 21 The intensity of statins can be classified into high-intensity, moderate-intensity, and lower-intensity statin therapy in accordance with the American College of Cardiology/American Heart Association guidelines on the treatment of blood cholesterol. 22 The intensity of statins was based on the average expected LDL-C response to a specific statin and dose.
Comorbid diseases were measured during the pre-index period, including cardiovascular diseases, cerebrovascular events, peripheral vascular diseases, chronic pulmonary disease, psychiatric disorders, nephropathy, hypertension, thyroid diseases, liver disease, malignancy, and autoimmune diseases.
Medication-related variables were divided into 8 prescription categories and defined based on the pre-index period. They were antihypertensive treatment, other anti-hyperlipidemic drugs, antithrombotic medications, antidepressants, benzodiazepines, antipsychotic medications, anticholinergic drugs, and digitalis glycosides.
Statistical Analyses
The propensity score was used to match characteristics between the good adherence and comparison groups in our study. The 1:1 propensity score matching through the greedy matching process was performed. 23
Descriptive statistics were used to describe and compare the demographic and clinical characteristics between the good adherence and comparison groups. For continuous variables, an independent samples t-test was used. For categorical variables, the chi-square test was used. A Cox proportional hazards model was performed to study the time to dementia diagnosis and to compare the hazard ratio (HR) of incident dementia between the exposure group and the reference group. Individuals were censored at the time of the following situations: the end of the study period on December 31, 2013, the earliest date of insurance withdrawal, or at the time of death if they died during follow-up before dementia diagnosis. All the data analyses were conducted using SAS software, version 9.4 (SAS Institute, Cary, North Carolina, USA). In this study, a two-tailed p value <0.05 was considered statistically significant.
Sensitivity Analysis
We further conducted a time-dependent Cox proportional hazards model in the sensitivity analysis. When a key independent variable or covariates change during the follow-up period, it is appropriate to use time-varying explanatory variables. In our study, the key independent variable was good adherence to statins, which was a variable that would keep varying in the follow-up period. Therefore, the time-dependent status of statins use was incorporated into the Cox proportional hazards model. The status of statins use was identified yearly in the follow-up period. If the participants’ PDC of statins use in a year was ≥80%, they were in the good adherence group in that year. In contrast, if the participants’ PDC of statins use in a year was <80%, they were in the reference group in that year. This study was reviewed and obtained an exemption and a waiver for informed consent from the Taipei Medical University Joint Institutional Review Board (TMU-JIRB No: N201704057).
Results
Table 1 shows the characteristics of the study population before and after propensity score matching. Among 18 125 eligible individuals with type 2 diabetes and comorbid hyperlipidemia, 6064 had good adherence to statins. After 1:1 propensity score matching, 6058 individuals with type 2 diabetes and comorbid hyperlipidemia were in the good adherence group, and 6058 were in the comparison group. After 1:1 propensity score matching, most characteristics between patients with and without good adherence to statins were balanced.
Characteristics of Good Adherence to Statin Group and Low Adherence to Statin Group among Patients with Concurrent Diabetes and Hyperlipidemia.
T2DM = type 2 diabetes mellitus; SD = standard deviation; OHA = oral hypoglycemic agents; MDDD = mean defined daily dose; PVD = peripheral vascular diseases; ACEI = angiotensin-converting-enzyme; CCB = calcium channel blocker; ARB = angiotensin receptor blockers.
Table 2 indicates the incident rates and results from the Cox proportional hazard model after propensity score matching. Of 6058 good adherence statins users, 272 people had diagnoses of dementia over a mean follow-up time of 6.57 years. The hazard of incident dementia among individuals with type 2 diabetes and comorbid hyperlipidemia was not statistically different between the good adherence group and the comparison group (HR = 0.94; 95% CI = 0.80-1.11). Similar results were observed in the sensitivity analysis, which considered statins use as a time-varying exposure (HR = 0.93; 95% CI = 0.70-1.23).
Association between Adherence to Statin and Risk of Dementia: Results from Cox Proportional Hazard Model after Propensity Score Matching.
CI = confidence interval; PDC = proportion of days covered.
Discussion
In this large cohort study with an active comparator design, good adherence to statins were not found to be associated with a lower risk of dementia than poor adherence to statins among individuals with type 2 diabetes and comorbid hyperlipidemia. The results were consistent in the sensitivity analysis. Our findings provided evidence that good adherence to statins did not lower the risk of dementia among individuals with diabetes and comorbid hyperlipidemia.
The prevalence of good adherence to statins in our study (33.5%) was lower than that (nearly 50%) in previous studies.24,25 This could be explained by 2 reasons. First, our study population included patients with diabetes and comorbid hyperlipidemia. Unlike patients with hyperlipidemia who may only need to use statins, 25 patients in our study needed to take statins and diabetic drugs, which could lower the rate of good adherence because previous studies showed that polypharmacy increased the complexity of the medication regimen and decreased adherence.26,27 Second, the length of the PDC measurement period was shorter than that in previous studies. 24 A longer PDC measurement period tends to lead to a higher rate of good medication adherence. When compared with a prior study using the same PDC measurement period as we did (ie, 1 year) among patients with diabetes, a similar prevalence of good adherence, ranging from 34.9% to 37.6%, was found between the study and our study. 28
In our study, good adherence to statins was not associated with a lower risk of dementia among individuals with concurrent diabetes and hyperlipidemia. Our findings were different from several previous observational studies that indicated the protective effect of statins on dementia.5,16,29 The difference could result from 2 reasons. First, the active comparator design used in our study decreased the bias from confounding by indication. Instead, previous studies often compared the effect of statins on the risk of dementia between statins users and nonusers.16,29 Selecting nonusers as the reference group could induce bias due to the indication effect or the sick-stopper effect, leading to the overestimation or underestimation of the neuroprotective effect of statins on the prevention of dementia. For example, the indication bias could lead to an underestimation of the protective effect, but the sick-stopper effect from older and frail patients could lead to an overestimation of the effect. Unlike previous studies, our current study had 2 groups with similar treatment indications, which led to more robust evidence.
Second, the definition of statins without considering medication adherence in most previous observational studies could not thoroughly reflect the effectiveness of statins in real-world settings.5,16,29,30 Previous studies defined statins use often with the assumption of good adherence but did not actually measure adherence. 17 However, adherence to statins could substantially decline over time in the real world. 31 The current study measured adherence and considered the effectiveness of statins, which could provide better evidence for real-world experiences. Therefore, the protective effect of statins on the risk of dementia observed in previous observational studies could be biased due to not precisely measuring statins adherence.32,33
From a clinical perspective, healthcare providers should have a more conservative attitude toward the effectiveness of statins on dementia. The protective effect of statins on dementia reported in previous studies was a concern. Adherence to statins was not associated with a reduced risk of dementia in our study, so healthcare providers still need to closely monitor high-risk patients with good statins adherence. From a research perspective, we consider our findings to reflect more real-world situations. In our study, we closed the gap of the inconsistent association between statins and dementia and provided a more robust result with a rigorous pharmacoepidemiologic study design that assessed statins adherence with an active comparator.
Our study had several strengths. First, the active comparator design could largely reduce bias due to the confounding by indication effect. Second, the assessment of new drug users could eliminate the prevalent user bias. Third, we created an induction period to ensure that the outcome occurred after the exposure, thus reducing exposure misclassification and preventing protopathic biases. Finally, we captured the time-varying status of statins use in a sensitivity analysis to confirm the consistent association between good adherence to statins and risk of dementia.
Regardless of the strengths, the study still had several limitations. First, the follow-up time was relatively short for the disease progression. However, compared to previous studies with only a 3 to 4 year follow-up period,34,35 this study provided a relatively longer follow-up period. Second, propensity score matching could only reduce measurable confounders but not unmeasurable confounders (eg, apolipoprotein E [ApoE] genotype). Prior studies showed that the proportion of subjects with the ApoE genotype was significantly higher among patients with dementia than among patients without dementia (64.3% vs 35.8%;
Conclusion and Relevance
In conclusion, good adherence to statins was not found to be associated with a reduced risk of dementia among patients with diabetes and comorbid hyperlipidemia. Healthcare providers should be aware that the neuroprotective effect of statins among patients with concurrent diabetes and hyperlipidemia may not be as strong as reported in previous studies. Future studies with a more diverse study population are needed to further evaluate the neuroprotective effect of statins on dementia prevention.
