Abstract
Introduction
Future historians may struggle when looking back at the second Trump Presidency of the United States to agree on which of his administration's many and varied assaults on constitutional law orthodoxies should be regarded as the most egregious in doctrinal terms. This article considers the merits of what at first glance is an obvious contender for that dubious honour; a presidential Order issued from the White House on 20 January 20025.
There is nothing per se problematic constitutionally about Presidents issuing ‘Orders’ to federal employees. That is presumptively an element of ‘the executive power’ vested in the President by Article II Section 1 of the Constitution. The live question is whether the powers which an Order purports to discharge are found to be found either in the Constitution directly or in legislation enacted by Congress within the limits of its law-making authority. The best starting point for that evaluation in respect of the Birthright Citizenship Order is part of the text of the Order itself:
The White House January 20, 2025 By the authority vested in me as President by the Constitution and the laws of the United States of America, it is hereby ordered: Section 1. Purpose. The privilege of United States citizenship is a priceless and profound gift. The Fourteenth Amendment states: ‘All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside’. That provision rightly repudiated the Supreme Court of the United States's shameful decision in But the Fourteenth Amendment has never been interpreted to extend citizenship universally to everyone born within the United States. The Fourteenth Amendment has always excluded from birthright citizenship persons who were born in the United States but not ‘subject to the jurisdiction thereof’. Consistent with this understanding, the Congress has further specified through legislation that ‘a person born in the United States, and subject to the jurisdiction thereof’ is a national and citizen of the United States at birth, 8 U.S.C. 1401, generally mirroring the Fourteenth Amendment's text. Among the categories of individuals born in the United States and not subject to the jurisdiction thereof, the privilege of United States citizenship does not automatically extend to persons born in the United States: (1) when that person's mother was unlawfully present in the United States and the father was not a United States citizen or lawful permanent resident at the time of said person's birth, or (2) when that person's mother's presence in the United States at the time of said person's birth was lawful but temporary (such as, but not limited to, visiting the United States under the auspices of the Visa Waiver Program or visiting on a student, work, or tourist visa) and the father was not a United States citizen or lawful permanent resident at the time of said person's birth…. All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
The text of the Constitution in its pre-Civil War amendments form treats the question of citizenship by birth rather obliquely. There is no simple assertion for example that any person born in any specified place (be it continental North America per se, or any former British colony on the continent, or any of the areas comprised within the original 13 States) should be regarded as a citizen. Article II section 5 imposes citizenship constraints on the office of President; its occupant had to be a ‘natural born Citizen or a Citizen of the United States, at the time of the Adoption of this Constitution’, but sheds no light on who was eligible to be an ‘at the time of Adoption’ citizen. Article I section 3 imposes a ‘nine years a Citizen of the United States’ eligibility requirement for membership of the Senate; a member of the House had to be per Article 1 Section 2 a citizen for at least seven years. 2 The route to citizenship through naturalisation was however clearly identified. Article I section 8.4 granted that power without any express restrictions or qualifications to Congress.
Much mass media commentary in respect of the birthright Order – and the initial judgments of the lower federal courts on its constitutionality – has referred to an 1898 United States Supreme Court judgment,
That cautionary note is rooted in a methodological principle, and a very (small c) conservative methodological principle, set out by Chief Justice John Marshall as a long ago as 1821, in the seminal case of It is a maxim not to be disregarded that general expressions in every opinion are to be taken in connection with the case in which those expressions are used. If they go beyond the case, they may be respected, but ought not to control the judgment in a subsequent suit when the very point is presented for decision. The reason of this maxim is obvious. The question actually before the court is investigated with care, and considered in its full extent. Other principles which may serve to illustrate it are considered in their relation to the case decided, but their possible bearing on all other cases is seldom completely investigated.
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The Wong Kim Ark judgment(s)
Mr Ark's status was that of the American born child (in 1873) of parents who were Chinese nationals, themselves born in China. When Mr Ark was born, his parents had been – legally under the immigration law regimes then in force 5 – domiciled for many years in the United States, where they ran a successful import and export business until 1890, when they returned to China. Mr Ark remained domiciled in San Francisco. The parents had never sought to become naturalised United States citizens. For them to have done so would likely at that time have amounted to a serious crime under Chinese law; 6 and naturalisation was also then expressly forbidden by a treaty between China and the USA which made various provisions for each country's nationals to enter and remain in the other country's territory. 7
Mr Ark had unproblematically travelled to China and returned to the United States when he was 18. When he repeated that trip a few years later he was denied entry when he arrived back in San Francisco. The basis for the denial was that Mr Ark was a Chinese national, and that such persons were not entitled to enter the United States unless they fell within the particular categories of exempted persons in what were ‘popularly’ known as the Chinese Exclusion Acts, legislation which Congress had first enacted in 1882, and which prohibited any further immigration of Chinese nationals into the United States unless the individuals concerned had been certificated by the Chinese government as eligible to do so in accordance with the treaty arrangements. 8 The Act in effect privatised its enforcement, by making it a crime for a master of a ship to allow any ‘Chinese’ passenger who did not have the relevant certificate of entry required by the Act to disembark into the United States. Mr Ark was detained by the master of his ship when it docked in San Francisco, because he did not have such a certificate, whereupon he brought habeas corpus proceedings before a federal district court in California n January 1896. 9
The first instance judgment in Wong Kim Ark and the ‘authorities’ on which it relied
The issue before the court at first instance was cast in narrow terms: The question to be determined is whether a person born within the United States, whose father and mother were both persons of Chinese descent, and subjects of the emperor of China, but at the time of the birth were both domiciled residents of the United States, is a citizen, within the meaning of that part of the fourteenth amendment which provides that; All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside.
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Simply put, the common law position was that place of birth bestowed citizenship, subject to a (very small) set of exceptions, themselves long recognised at English common law, which exceptions were comprehended within the ‘and subject to the jurisdiction thereof’ caveat. Those exceptions were limited to children born in the United States to parents who were citizens or subjects of another country and who were present in the United States while in the service of that other country; children of nationals of another State which was forcibly occupying United States territory; and children born on ships which although in United States territorial waters sailed under another nation's flag. The exclusions derive from a negative or exclusionary reading of ‘jurisdiction’: the positive flip side of the term equates ‘jurisdiction’ with being subject to the laws (civil and criminal) of the United States. On this analysis there was no need for (either of) the child's parents to be United States citizens, nor for (either of) them to be domiciled or employed in the United States nor to have been there for a minimum period of time, nor even for them to have entered the United States lawfully.
In equally simple terms, the international law understanding maintained that ‘and subject to the jurisdiction thereof’ was intended to embrace the principle – accepted by many European nations – that that a child's citizenship descended from his/her father, 11 with the result if the child's father was not a United States citizen at the time of her birth, then the mere fact of her birth being within the United States did not bestow citizenship upon her. 12 On this view, ‘jurisdiction’ did not mean merely that a person was subject to the laws of the United States, but that her political allegiance was also to the United States, which could not be the case if she had automatically been endowed by the laws of her father's nation with her father's citizenship.
Morrow J expressed a clear preference as a matter of policy for the federal government's position: The doctrine of the law of nations, that the child follows the nationality of the parents, and that citizenship does not depend upon mere accidental place of birth, is undoubtedly more logical, reasonable, and satisfactory, but this consideration will not justify this court in declaring it to be the law against controlling judicial authority.
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Authority in support of the common law position
The court was taken by Mr Ark's counsel to several lower federal court judgments, dealing with factual scenarios on all fours with Mr Ark's claim, which counsel claimed offered clear support for the proposition that the Fourteenth Amendment had constitutionalised the common law position. The two which seemed most significant to Morrow J were
The decision in
Justice Field asserted at the outset of his judgment – albeit not in terms – that the common law perspective was correct. Place of birth per se presumptively created citizenship, subject only to narrow exceptions embraced in the ‘jurisdiction’ caveat. Those exceptions were the children of foreign nationals 17 present in the United States in the service of their government, children born in United States territorial waters but on foreign flagged vessels and – this a new point – persons who had renounced their United States citizenship to become nationals of another country.
Justice Field did not engage in any detailed analysis of the passage of the Fourteenth Amendment to sustain this conclusion, but simply stated that the Amendment had two purposes: The clause as to citizenship was inserted in the amendment not merely as
The ‘generally recognised law’ on the point was apparently that: [I]t has always been the doctrine of this country, except as applied to Africans brought here and sold as slaves, and their descendants, that birth within the dominions and jurisdiction of the United States of itself creates citizenship.
Morrow J was not disposed to interrogate the adequacy of Justice Field's reasoning, concluding simply – and defensibly – that the ratio of
Given the institutional hierarchy of the federal court system, a Circuit Court of Appeals judgment would be binding on a District Court hearing a matter on undistinguishable facts. Morrow J was persuaded in
Like Mr Ark, Gee Fook Sing had brought habeas corpus proceedings to establish that his detention by a ship's master on arrival in San Francisco per the 1882 Act was unlawful. The court, in a very brief judgment, rejected the claim on the simple basis that Mr Sing could not offer the court any credible evidence that he had actually been born in the United States. The only aspect of the judgment which can properly be taken as its ratio is the Court's conclusion that any person claiming to have acquired citizenship by virtue of the Fourteenth Amendment was entitled to a ‘hearing and judicial determination’ of that assertion. The judgment does not contain any analysis of the substantive question being considered in
Morrow J – with an ‘impressive’ leap of his judicial imagination – nonetheless treated that case as authoritative: The authority of In re Look Tin Sing is not referred to by the court, nor, in fact, are any authorities cited, or a discussion of the question indulged in; but it is safe to assume that Mr. Justice Field's decision was considered and followed.
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Authority in support of the international law position
Counsel for the federal government in
The single sentence from This section contemplates two sources of citizenship, and two sources only, birth and naturalization. The persons declared to be citizens are ‘all persons born or naturalized in the United States, and subject to the jurisdiction thereof.’ The evident meaning of these last words is, not merely subject in some respect or degree to the jurisdiction of the United States, but Indians born within the territorial limits of the United States, members of, and owing immediate allegiance to, one of the Indian tribes (an alien, though dependent, power), although in a geographical sense born in the United States, are no more ‘born in the United States, and subject to the jurisdiction thereof’, within the meaning of the first section of the fourteenth amendment, than the children of subjects of any foreign government born within the domain of that government, or the children born within the United States, of ambassadors or other public ministers of foreign nations’. Arriving at the conclusion, as I do, after careful investigation and much consideration, that the supreme court has as yet announced no doctrine at variance with that contained in the Look Tin Sing decision and the other cases alluded to, I am constrained to follow the authority and law enunciated in this circuit.
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Wong Kim Ark in the United States Supreme Court
As noted above, the question which Morrow J had decided had been cast quite narrowly. The question put to the Supreme Court on appeal was framed in still more restrictive terms. Five restrictions are visible in the Court's formulation: The question presented by the record is whether a child born in the United States, of parents of [1] Chinese descent, who, at the time of his birth, are [2] subjects of the Emperor of China, but [3] have a permanent domicil and residence in the United States, and [4] are there carrying on business, and [5] are not employed in any diplomatic or official capacity under the Emperor of China, becomes at the time of his birth a citizen of the United States by virtue of the first clause of the Fourteenth Amendment of the Constitution.
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The majority judgments
The majority opinion was written by Justice Gray.
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Gray appeared to accept at the outset of his opinion that the meaning of the Fourteenth Amendment was to found in common law principles, whereupon he engaged in the type of ‘elaborate consideration’ that Justice Field had attributed to the New York State court in
The structure and narrative of Gray's judgment is erratic, but his methodology is tolerably clear. He began by offering a view as to the substance of English law prior to the revolution, and continued by considering what authority there was to clarify the extent to which those English law principles had been adopted in the United States. His search for authority alighted variously on federal and State judicial decisions, on academic commentaries, on federal government policy and on the legislative history of citizenship laws generally and of the Fourteenth Amendment in particular.
After reviewing English authorities (variously judicial, legislative and academic) 31 supporting the proposition that birth presumptively conferred citizenship subject to some very narrowly defined exceptions and irrespective of whether a child of a foreign national would also derive citizenship of that other State through descent, Gray turned to a series of federal and State court judgments which had accepted that principle as conclusive in the post-revolutionary American context.
Among the United States Supreme Court judgments which he invoked to support that contention were three decisions of the Marshall Court, spanning a 30 year period, In
The clearest federal judicial statement to the effect that the United States Constitution implicitly adopted the English common law rule was taken from the opinion of a Supreme Court judge – Noah Swayne
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– sitting on circuit, in litigation addressing inter alia the question of whether a former slave was a citizen of the United States and her State of residence under the terms of the Civil Rights Act 1866: In From the first organization of the National Government under the Constitution, the naturalization acts of the United States, in providing for the admission of aliens to citizenship by judicial proceedings, uniformly required every applicant to have resided for a certain time ‘within the limits and under the jurisdiction of the United States’, and thus applied the words ‘under the jurisdiction of the United States’ to aliens residing here before they had taken an oath to support the Constitution of the United States, or had renounced allegiance to a foreign government…… And, from 1795, the provisions of those acts which granted citizenship to foreign-born children of American parents described such children as ‘born out of the limits and jurisdiction of the United States’.….Thus, Congress, when dealing with the question of citizenship in that aspect, treated aliens residing in this country as ‘ under the jurisdiction of the United States’, and American parents residing abroad as ‘out of the jurisdiction of the United States’. The Fourteenth Amendment of the Constitution, as originally framed by the House of Representatives, lacked the opening sentence. When it came before the Senate in May, 1866, Mr. Howard, of Michigan, moved to amend by prefixing the sentence in its present form…. Mr. Cowan objected upon the ground that the Mongolian race ought to be excluded, and said: ‘Is the child of the Chinese immigrant in California a citizen? . . . I do not know how my honorable friend from California looks upon Chinese, but I do know how some of his fellow citizens regard them…… Mr. Conness, of California, replied: ‘The proposition before us relates simply, in that respect, to the children begotten of Chinese parents in California, and it is proposed to declare that they shall be citizens. We have declared that by law; now it is proposed to incorporate the same provision in the fundamental instrument of the Nation. I am in favor of doing so…..’. Congressional Globe, 39th Congress, 1st sess. pt. 4, pp. 2890–2892.
In respect of the federal government's invocation of the above quoted passages in The decision in This was wholly aside from the question in judgment and from the course of reasoning bearing upon that question. It was unsupported by any argument, or by any reference to authorities, and that it was not formulated with the same care and exactness as if the case before the court had called for an exact definition of the phrase.
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The real object of the Fourteenth Amendment of the Constitution, in qualifying the words, ‘All persons born in the United States’ by the addition ‘and subject to the jurisdiction thereof’, would appear to have been to exclude, by the fewest and fittest words (besides children of members of the Indian tribes, standing in a peculiar relation to the National Government, unknown to the common law), the two classes of cases – children born of alien enemies in hostile occupation and children of diplomatic representatives of a foreign State – both of which, as has already been shown, by the law of England and by our own law from the time of the first settlement of the English colonies in America, had been recognized exceptions to the fundamental rule of citizenship by birth within the country….
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The dissenting judgments
Contemporary observers might be a little surprised to find the first John Harlan as one of the two dissenters in
The dissent seemed to be driven primarily by a concern that the position adopted by the majority would mean both that children born abroad to United States citizens were not citizens themselves and that Congress would lack authority to legislate to grant such status automatically. This concern was rooted in the presence of the word ‘in’ in the Amendment's text – (‘All persons born or naturalized
The second weakness in Fuller's judgment lies in the basis for his rejection of the majority's contention that the post-revolutionary United States did not adopt the English common law position that place of birth created citizenship. His argument on this point went through three stages. Firstly, English common law did not permit citizens to terminate their nationality. Secondly, American law did permit American citizens to terminate their nationality. Thirdly, therefore the United States could not have adopted the common law principle that place of birth bestows citizenship. While steps one and two are quite correct, step three is a complete non-sequitur.
The weakness of Fuller's position here is underlined by the very skimpy basis of the ‘authorities’ he invoked to sustain it. What he very notably did not do was engage with the many judgments that Gray had referred to and explain either why those authorities were wrong or why they were outweighed by judgments which contradicted them. The only Supreme Court decisions to which Fuller referred were the aforementioned passage in
Having rejected the relevance of common law principle, Fuller necessarily fastened on the international law concept of citizenship by descent as the rule that had been adopted in the United States. He was unable to offer a single judicial authority to sustain that proposition, invoking instead what he seemed to acknowledge himself was an unhelpful statement in Story's
On ratios, precedents and interpretive methodology
The most legitimate way for Trump to achieve his objectives on birthright citizenship
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would manifestly be to propose an express amendment to the text of the Fourteenth Amendment, adding words to the effect of those suggested below: All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside, save that a person born in the United States after the coming into force of this Amendment shall be a citizen of the United States only if one or both of the person's parents, neither parent being himself or herself a citizen of the United States, had been lawfully present in the United States for a period of no less than 5 year prior to the person's birth.
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If treated in (very) strict precedential terms,
The door is therefore open to the current Supreme Court to adopt an originalist methodology and deliver a judgment, which upholds the Trump Order to a substantial extent. But that door is only open in the most narrowly formalist of senses. While the question which the majority answered was very particularised, the reasoning which underlay that answer was both significantly broader in its application and – and here one must further qualify the qualification that John Marshall offered in
It is not likely that the question(s) which will be posed to the Supreme Court in respect of the Order will be as elaborately particularised as the one answered in
It is of course quite plausible that (some members of) a presumptive pro-Order majority on the current Court (Alito, Gorsuch, Thomas and Kavannagh JJ as ore members, and Roberts CJ and Coney Barret J as probables) would be little troubled by sacrificing their juridic integrity (such as they have) as exponents of originalism to achieve the desired outcome. Alexander Hamilton's oft-quoted observation in the
The nice irony which Trump's Order throws up to the Court is that a (to Trump) satisfactory outcome can more credibly be reached by abandoning rather than embracing originalism. It was likely unappreciated by whoever drafted and approved the text of the Order that it actually contains an implicit disapproval of originalism as an interpretive device. That disapproval is rooted in the Order's castigation in Sec. 1 of (presumably just the majority opinions in) It is not the province of the court to decide upon the justice or injustice, the policy or impolicy, of these laws. The decision of that question belonged to the political or lawmaking power, to those who formed the sovereignty and framed the Constitution. The duty of the court is to interpret the instrument they have framed with the best lights we can obtain on the subject, and to administer it as we find it, according to its true intent and meaning when it was adopted.
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is not only the same in words, but the same in meaning; and as long as it continues to exist in its present form, it speaks not only in the same words, but with the same meaning and intent with which it spoke when it came from the hands of its framers and was voted on and adopted by the people of the United States. Any other rule of construction would abrogate the judicial character of this court…..
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Viewed from that methodological perspective, the assertion that slaves and their descendants would not have been regarded by (many of) the Constitutions’ framers as capable of becoming United States citizens is not at all outlandish, still less is it ‘shameful’. Many of the attendees who attended the various conventions leading up to ratification of the constitution's text owned and bred and bought and sold slaves; and many other attendees who eschewed those practices themselves were content to allow others to continue them rather than risk a collapse in the constitution building process. 61
That the judgment was reversed by the Thirteenth Amendment rather than a subsequent judicial decision can also sensibly be taken to confirm that the majority's opinion had not – as the Trump order puts it – ‘misinterpreted’ the Constitution, but simply confirmed that the original Constitution gave politically entrenched status to slavery as a legal institution. From an originalist perspective, the majority judgment in
There is a body of revisionist literature arguing that
That second objective at least might be more credibly achieved in doctrinal terms by abandoning literalism altogether. Roger Taney's prescription as to the legitimate boundaries of judicial lawmaking stands in obvious contrast to the methodology espoused by Chief Justice John Marshall some 40 years earlier in This provision is made in a Constitution intended to endure for ages to come,
Large-scale illegal immigration simply did not exist in the mid-nineteenth-century United States; (for the prosaic reason that there was no significant body of federal law regulating the issue in any way at all): nor did the phenomenon of mass tourism by foreign citizens. More broadly, there was no substantial let alone systematic body of federal immigration law delineating the conditions under which non-citizens might lawfully enter the United States and what they might lawfully do in respect of such matters as employment, self-employment or establishing a domicile while they remained there. In the modern era, all of those matters are prominent features of the United States’ immigration landscape. The birth citizenship aspect of the Fourteenth Amendment in the 2020s is directed towards a set of social and political circumstances which did not exist in the 1860s and cannot as matter of empirical fact be presumed to have informed either the then accepted meaning of its text or the policy objectives of the politicians who framed it and voted for its adoption. 65
The ‘nice’ irony identified above becomes delicious if one suggests that it may be that the ‘best’ authority for those Justices inclined towards upholding (much of) the Order to adopt would be In approaching this problem, we cannot turn the clock back to 1868, when the Amendment was adopted, or even to 1896, when
The matter is unlikely to reach the Supreme Court before the spring or summer of 2026. Informed observers would probably predict that the Court will divide six to three in support of judgment which takes at least some and probably many steps towards the desired destination that the Trump government has identified. What at present remains more uncertain is the route that the six will take to get there.
Addendum
In the interim period between this article being written and its publication, the federal court of Appeals for the Ninth Circuit has approved and applied the more broadly construed impact of
Footnotes
Funding
The author received no financial support for the research, authorship, and/or publication of this article.
Declaration of conflicting interests
The author declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
