Abstract
Keywords
1. Introduction
The disability ground in employment equality law is the focus of a great deal of academic discussion. It has led to some high profile CJEU cases such as
The article begins in section 2 with a brief review of some of the special considerations which apply to the disability ground, especially the reasonable accommodation duty and the disproportionate burden defence. Section 3 examines the competence defence, which states that the employer is not required to recruit an individual, or maintain them in employment, if they are not competent to perform the essential functions of the post, provided reasonable accommodation has been made. In Section 4, we discuss when the reasonable accommodation duty is activated, and the particular difficulties this raises, for example in the case of those with psychosocial disabilities. Section 5 considers potential solutions to the issues raised in the earlier parts. The potential to enhance state involvement in the process of reasonable accommodation is highlighted, and the prospect of Universal Design being adopted as an overarching new principle in EU equality law is discussed.
2. The disability ground – special considerations
Discrimination against persons with disabilities in employment is widespread and well documented. In 2018, there was a 75% employment rate for people with no disability in the EU, but this reduced to 58.3% for those with moderate disability and 28.7% for those with severe disability. 8 Eurostat reported in 2015 that less than one person out of two in the EU (47%) with basic activity difficulties was employed. 9 This compared with a 67% employment rate for those who did not have such difficulties. It appears that numbers of employment equality claims on the disability ground lodged in Europe are at high levels. 10 Academic research has shown that employers often harbour pessimistic views about the work-related abilities of individuals with disabilities. 11 The Covid-19 pandemic and resulting economic shocks increase the vulnerability of persons with disabilities to further inequalities. 12
While all grounds of discrimination are subject to particular provisions, exceptions or limitations in the various EU Equality Directives, the disability ground includes a special provision which is of quite a different character to the others, i.e. the Reasonable Accommodation duty. 13 On reviewing Directive 2000/78, 14 for example, it stands out as a provision like no other in that Directive. The Directive recognizes that it would not be sufficient to provide that people with disabilities should receive equal treatment in employment; there must also be an added requirement that the employer must accommodate persons with disabilities. But the requirement is qualified in a number of ways. For example, it is described as ‘reasonable’ accommodation and it is stated that it applies ‘unless such measures would impose a disproportionate burden’ on the employer. We will refer to this as the ‘disproportionate burden defence’.
Why is the disproportionate burden defence available to employers at all? It undermines equal participation for people with disabilities, as it sends the message that, if an employer can avail of the disproportionate burden defence, the employee need not be treated equally. One response may be that equality law may sometimes involve treating different people differently, and that the reasonable accommodation duty is actually a benefit to a person with a disability. However, a purer form of equality would require that all employees, including those with disabilities, be accommodated, regardless of the cost, inconvenience or other burden to the employer.
Recital 21 of the Framework Directive states that in assessing whether a disproportionate burden has arisen, account should be taken ‘in particular of the financial and other costs entailed, the scale and financial resources of the organization or undertaking and the possibility of obtaining public funding or any other assistance’. One consequence of this is that what constitutes a disproportionate burden can vary based on the resources of the employer in question. This would also appear
Recital 21 refers to the possibility of state funding or other assistance as a means of financing the appropriate measures. This requires employers to explore opportunities of state funding, but does not require states to provide any such funding. As will be discussed in section 5 below, some states have become more proactively involved in the reasonable accommodation process, and the funding of reasonable accommodation measures may be part of this state involvement. Stronger state involvement may need to be a component of more fundamental reform of equality law concerning disability in the future.
Equal treatment for persons with disabilities must also be read in light of Recital 17, which may be referred to as the ‘Competence Defence’. The Recital states that the Directive does not require the recruitment, promotion, maintenance in employment or training of an individual who is not competent, capable and available to perform the essential functions of the post concerned or to undergo the relevant training, without prejudice to the obligation to provide reasonable accommodation for people with disabilities. The principle of Recital 17 is understandable, but issues arise as to the precise meaning of the recital.
As the Framework Directive was enacted six years before the adoption of the UN’s Convention on the Rights of Persons with Disabilities (CRPD), its wording naturally does not take account of the ground-breaking principles enshrined in that Convention. The courts have made good efforts to use the CRPD to assist them in interpreting the Directive. As time goes on, the influence of the CRPD on judicial reasoning is becoming stronger and stronger. The CRPD has even been ‘subtly constitutionalised’ by the CJEU. 15 But ultimately, ideas about human rights for persons with disabilities are moving on so much that the time may be approaching for a more profound rethinking and redrafting of equality law for people with disabilities in Europe.
3. The competence defence
The ‘Competence Defence’ states that the employer is not required to recruit an individual, or maintain them in employment, if they are not competent to perform ‘the essential functions of the post concerned’, provided reasonable accommodation which does not impose a disproportionate burden has been made. This provides generous wriggle room for an employer, who can argue that certain functions are ‘essential’, and the individual may have difficulty proving that they are not. The Directive provides no guidance concerning categorization of functions into essential and non-essential. There is evidence in Ireland that in quite a number of cases, claimants do not succeed because they are deemed not to be ‘competent’. 16 In one case, an employee of the national rail company was considered not to be competent to perform a safety-critical role due to his epilepsy. 17
The directive is silent about any possible procedural requirements for employers in making decisions about an individual’s competence or about the issue of reasonable accommodation. Some national courts have held, for example, that an employer must consult with the employee on these issues, but it would be better if the directive recognized the importance of such matters through explicit reference to them. National courts have also held, however, that any such procedural duty is not a separate and distinct one and, if it has been breached, it does not automatically follow that the reasonable accommodation duty has been breached. 18
Another issue is whether, in cases where the individual cannot perform essential functions, there is a duty on the employer to re-distribute essential functions to other workers. Recital 20 is of some assistance here, stating that appropriate measures to accommodate workers with disabilities can include, for example, ‘the distribution of tasks’. This is reflected in national legislation in Ireland
19
and in the views of the UN Committee on the Rights of Persons with Disabilities.
20
The CJEU has not made explicit statements as to whether this extends to distribution of essential tasks.
21
It was unclear in Irish law until 2019 whether distribution of tasks could apply to essential functions.
22
Recently, in the major case of
If the employee is not competent to perform the role even after reasonable accommodation has been provided, is there a duty on the employer to provide them with another job within the same organization if one is available? The wording of Recital 17 refers to ‘the essential functions of
Article 5(3) of the CRPD states that, in order to promote equality and eliminate discrimination, states parties shall take all appropriate steps to ensure that reasonable accommodation is provided. A definition of ‘reasonable accommodation’ is provided in Article 2, and this does not include any ‘competence defence’ or any reference to essential job functions. 31 The UN Committee on the Rights of Persons with Disabilities has issued a detailed General Comment on equality, which also contains no competence defence. 32 Ryan and Bell note that this leans in favour of the employer being open to a variety of measures without imposing any automatic exclusions from the outset. 33 Increasingly, courts are relying on the CRPD as an aid to interpreting EU and national law, and thus there may be a general shift towards an interpretation of the competence defence which requires the employer to consider far-reaching measures to accommodate the individual.
4. Duty activation
There are important questions regarding the point at which the employer becomes duty-bound to provide or to assess the viability of providing reasonable accommodation. There are various duty-activation models in use; we will discuss which model is most conducive to the prevention of unfavourable treatment of persons with disabilities and most practical for employees and duty-bearers.
Examination of psychosocial disabilities (also referred to as mental health conditions) brings to light a range of significant issues regarding anti-discrimination law. Within the cohort of individuals with psychosocial disabilities, fears as to unfavourable treatment upon disclosure of their disability are commonly held by virtue of the stigma that is attached to such conditions. 34 The resultant reluctance to disclose impairments to employers is significant, given that many psychosocial disabilities do not manifest physically, and the duty to provide reasonable accommodation in respect of the CRPD and Directive 2000/78 cannot feasibly be activated until such point as the duty-bearer has knowledge as to the disability. 35 In other words, discrimination has not occurred where the employee has failed to disclose, which Bell and Waddington contrast with Directive 2000/78’s prohibition on indirect discrimination, where the absence of prior knowledge of impairment or disability is in no way a defence for employers. 36 The extent of such a disclosure is a further point of contention, Directive 2000/78 remaining silent on whether constructive or actual knowledge is required on the part of the employer for the duty to be activated, 37 it being a matter for national case-law or statute. Further, where constructive knowledge is concerned, it is unclear at exactly what point a duty is placed on an employer to assess the viability of appropriate measures or accommodations in the absence of a request. It follows from a total failure to disclose a psychosocial disability that no discrimination has occurred. It would clearly be unfair on the bona fide employer to legislate to the contrary, notwithstanding that the employee’s reluctance may be grounded in a rational prediction that they would be stigmatized and unfavourably treated thereafter. 38 The current position is further justified by virtue of the requirement that accommodations be tailored to the needs of the particular individual. 39 This notion can, however, be countered with the principle of Universal Design, and the notion that a failure to design a workplace that is conducive to the needs of all employees is in itself a form of indirect discrimination, notwithstanding that an invisible disability may be at issue in the absence of disclosure. This is examined in section 5.
As to addressing the stigma that has been referred to, it is acknowledged that eradicating it through a hard law prohibition is likely not to be viable. Rather, awareness initiatives targeted at the employment sphere are more likely to diminish the stigma. Such initiatives ought to encourage the acceptance of individuals with such conditions. These initiatives should promote the notion that reasonable accommodation can aid a full recovery or successful management of the condition in the course of one’s employment and they also ought to inform employers of the types of appropriate measures that may render an affected individual fully capable of performing the duties required of them. At present, Article 8 of the CRPD imposes on states parties a duty to raise awareness of disabilities. Notably, states parties are required to ‘promote recognition of the skills, merits and abilities of persons with disabilities, and of their contributions to the workplace and the labour market’. 40 Perhaps these provisions ought to be embraced with increased vigour going forward.
In the absence of a unified EU approach regarding the activation of the reasonable accommodation duty and an employer’s knowledge as to disability or the need for reasonable accommodation, national positions will be addressed in a comparative sense. The contrasting models that are in operation across EU member states have been established by statute, implied by statute and established by case-law. There are two key models, the common metric being the extent of knowledge that is acquired on the part of the employer regarding the potential need for accommodation. Those are (1) activation through disclosure of the disability and (2) activation upon an explicit request for reasonable accommodation. Spain, the UK and Poland have their models enshrined in statute.
41
The UK model is most in keeping with model (1), providing that the employer is not subject to a duty where they ‘[do] not know, and could not reasonably be expected to know’ that the individual has a disability.
42
It follows that the employer is obliged to enquire as to the need for accommodation where they have knowledge that an employee has a disability. The body of case-law that has developed on foot of this provision has encompassed cases centred on the issue of psychological impairment.
43
In
In many EU member states, national experts take the view that employer knowledge may be an implied requirement for duty activation. 46 In Hungary, for example, while the legislation is silent on the extent of employer knowledge required to activate the duty, the Labour Code entails a duty to act in good faith and a cooperation duty applies to both employers and employees, the national expert concluding that employees are therefore required to inform the employer of their need for reasonable accommodations as it arises. 47 In the Netherlands, an Explanatory Memorandum to the relevant Act provides that the duty to provide reasonable accommodation is active ‘upon request’ by the individual. 48 A ‘best efforts obligation’ applies to the employer where they become aware of an individual’s disability or chronic illness, to investigate its nature and to ascertain whether reasonable accommodation is required. 49 The Netherlands model is unique given that it is a hybrid of two models: activation upon request for reasonable accommodation and/or activation upon disclosure of disability. Accordingly, in the absence of both a request for accommodation and any actual or constructive knowledge on the employer’s part of the disability, no duty to investigate or assess the need for reasonable accommodation arises. 50 In relation to the ‘best efforts obligation’, presumably a medical certificate provided for a period of absence which lists a mental health-related illness as the reason for absence would be sufficient actual knowledge of impairment/disability, the question as to whether the employer discharged their ‘best efforts obligation’ being a matter for evidence.
While activating the employer’s reasonable accommodation duty through a disclosure as to the employee’s disability or impairment seems
In some states, the duty is activated by an explicit request for reasonable accommodation as opposed to mere impairment disclosure. The Polish Act requires that individuals make their employer aware of the need for reasonable accommodation, the employee reporting their ‘specific needs…to the employer’. 52 Similarly, in Spain, an employee is obliged to disclose their disability and to then request reasonable accommodation to that end. 53 Significantly, in both instances there appears to be no obligation to investigate the need for reasonable accommodation where there is actual or constructive knowledge of the employee’s disability, notwithstanding that the other model would suggest that knowledge of disability means knowledge the accommodation may be required. While this may be viewed as a constriction of the employee’s rights and, further, as providing employers with a more robust defence in instances where discrimination is alleged, it may also be viewed as broadening the right to privacy for employees with disabilities, given that the medical evidence provided to the employer could be limited solely to the impairments caused by the disability. As one Canadian arbitrator has stated, ‘diagnosis’ and the ‘nature of illness’ are not synonymous terms, rather an overlap exists, ‘such that a description of the nature of an illness or injury may reveal the diagnosis and in others it will not’. 54 The ‘nature of illness’ may be compared to the impairment that is experienced for the purposes of Directive 2000/78.
It is important to pay heed to those scenarios where the impairment does
5. Potential solutions, including universal design
Many EU member states have neither of the two duty activation models discussed above, yet they seem compliant with the requirement to provide reasonable accommodation. These states include Belgium, Germany, Luxembourg and Slovakia. 57 Some member states, such as Bulgaria and Croatia, provide for disability rights through the national system, requiring employees to have their disability officially recognized by a competent public body in order for eligibility for reasonable accommodation in the workplace to arise. 58 The employer is then informed of the disability by the public body, and, in the case of Italy, access to sensitive personal data is permitted only where strictly necessary. 59 As was stated earlier, stronger state involvement may need to be a component of more fundamental reform of equality law concerning disability in the future. Such increased state involvement may entail the establishment of a competent state authority to add an extra dimension to the process for provision of reasonable accommodation by employers. A competent authority might, either in whole or in part, assess whether a disability exists, identify whether accommodation is required, and ascertain what appropriate measures may render the individual capable, while working with the employer to implement such measures. Competent authorities of this type have been established in Bulgaria and Croatia. 60 If such models are to be adopted by other states, care would need to be taken to ensure that the option also remains for the employee to deal directly with the employer if they wish.
UK research indicates a lack of awareness on the part of middle and senior management as to what types of reasonable accommodation may be effective for those with diagnosed mental health problems, 61 the invisibility of impairment being a key factor. Accordingly, increased awareness as to impairment and potential appropriate measures has been advocated. 62 A competent state body could provide funding, particularly in respect of any physical adjustments required, while also serving to diminish the knowledge vacuum that exists regarding the types of accommodations that may be reasonable through equipping employers with the required knowledge.
In the UK, the state provides assistance to employees through the Access to Work (ATW) scheme. 63 The employer’s duty to make reasonable adjustments is laid down in the Equality Act 2010, 64 along with Directive 2000/78, before the UK left the EU. The ATW programme in Great Britain steps in where the required adjustments extend beyond the parameters of the employer’s duty. 65 The employee applies directly to the state for the relevant grant, which is paid by the Department of Work & Pensions. Recent media publications have highlighted its effectiveness in respect of employees that are hearing impaired, through the allocation of up to £57,000 per person in state money for use in the hiring of interpreters, note-takers, etc. and the success of this in rendering otherwise impaired individuals capable of reaching their full potential in the course of their employment. 66 The idea of having a strong state scheme which assists in the employment of employees with disabilities is effective and likely to remove uncertainty for employers and employees where the measures required may be beyond a firm’s resources. Importantly, in respect of macro-economic efficiency, the model has been found to be highly effective. A report commissioned by the UK government refers to the £7 billion cost to the UK exchequer of funding out-of-work benefits for individuals with a disability, compared to a mere £330 million on specialist disability employment support. 67 It was also found that for every pound spent on ATW, £1.48 is recouped by the exchequer, the social return on the investment being even more considerable. 68 As previously stated, Recital 21 of the Framework Directive states that, in assessing whether a disproportionate burden is imposed, account should be taken of the ‘costs entailed’, the ‘scale and financial resources of the organisation or undertaking’ and the ‘possibility of obtaining public funding or any other assistance’. 69 If an employee in the UK avails of the ATW scheme, this can result in a ‘win-win’ situation for both the employer and the employee. The employee is facilitated in accessing employment and the employer can employ the employee without incurring the additional expenditure which might have been required to make adjustments for the employee’s disability. It is unclear whether the UK model has had an impact on employment rates for people with disabilities, but there is evidence that such rates are better in the UK than in other states. 70 In Ireland, there are also state grants available for employers (not employees) but there is a lack of data on the effectiveness of the grant schemes. 71 Outside the EU, there are other examples of best practice which could be drawn upon, such as the Job Accommodation Network (JAN) in the USA. 72
This possibility of increased state involvement in the provision of reasonable accommodation to employees has strong potential. For employees, it is conducive to reducing stigma concerns and increasing employee requests for accommodation where it is required. It may also bring about the provision of more robust reasonable accommodation, capable of rendering a greater number of individuals capable of undertaking employment. For employers, increased state involvement in the process of reasonably accommodating employees with disabilities would potentially simplify what is often an onerous and ambiguous process of making enquiries, carrying out assessments and eventually implementing effective appropriate measures. While it may require an increased up-front spend on the part of the exchequer, this is likely to be justified when net benefits of both a cost and social nature are factored in.
A model whereby the provision for those individuals with disabilities is carried out in a proactive as opposed to a reactive manner could potentially reduce or eliminate the need for the reasonable accommodation system. As defined in Article 2 of the CRPD, ‘universal design’ is the design of ‘products, environments, programmes and services to be usable by all people, to the greatest extent possible, without the need for adaptation or specialized design’. 73 Further, it ‘shall not exclude assistive devices for particular groups of persons with disabilities where this is needed’. 74 Article 4 establishes a duty to undertake or promote research and development of universally designed goods, services, equipment and facilities’. 75 It further requires the promotion of ‘universal design in the development of standards and guidelines’. Article 9 on Accessibility requires states to ensure equal access to the physical environment and other facilities and services. 76 Article 27(1) refers to the need for a ‘work environment that is open, inclusive and accessible to persons with disabilities’. The requirements regarding inclusiveness and accessibility may be considered to be in a similar vein with the concept of Universal Design. 77
The move towards Universal Design is part of a general movement in disability law away from ‘special needs’ approaches towards more universalist or mainstreamed approaches. 78 While the principle of Universal Design (and Inclusive Design) has been discussed to some extent in regard to accessibility of buildings, 79 accessibility of products and services 80 and inclusive education, 81 it is under-discussed in the field of employment equality law.
Were this principle of Universal Design to be fully implemented, the need for reasonable accommodation would substantially diminish, given that work environments would be developed from the outset to be conducive to the needs of those with both physical and psychosocial disabilities. This would reduce the above-mentioned concerns in respect of disclosure, enquiry duties and duty activation. Gradual implementation of this model, as the CRPD suggests, 82 would appear to be the only realistic course of action. And Universal Design would complement the existing reasonable accommodation system, rather than replacing it completely.
If a categorical requirement was inserted into future equality legislation that the model of Universal Design be adopted, there would be a number of issues to be resolved.
In respect of physical adjustments, the prospect of adapting many existing workplaces to be fully wheelchair accessible for example, poses various challenges. Indeed, the current EU framework does, however, seek to make public spaces, workplaces, etc. accessible to all through the European Disability Strategy 2010–20, 83 informed by the CRPD. 84 As to the implementation of physically accessible workplaces across the board, including those that are not open to the public, cost concerns would arise. While the adaptation of this model for newly constructed premises may be viable and not too burdensome, an immediate implementation of the model in respect of existing premises is perhaps not so feasible.
Another area of Universal Design may include flexible working hours to facilitate those individuals with psychosocial disabilities. In respect of individuals with Autism Spectrum Disorder (ASD), a universally designed workplace may be designed with their sensory needs in mind, or interviews of prospective employees would ordinarily not entail open-ended questions so as any impairment in respect of abstract thinking does not put the individual at an unfair disadvantage. 85 To provide for all areas of disability is arguably something that will take years of research and gradual implementation. The absence of a requirement for medical evidence prior to availing of such reasonable accommodation may lead certain employees, who do not have a disability, to unscrupulously avail of the measure in the absence of real need. This would create concerns for employers, particularly smaller employers for whom profit margins may be affected as a result of their implementation of the model.
Universal Design would not remove the need for the current reasonable accommodation model. The person-specific nature of many required adjustments is such that a reactive element would have to remain. The removal of the reasonable accommodation duty could in fact diminish employee rights given that those who require more complex or novel adjustments may not be sufficiently accommodated by the supposed universally designed workplace. Possibly the solution may be found in a hybrid of the two models, whereby the physical and organizational elements of the workplace are designed with the principle of Universal Design in mind, thus reducing the degree of disclosure, etc. while person-specific reasonable accommodation may still be sought for those individuals whose needs are not satisfied by the universally designed workplace. These considerations have also been highlighted by Lawson, who states that universalist approaches to law and policy do not require silence on disability or impairment. She points out that, in order to effectively ensure that a particular law or policy is not ableist, levels of functional ability falling short of conventional ability norms will often require explicit acknowledgement and provision. 86
6. Conclusion
The inclusion of all individuals with disabilities in employment is an important goal. However, this has not yet been accomplished and it is apparent that achieving this goal has been, and will continue to be, a complicated process. The EU legal framework on employment disability law as prescribed by Directive 2000/78 and as informed by the CRPD seeks to give effect to the principle of equal treatment via the provision of reasonable accommodation. In many states, the responsibility to provide reasonable accommodation is mainly imposed on employers. The ‘Competence Defence’ in the Framework Directive could have been more strongly drafted, to prescribe more precisely the circumstances in which an individual may be found not to be competent to perform the post’s essential functions.
Stigma concerns regarding psychosocial disabilities likely reduce employees’ willingness to seek the required accommodations and also raise questions as to the activation of an employer’s duty. Duty activation upon disclosure of a disability seems
The Universal Design model shows strong potential, but its implementation will be gradual and to deploy it as an outright alternative to the current reasonable accommodation model would diminish employment disability rights, since no facility would exist for individuals to request novel or less common appropriate measures, not accommodated by the supposed universally-designed workplace. The establishment of competent authorities in Member States has the potential to alleviate many of the concerns raised in this article in respect of the almost entire reliance on employers to discharge the duty to provide reasonable accommodation for employees with disabilities. Member States are free to take measures which go beyond the minimum standards in the Directive, and do not need to wait for amendments of the law at EU level to take action. Participation in employment by individuals with disabilities is imperative. While much has been accomplished to that end, there remains a long way to go.
