Abstract
Introduction
During a disaster, health care facilities in an affected area can fall into a functional decline. If hospitals are damaged by a major disaster, hospital functions and activities may see a marked decrease, and immediate external support may not always be available. The sudden halt of all hospital activities not only endanger patients’ lives and the continuity of care for the surrounding community, but can also affect hospital staff and associated suppliers. Therefore, it is necessary for a hospital to maintain critical activities, even in an unexpected crisis. Hospitals across countries increasingly understand their role in emergency preparedness to improve the capability and capacity before a major incident.1–3
Disaster impact on health sectors causes secondary disaster as a result of damages to the health facilities. Hospital failure to withstand also creates huge impacts on the health system due to collapse of health services, delay in the treatment of trauma injuries, collapse of emergency functions, and obstruction of ongoing public health and sanitation campaigns. 4 Post-disaster impacts on hospitals differ due to several factors, such as type of disaster, vulnerability and capacity of the health system, and risk-related conditions. 5 For example, hospitals’s response to the Great East Japan earthquake and subsequent disasters could hold sustainability in the society as previous preparedness in aspects of human recourse, safety and security, continuity of essential services, logistic and supply management, surge capacity, and triage. 6 In this article, key component of World Health Organization (WHO) guideline of hospital preparedness in mass causality incidents and disasters has been reviewed that could be used in emergency preparedness planning.
Method
Search strategy
Published articles were searched in English languages. The search entered studies from April 2011 up to December 2016. Studies obtained through bibliographic databases, including ISI Web of Science, PubMed, Science Direct, Scopus, Wiley Online Library, Google Scholar, ISD (SID: Scientific information database), and other Governmental, databases and websites. Keywords were used in the search were “Disaster”, “Preparedness” and related terms included “Emergency”, “Disaster Planning”, “Mass Casualty Incidents”, “Hospital”, “Health”, “Response,” and “Readiness.” The selection of these terms was made with the help of MeSH service in PubMed website databases.
Data extraction
Independent reviewers (F.R. and M.H.Y.) screened abstracts and titles for eligibility. When the reviewers felt that the abstract or title was potentially useful, full copies of the article were retrieved and considered for eligibility by both reviewers. If discrepancies occurred between reviewers, the reasons were identified and a final decision was made based on third reviewer (M.M.) agreement in a blinded way.
Eligibility criteria
Studies that used qualitative and quantitative methods focusing on measuring or evaluating the concept of hospital preparedness were included. The first inclusion criterion was articles that comprised hospital-based emergency management principles and best practices and integrates priority action developed by WHO Regional Office for Europe to assist hospital administrators and emergency managers in responding effectively to the most likely disaster scenarios. This tool is structured according to nine key components each with a list of recommended actions (RAs): (1) command and control (CC) with 6 RAs; (2) communication (C) with 9 RAs; (3) safety and security (SS) with 11 RAs; (4) triage (T) with 10 RAs; (5) surge capacity (SC) with 13 RAs; (6) continuity of essential services (CES) with 8 RAs; (7) human resources (HR) with 15 RAs; (8) logistics and supply management (LSM) with 10 RAs; and (9) post-disaster recovery (PDR) with 9 RAs. 7 The information of articles was extracted and then categorized regarding to the key components and RAs of the WHO checklist (Tables 1 and 2). The percentage of the included RAs for each key component indicated in Table1. For example, if an article discussed about three recommended actions (RAs) of command and control (CC), the percentage of included RAs would be 42.8%.
An overview of characteristics of articles included.
STROBE (STrengthening the Reporting of Observational studies in Epidemiology) N: naturals; AN: anthropogenic non-intentional; AI: anthropogenic intentional; CC: command and control; SC: surge capacity; HR: human recourses; LSM: logistics and supply management; CES: continuity of essential services; T: triage; C: communication; SS: safety and security; PDR: post-disaster recovery; RICU: respiratory intensive care unit; NICU: neonatal intensive care unit; MICU: medical intensive care unit; CO: Carbon monoxide.
Hospital(s) and Trusts/Trusts: NHS hospitals in England are managed by hospital trusts, which represent one or more hospitals in a geographical area. 12
Examples of the key components and recommended actions from the included studies.
CDC: Centers for Disease Control and Prevention; CC: command and control; SC: surge capacity; HR: human recourses; LSM: logistics and supply management; CES: continuity of essential services; T: triage; C: communication; SS: safety and security; PDR: post-disaster recovery; HCW: health care worker; PPE: personnel protective equipment; CBRN: chemical, biological, radiological, and nuclear disasters; EVD: ebola virus disease; ICU: Intensive care unit.
Second inclusion criterion was assessment of hospitals preparedness based on any real disaster or real potential hazard and vulnerability. Study population was hospitals, departments of hospitals, or specialized services for hospitals (like pediatric). As WHO hospital emergency response checklist developed in 2011 and hospital-based emergency preparedness principles have changed or updated alternatively, articles before this year were excluded.
Quality assessment and risk of bias
The quality of the included cross-sectional studies was examined using the statement of strengthening the reporting of observational studies in epidemiology (STROBE). 32 It assigns 22 items to each observational study: two for introduction and background, nine for method, five for results, and four for discussion. The quality of case study was assessed by Case Study/Case Series Checklist approved by the Institutional Review Board Guidance Document University of Texas at El Paso. 33 It contains eight-points to each case study. The guideline of Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) was used to prepare scientific writing. 34
Statistical analysis
The main outcome variables were measures of percentage and 95% CI for the estimate of hospital preparedness according to nine key components each with a list of recommended actions (RAs). All nine components were equally important according to WHO checklist.
7
Using random-effects model was applied to estimate variation between-study, the overall effect size was calculated. Between-study heterogeneity was assessed using Cochran’s Q-test and
Results
A total of 1545 articles were extracted (Figure 1). Of these, 74 papers were selected as potential studies based on their titles and abstracts. However, after reviewing full text paper, only 26 of those actually fulfilled the inclusion criteria. The main reasons for exclusion were (1) not assessing any real disaster, Mass casualty incident (MCI), or real potential hazard, and (2) assessing preparedness outside the hospitals, departments of hospitals, or specialized services of hospitals. All studies focused on hospital preparedness in different types of real or potential disasters.

PRISMA 2009 Flow Diagram.
The included studies accounted for 9 key components and 92 RAs. Details of each study and their special features are provided in Table 2.
Eleven papers were case studies and 14 of them were designed as cross-sectional. In selected studies, 1047 hospitals in 50 countries surveyed. Types of included disasters were natural hazards such as atmospheric, geological, hydrological, extraterrestrial and biological, anthropogenic non-intentional (AN) such as technological, hazardous materials, and anthropogenic intentional (AI) hazards such as mass shootings. 35
Table 2 demonstrates exact description of RAs in the studies. For example, if you want to understand what were the results of Apisarnthanarak et al.’s study in the field of CC, you can see that they focus more on incident command group, prospective replacements of directors, focal points, and consultation core internal and external documents. Figure 2 shows forest plot of nine key components based on disaster types (naturals (N), AN, and AI).

Results of meta-analysis on key components and recommended actions by disaster type.
The homogeneities appeared mostly in AN disaster type. The overall effect sizes of five key components in the studies that worked on AN disaster type were as follow: CC(33.2%), CES(31.25%), T(28%), C(18.33%), and LSM(10%). The highest score related to command and control (CC). For example, this means that 33.2% of disaster preparedness concepts were dedicated to CC in the studies that worked on AN. In natural disasters, just the effect size of PDR (16.27) was considerable. These values and units can be clearly seen in Fig 2 and the supplementary material.
Discussion
This systematic review evaluated the hospital preparedness according to WHO guideline. The finding indicated that order of key components applied in all disasters was PDR (46.17%), CC (41.76%), SS (27.34%), C (26.6%), LSM (24.73%), HR (24.07%), SC (20.26%), CES (18.96%), and T (16.28%) (Figure 2).
The finding surprised us based on homogeneity analysis was that CC and CES identified as the first priorities for hospitals to deal with. They covered most of disaster preparedness concepts. However, LSM received the least attention (Figure 2). This might be due to the routine duty of LSM for the hospitals. LSM is critical for hospitals even in circumstances where no hazardous condition is going to threaten them. However, during disaster, CC received higher importance as these concepts play a critical role in hospital disaster management. In addition, as the most of disasters happened out of hospitals and they must be responsive after disaster, CES could get the high priority for hospitals to deal with. The other factor might be due to retrospective report of incident in 26 articles. Thus, studies dealt with CSR challenges and function more.
Aladhrai et al. 8 applied 100% of key components and recommended actions (RAs) in their study as they use checklist of WHO to review the impact of revolution on hospital preparedness (Table 1). Pay attention to other 25 studies (Table 1), it is clear that some hospitals in territory of United State got the highest score in applying key components of CC,C,SS, SC, CES, LSM, and PDR. However, HR got the highest score in Ireland. In addition, CC, C, SS, HR, and LSM components got the highest score in hospitals that have to deal with epidemic and pandemic disasters. Therefore, this means that during epidemic prone disasters, hospitals pay more attention to these components. However, SC, CES, and PDR got the highest score in hospitals that have to deal with hurricane disasters. These results are reasonable as in disasters such as hurricane, infrastructures at hospitals, structural safety, and medical equipment would be destroying by disasters. Therefore, hospitals got in trouble in providing essential services. However, during epidemics and pandemic, hospitals do not affect by disasters. But, lack of enough personnel and communication with people and media, and safety and security provision for the personnel is more important.
Weak studies based on STROBE checklist were Murakawa, 6 Bolster et al., 22 Carles et al., 24 and Moughrabieh and Weinert. 29 In these studies, risk of bias may cause to lower score of the checklist. The strategies in the literature, which applied recommended actions (RAs) in real disaster fields, are shown in Table 2. Command and control is the benchmark for hospital emergency management. Coordinated health-sector response to an emergency requires having permanent Hospital Emergency Committee (HEC). HEC is responsible for developing the Hospital Emergency Risk Management Program (HERMP) and establishing an incident command group. The Federal Emergency Management Agency (FEMA) framework suggests planning sections as follows: assignment of responsibilities, command and control, information management, communication, introductory material, purpose of the plan, planning assumptions, the concept of operations, administration and finance, plan development and maintenance, and authorities.36,37
Conclusion
We recommend using the proposed disaster categories suggested by FEMA. In this framework, different significant weights for each nine-component can considered base on disaster categories and then evaluate a more valid and reliable preparedness scores.
Another important point is that countries have different vulnerabilities to each nine key components. For examples, low and middle-income countries might be more vulnerable to disasters that threat their infrastructures and CES component appear to be more important. As a result, it is better to focus on interpretation and justification of why some components are more important in each of health systems. Future research could be implementing based on vulnerable components that have paid less attention in the literature.
Supplemental Material
HKJ760123_online_supplement – Supplemental material for Hospitals preparedness using WHO guideline: A systematic review and meta-analysis
Supplemental material, HKJ760123_online_supplement for Hospitals preparedness using WHO guideline: A systematic review and meta-analysis by Fatemeh Rezaei, Mohammad Reza Maracy, Mohammad H Yarmohammadian and Hojat Sheikhbardsiri in Hong Kong Journal of Emergency Medicine
Footnotes
Declaration of conflicting interests
Funding
References
Supplementary Material
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