Abstract
Keywords
Introduction
Interviewing is a common data-gathering instrument used by social scientists to expand their understanding of how humans perceive their social worlds and how they act within them. Nonetheless, the interpretation of interviews is seen as problematic if researchers only present selected instances of interview passages as insights about a research participant’s ways of thinking and experiencing sociality. Some scholars (most recently Atkinson, 2015; Holstein and Gubrium, 2016; Silverman, 2017) argue that this approach ignores the fact that informant-researcher interactions generate communicated meanings within interview settings. They therefore primarily focus on these interactional contexts and study how interviewees and interviewers co-construct meanings.
We agree with this criticism of interviewees’ statements being taken at ‘face value’ as direct accounts of their experiences and their ways of thinking. However, we do not go as far as to attribute the
We begin by taking a closer look at different ways of interpreting interviews ranging from qualitative content analysis to sequential analysis that reconstructs how the content of the interview emerges. In this context, we discuss sequential analysis as being performed towards different ends. On the one hand, ethnomethodology concentrates on the production of joint meaning in interactional settings such as interviews. On the other hand, DMI, which also proceeds in sequential manner, reconstructs the interviewee’s frame of orientation in different passages of an interview as the manifestation of a case-specific formative principle. We rely on a modified version of DMI that, in the domain of interview analysis, accounts for different communicative schemes (see Nohl, 2010). Finally, we use interview examples to demonstrate how to reconstruct an interviewee’s frame of orientation, focusing on different communicative schemes. We will show how this reconstructed framing pattern provides for an in-depth understanding of explanatory or justificatory accounts.
Interpreting interviews
Qualitative interviews – ranging from unstructured to open-ended and to provocative – are methodologically well-established tools of social-scientific data gathering (see i.e. Kvale and Brinkmann, 2009; Roulston, 2010). They are very common in social sciences when it comes to studying the perspectives, experiences, explanations and justifications of individuals. However, there are also serious limitations of using such ‘elicited data’ (Charmaz, 2006) when it comes to accessing the interviewee’s worldview, motivations and orientations. If the interpretation of such material relies solely on intended meanings captured in interview transcripts, researchers either restrict their findings to subjective explanations and justifications and to common sense meanings or they take narrated experiences as real. By so doing, researchers have to deal, among other objections with a major doubt regarding the understanding of action based on actor’s utterances: theories that participants hold about themselves are fundamentally unreliable due to their supposed inability to access their own motivations and orientations (already mentioned in Weber, 1978) and due to social-desirability effects (Edwards, 1957). Thus, the question arises: how to interpret subjective expressions such as arguments or theories that research participants hold about themselves? In other words: how do we overcome limitations in interpreting such subjective accounts?
Ethnomethodologists (Holstein and Gubrium, 2016; Silverman, 2017) suggest not only to describe
Drawing on this argument, we go a step further and propose that interviewees are not selective due to interview settings alone. The theoretical and methodological implications of Mannheim’s work suggest that an interpretation of practices allows us to reconstruct ‘formative principles’ (Mannheim, 1982: 251) which shape the ways in which social actors habitually see their social world and how they tend to act within it. Implicit ‘incorporated’ knowledge – based on experiences individuals make in their social milieus and broader societal contexts – serves as an orientation in various situations; it results in a homologous and recurrent pattern of expressive selectivity in non-standardised interview situations. Bourdieu (1984: 86) denotes it as the working ‘principle of selection’ or the ‘modus operandi’ that allows for an ‘unconscious deciphering of the countless signs which at every moment say what is to be loved and what is not, what is or is not to be seen’. Bohnsack uses the term ‘frame of orientation’ 1 as a synonym for this habitual practical disposition of social actors. It is the manifestation of a modus operandi based on implicit knowledge. Thus, it is the reconstructive examination of an interviewee’s specific expressive selectivity (as it is documented in interviews) that opens up access to aspects of his or her formative principle; it also provides a methodologically-sound basis for interpretations of his or her explanatory and justificatory accounts.
Reconstructing frames of orientation
In this section, we will focus on Bohnsack’s (2014) elaborated version of DMI which is inspired by the ethnomethodological tradition but moves away from Garfinkel’s (1967) ethnomethodological programme.
The basic idea of DMI goes back to Mannheim’s (1952) work on the interpretation of ‘Weltanschauung’ and two earlier manuscripts published in the 1980s (Mannheim, 1982). However, it was Bohnsack (2010, 2014) who developed Mannheim’s ideas about the documentary method as a common practice into a rigorous set of interpretative steps. 2 This methodology is based on the fundamental ‘distinction between two different sorts or levels of knowledge: the reflexive or theoretical knowledge on the one hand, and the practical or incorporated knowledge on the other’ (Bohnsack, 2010: 100). The first type of knowledge is well organised in the mind of an individual and can be easily communicated in the form of subjective everyday theories which constitute the major focus of studies embedded in the socio-phenomenological tradition following Schütz (1967). It does not, however, necessarily play the guiding role in forming an individual’s real actions; often it merely provides ex-post rationalisations. By contrast, ‘it is the latter kind of knowledge which gives orientation to action. This is implicit knowledge. Mannheim also called it “atheoretical knowledge”’ (Bohnsack, 2010: 100). From this perspective, the main goal of interpretive social research is the reconstruction of ‘general patterns or frames of orientations’ (Bohnsack, 2010: 104) based on actor’s ‘atheoretical knowledge’.
The DMI idea was introduced to English language social sciences by Garfinkel (1967) although he mainly looked at how it operated in ‘lay and professional fact finding’. Bohnsack (2017: 36–48) noticed a crucial discrepancy between Garfinkel’s explicit theory of action and his empirical studies. According to this interpretation, the ethnomethodological approach to action remains embedded in the ‘rationalistic’ Weberian-Schützian tradition of phenomenological sociology: human action is seen by Garfinkel as grounded in ‘basic norms’ and guided by more specific social norms constructed in contextually embedded interactions. However, empirical ethnomethodological studies by Garfinkel (1967a) himself, on admission practices in mental hospitals and by Cicourel (1968), on police officers dealing with juvenile crime, de facto transgress this paradigmatic boundary and approximate the crucial Mannheimian distinction between the official norm-centred knowledge (‘communicative knowledge’) and the implicit practical knowledge (‘conjunctive knowledge’): the focus of these studies is on tacitly knowing how to do ‘the right thing’ and on coping with daily-life challenges.
The analytical procedure of DMI as developed by Bohnsack (2010, 2014) and advanced further by Nohl (2010) provides a different methodological systematisation. It proceeds in two major steps. The first one is the ‘formulating interpretation’ which results in a topical summary of the interpreted data segment. It is followed by the ‘reflecting interpretation’ of the same data segment as the analytical focus shifts from
The formulating interpretation of textual data starts with reviewing each segment sequentially and finding changes of topic. After identifying principal topics and subtopics, a summary of these topics is written in the researchers’ own words. While the formulating interpretation aims at paraphrasing and summarising the interview content, the reflecting interpretation is concerned with formal aspects: how is a topic elaborated and what key categories are used to verbally present this topic? ‘The question of the style or modus operandi in which a topic is developed refers equally to the formal and semantic aspects of interviews. The semantics of the text cannot be disassociated from its formal structure, the documentary interpretation of interviews takes account of this’ (Nohl, 2010: 204–205).
In line with Atkinson’s (2015) plea for taking the forms and functions of language seriously, Nohl (2010) combines the DMI with narrative interviewing techniques and their methodological underpinning. He takes Schütze’s (2014) threefold typology of different communicative schemes in narrative interviews as a point of departure and distinguishes between narratives, descriptions and argumentations; he also adds evaluations as the fourth communicative scheme. A (genuine) narrative is an interviewee’s report about specific experiences or events that have a beginning and an end as well as a chronological sequence – a story-telling (see also Labov and Waletzky, 1967). Descriptions are, by contrast, accounts of recurring activities (e.g. regular professional-client interactions) or established facts (e.g. of a picture or machine). Argumentations present motives, reasons and conditions behind the interviewee’s own, or someone else’s, actions based on a common sense theory. In evaluative passages, as the term indicates, reported events, situations or behavioural patterns are evaluated, i.e. put in relation to some normative ideas. Argumentations and evaluations are often tightly intertwined.
Nohl (2010) proposes then that narrative and descriptive passages offer the best insights into the interviewees’ implicit (a theoretical) knowledge. People tend to tell stories or to describe recurrent situations when they do not have ready-made rationalisations but the way they tell these stories and the categories they use in this process indicate how they frame the reported situations. Consequently, the reflecting interpretation seeks to analyse in narrative and descriptive passages ‘the implicit regularity of experiences and reconstructing the documentary meaning embedded in this regularity, i.e. the frame of orientation of these experiences, this involves identifying continuities across a series of action sequences or narrative sequences about such actions’ (Nohl, 2010: 207–208). Comparing sequences from a particular transcript with sequences from other transcripts (cases) is another main tool for reconstructing
Although the DMI procedure was initially developed for the analysis of group discussions (Bohnsack, 2010; 2014), it also works for other types of data such as images and interviews (Bohnsack et al., 2010) or visual interpretation of written text (Philipps, 2012). When dealing with interviews, one has to take into account that although an interviewee’s formative principle does also shape his or her arguments and common understandings, often it is not directly accessible through these communicative schemes due to ideological, social-expectational and situational influences. Therefore, interview data should be, according to Bohnsack (2014), compared with other sorts of data for a more profound and methodologically-controlled interpretation. To identify different frames of orientation one might employ a comparative sequential analysis including different narratives or group discussions. For DMI based on interview data, Nohl (2010) recommends a systematic comparison of different transcript segments within a single interview and between different interviews. Homologous framing patterns identified in narrative or descriptive passages within the same interview serve as indicators for a specific frame of orientation shaping the interviewee’s worldview and the ways he or she tends to act.
In the next section, we will demonstrate how to reconstruct an interviewee’s frame of orientation and how this result contributes to an understanding of the interviewee’s explicit justification regarding his action.
Interpretation of an exemplary interview passage
The data segments selected for interpretation were extracted from a sample of semi-structured interviews conducted for a study about nutritional habits and the health-related behaviour of ethnic German migrants from post-Soviet countries.
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For the limited purpose of demonstrating how the DMI works in practice, we will focus on a particular interview passage regarding the organisation of household tasks. In this regard we provide an interpretation of a subjective expression made by a male informant (Pm: age 31, married to Af, two children, working as supermarket salesman) that seems to offer a logical explanation of why his wife is in charge of doing the daily groceries shopping. He justifies this distribution of responsibilities by an unequal availability of time. According to Pm’s words, he was ‘at work the whole time’ but his wife and children were free to arrange their action: ‘when they
At first glance, his justification regarding different time budgets seems to be plausible. This apparent understanding is an important reason why such meanings are presented as main findings in many qualitative studies. These kinds of ‘ready-made’ statements seem to offer unobstructed and accessible accounts revealing the interviewee’s experiences and views. However, as discussed above, various scholars have pointed to different problems of validity if researchers rely solely on such accounts. This kind of interpretation leaves co-construction of meaning out of the picture and moreover it ignores, as we argue, the fact that interviewees’ frames of orientation shape their explicit statements. We therefore propose additional interpretative steps to account for the dynamic in the interview setting and reconstruct the formative principles shaping the interview content. In so doing, we will demonstrate that Pm’s account of the distribution of household responsibilities is only sufficiently understood when related to his frame of orientation.
The reconstruction of the interviewee’s frame of orientation proceeds in several stages. For the purposes of demonstration, we interpret different passages in Pm’s interview concerned with shopping and food preparation. The interviewee was asked different thematic questions; this interviewing technique at least offered leeway in how he formulated his answers. This is important for reflecting interpretation because in this analytical step one looks at two formal aspects of how the interview content was constructed. Firstly, one examines the interactions between interviewers and interviewees and how this influences their shared understanding. Secondly, one interprets how the interviewee constructed his or her narrations and description. The latter kind of interpretation, however, is feasible if the interview material not only includes subjective evaluations, explanations and justifications (‘argumentations’ according to Schütze’s typology) but also genuine storytelling about experienced incidents or, at least, descriptions of daily routines. Only the latter offers access to practices of expressive selectivity (based on an interviewee’s a theoretical knowledge) through close examination of reported practices and how the interviewee elaborates the described situations or courses of action. For this reason, it is necessary to distinguish between different communicative schemes. Our reconstruction of Pm’s frame of orientation thus begins with his opening descriptive passage. Most of the interviews started with a question about the typical way of shopping for groceries:
To start off, I would like to know how you do your shopping when it’s your turn to do the shopping (.) how do you go about it?
((Laughs)) I just go do it ((shakes head)) to be honest I hardly ever do the shopping really Af
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does it (.) if I happen
With a shopping list or totally spontaneous (.) tell me how it is (2) ahh.
At the beginning the interviewer (‘I:’) indicates her interest in Pm’s course of action regarding shopping. She does not ask him to report about a particular event. She is interested rather in a more general description of this activity. One should note that such a beginning already indicates the extraordinariness of the interview situation. In contrast to everyday conversations, including chats about specific shopping experiences, the interviewer asked for an abstract (generalising) description of the shopping process. In this particular case, the researcher already implies that the method of shopping is usually uniform (i.e. frequently following the same pattern). She also takes for granted that responsibilities regarding shopping are divided among family members. Consequently, Pm is encouraged to speak only about those shopping occasions for which he is responsible.
His answer to this question is full of presuppositions in the modus of description accompanied by laughter. This laughter and his head shaking may indicate his attitude towards this kind of question. It seems there is nothing special about it when he says ‘I just go do it’. Furthermore, in his opening statement he does not consider the assumed sharing of responsibility. Pm does not begin by describing various activities for which he is responsible or for which he is not. Rather, he speaks about shopping as a spontaneous and seemingly undirected course of action.
Apart from the framing initiated by the particular kind of question and Pm’s self-presentation as someone who is not concerned with such mundane things, this opening passage allows for some preliminary assumptions about his frame of orientation. If we take into consideration that, from his perspective, he has the freedom to do simple shopping, he might take for granted that he is freed from any planning and responsibility regarding that activity. This might include the implicit idea that someone else is in charge of systematic shopping. However, in contrast, his opening sequence might also document a well-informed shopper. There is perhaps no particular structured course of action regarding shopping. One could imagine Pm just goes shopping whenever it is needed and buys those products that are missing because he always is aware of the inventory at home (see for example Sf’s depiction of doing shopping below).
The latter interpretation becomes less likely in the light of the follow-up sequence. In addition to the opening clause, he says about his shopping behaviour: ‘to be honest I hardly ever do the shopping really Af does it’. Thus, Pm describes himself as someone who is largely discharged from shopping duties. According to his words it is his wife who usually does all the shopping. In practice, he not only seems to be freed from planning and organising shopping he rather seems entirely relieved of this household task. Taking this into account, we can advance our preliminary hypothesis regarding his frame of orientation: he takes for granted that his wife is responsible for shopping because this is the well-established task distribution within his family.
This framing is also evident in his additional descriptive accounts. For example, based on his clarification about his wife and her shopping behaviour, he gives more details on his unplanned course of shopping. We learn that there are circumstances, such as when he is at home, that he goes and buys ‘
A central feature of the DMI is comparative sequential analysis focused on how informants elaborate a topic. Proponents of this method compare data segments on similar topics in different interviews and specify for each case what is peculiar in their narrational or descriptive formation. For this reason, we put the Pm interview passage in relation to another description provided by the female informant Sf. Comparing different interviews with each other in the DMI context usually aims at reconstructing several distinct types of orientation frames. However, in this paper we will demonstrate how to identify one particular frame of orientation. We therefore restrict this comparison to only two interviews and their opening passages.
In the following interview passage Sf provides a slightly different answer to a quite similar stimulus:
How do you typically go about a shopping trip?
Sometimes I know (.) well sometimes I make a list and then I don’t even look at it and I think about it ahead of time and sometimes it’s just spontaneous and then (.) I try to (.) usually I know what we need at home and what we don’t need and yeah I start off with the drinks then after drinks are (.) snacks, bread, cold cuts, meat or yeah all the way to vegetables or fruit so I make my way around and try to remember what we need or (.) or maybe I feel like something special and I grab that which I hadn’t even thought about before.
We will spare a full interpretation of this interview passage and concentrate on the comparison with Pm’s shopping account. Hereafter, we will use the other interview passage to specify Pm’s frame of orientation.
Sf also speaks about spontaneous shopping. However, it happens on the sidelines of planned shopping – her main shopping activity. There are some situations when she prepares a shopping list of needed items. She might not refer to this list all the time but we learn that shopping is associated with a process of mental preparation. On the other hand, there are situations of spontaneous and seemingly unplanned shopping. Nonetheless, Sf highlights that even such rather spontaneous shopping occasions are not without any system (in contrast to Pm). In fact, she describes a rather systematic way of shopping. According to Sf, she uses her memories and an orderly procedure (from beverages to fruits) to buy products that are missing at home. Fancy products, in contrast, are purchased after she finishes shopping for the essentials. At this point, we do not assume that Sf’s depiction represents a specific, possibly gendered form of doing shopping. We rather use her account to demonstrate that, in contrast to Pm, she, herself, explicitly draws a distinction between well-organised shopping for needed goods and spontaneous shopping. Such a differentiation does not occur in Pm’s report on his shopping behaviour. He mainly speaks of spontaneous shopping and relates other forms of shopping to his wife. This cross-case comparison of shopping accounts by two different interviewees allows us to explicate different framings of this social activity in a data-grounded manner: there are different orientations of shoppers presumably induced by their respective role within their households.
We therefore return to the Pm transcript. In the next interview passages, he is asked to describe his shopping behaviour through the eyes of his wife. Against this background, he portrays himself as a ‘very bad buyer [. . .] because doing the shopping I am also very slow’. Moreover, he describes himself as almost incapable of doing well-ordered shopping. According to him, even with a list of needed products, he roams through the shelves in a store looking for the items. In these accounts he again depicts his unsystematic way of shopping against the more ordered course of action associated with his wife (i.e. doing the shopping for the family, providing lists of needed items). This data segment also suggests that Pm is unfamiliar with the setup of supermarkets (whereas Sf uses her practical knowledge of such departmental setups as a supportive mind map).
Later Pm was asked to explain why his wife is responsible for doing all the necessary shopping:
And is there a reason why Af is mainly responsible for the shopping?
Yeah because I’m at work the whole time ((shrugs shoulders))
Pm’s account comes without delay and explains the unevenly-distributed responsibility by different degrees of availability. From his perspective, he has no time for shopping because he is usually ‘at work’ whereas his wife and children are able to freely arrange their daily activities. However, if we account for the fact that he uses the phrase ‘being at work’ then he also informs us about his status in the relationship. Being at work is usually associated with doing waged labour. Thus, it seems he is not only busy with work; he rather seems to be the one in charge of earning the income for the family (the ‘breadwinner’ role). Consequently, it seems likely that, from his point of view, if he spent all his days working for the family, others (especially his wife), who, as being exempted from it, should be responsible for the ‘homemaking’ (including shopping). Thus, in his explanation the uneven distribution of shopping responsibilities seems to be a consequence of real-world circumstances.
However, we will see that Pm’s accounts are shaped by a gender-centred frame of orientation and thus a different reading of his justification is required. Apart from other equally suitable passages for conducting a similar reconstruction we will concentrate on another sequence later in the interview to complete our interpretation. This interview passage is part of the topic regarding the choice of diet and food preparation. It is about convenience food in particular. We start with the question and the answer concerning his attitude towards such industrially pre-prepared products:
Okay (.) okay (.) and how do you feel about pre-cooked products (3) hmm?
After three seconds of silence Pm makes clear that he is open to consuming convenience food but then he declares that in his family (‘we’) the spouse does not share his preference. Interestingly, he uses the frame of different degrees of availability again. Convenience food might be easily and quickly prepared but these advantages are irrelevant because his wife has time to prepare food. According to him, she ‘always’ cooks. Against this background, Pm again refers to his wife as the person who is responsible for all ‘homemaking’. She seems to do the daily shopping as well as preparing the meals for the family because she is free to do so. This asymmetric distribution of household responsibilities is also emphasised by the interviewee’s switches between his individual activities (indicated by ‘I’-based grammatical constructions) and spouse-driven familial practices (indicated by ‘we’-based grammatical constructions).
The dominance of this specific way to arrange his answers (a manifestation of his frame of orientation) becomes obvious in the following interview passage. In the course of additional questions by the interviewer, Pm is forced to break with his earlier depiction and explanation. It is not the kind of questions that lead to Pm’s inconsistent explanation of unevenly-divided responsibilities between Pm and his wife but a conflict between Pm’s earlier descriptions and new information:
And what would be a typical pre-cooked product for you?
Pizza (.) frozen pizza that would be (.)
Do you have any pre-cooked products or partially pre-cooked products?
At home hmm.
Yes.
[. . .]
Okay who in your family is responsible for preparing the food?
Af.
And.
If ((nods head))
Pm’s answers reveal that, on rare occasions, he and his family consume frozen pizza. It seems to be the only convenience food product they buy. However, Pm descriptions become less fluent and clear as he provides more details on such circumstances. There are situations when his spouse (not explicitly mentioned at this point) is ‘in her job’ and if ‘she’ comes home late there is someone who swiftly puts a pizza into the oven. As we see, Pm seems to be having problems continuing his presentation. He needs several attempts to specify what ‘emergencies’ mean. The ‘narrative drive’ (‘
At this point in the interview it becomes obvious that his wife is also doing waged labour (she is a ‘breadwinner’ too) and thus is not free to arrange the daily shopping. It is also remarkable that Pm works in fact as a supermarket salesman – as we learn from the standardised part of the interview. As a consequence, earlier accounts by Pm appear in a different light: him being ‘at work all the time’ does not seem to constitute a particular obstacle to obtaining groceries etc. Nonetheless, his clarification in the latter interview passage does not contradict his reconstructed frame of orientation regarding distinct gendered spheres of inner-familial division of labour. Within this frame of orientation, women are still responsible for ‘homemaking’ including cooking and shopping whereas men are exempted from this but in charge of working and earning money (the ‘breadwinner’ role). Drawing on the interpretation of the entire interview, we assume that this recurrent way of structuring topics also dominates his way of seeing the world and, presumably, acting within it. 6 It shapes his answers, and especially his explanation, regarding different degrees of availability until he is propelled by the course of the interview to provide more details on his own and his spouse’s activities. At this point, one could either argue he was deliberately lying in the interview or that a particular formative principle was at work by selectively shaping his accounts. Of course, one should be cautious but, according to Hammersley (2017: 183), ‘a blanket suspicion that informants are lying or mistaken, or that what they present is misleading because constructed is not a wise policy’. He therefore gives the advice that we should ‘operate on the assumption that the information provided by others will be broadly accurate and sufficiently complete’ (Hammersley, 2017: 183) in everyday life and in the context of research. In addition, we would argue individuals have different sets of relevancies and experiences that ‘crystallise’ as their frames of orientation and in turn render the way research participants generate content in interviews. One should therefore control interpretations of subjective accounts by reconstructing recurrent framing patterns and their impact on meanings contained in interview transcripts.
Conclusion
We took up the critique on insufficient interpretation techniques of interview data, especially if interviewee’s statements are presented as direct accounts of their experiences and thinking. In an ongoing debate about using interview material in research, ethnomethodologists point to the fact that meaning is co-constructed in interview interactions and therefore interpretation of interview data should focus on processes of jointly generating meanings. However, we challenged the underlying assumption that the
The elaborated present-day form of DMI was initially developed to reconstruct collective and milieu-specific frames of orientation using focus-group discussions (Bohnsack, 2010, 2014). However, this approach also proves very fruitful when analysing pictures, video, observation protocols and, in particular, narrative interviews (e.g., Bohnsack et al., 2010). In this paper we therefore demonstrated that understanding the meanings of individual-interview accounts remains seriously constrained without examining the process of content generation in the interview setting and over the course of the interview. A close examination of how the content is constructed not only offers access to its meaning but also to the interviewee’s frame of orientation. Such a reconstructed frame enables researchers to interpret interview accounts in relation to the interviewee’s implicit knowledge. Relying here on common sense knowledge alone is insufficient because it underestimates the relevance of implicit knowledge in guiding action. Researchers who systematically use the DMI therefore not only focus on communicated common sense knowledge. They also reconstruct implicit knowledge that is documented in the process of generating interview content. So far, DMI is predominantly used in the field of educational research in Germany for reconstructing milieu-specific frames of orientation. We have shown in this paper that DMI provides an analytical procedure for methodically controlled interpretations of interview accounts in all domains of qualitative social research because it also allows to re-interpret interviewees’ everyday theories and justifications presented in interviews against the background of their ‘a theoretical’ practical knowledge ‘crystallised’ as their frames of orientation.
