Abstract
Keywords
Introduction
Hydrodynamic retarder (HR) is widely used in loaders, mine trucks and rail vehicles because of its low noise, smooth braking, and small size (Figure 1). HR is composed of a rotor and a stator. The rotating rotor throws out the fluid to impact the stator to realize the energy conversion of mechanical energy-fluid kinetic energy-heat energy, and finally realizes the continuous braking of the vehicle. The research object of this paper is the primary retarder. The primary retarder is a retarder arranged in front of the hydrodynamic torque converter (HTC). Compared with the traditional HR, the primary retarder has three obvious advantages. It has a more compact axial space arrangement, more convenient for oil circuit arrangement, greater braking power density.

Application field of HR and its composition and control components.
Many researchers have made a lot of efforts in the numerical calculation of HR. Mu et al. proposed a new type of plunger-type spoiler structure. He compared the influence of installing spoiler structure and not installing spoiler structure on the idling loss of HR.
1
Mu et al. established the parametric equation of the blade top arc of the dual torus HR, and optimized the cascade system to improve the braking performance of HR.
2
Wei et al. studied the influence of the blade orientation angle of the dual torus HR on the braking performance, and improved the braking performance of HR by optimization.
3
Li et al. used large eddy simulation and sliding grid method to numerically analyze the HR, and used optimization algorithm to optimize the blade inclination angle and wedge angle, which improved the braking performance of HR.
4
Lei et al. conducted a systematic study on the internal flow field flow mechanism, partially filling characteristics and thermal management system of the water medium HR.5–6 Yuan et al. conducted a Thermal-Fluid-Solid Interaction (TFSI) analysis on the closed HR. The results show that the maximum equivalent stress at the root of the outer ring of the blade is as high as 326.13 MPa.
7
Xu et al. and Bu et al. studied the influence of variable density and viscosity transmission medium on the internal flow field and external characteristics of HR.8–10 Wang et al. proposed to process the stripe structure on the surface of the HR blade, which could increase the braking torque (
In the aspect of valve system and hydromechatronics integrated control of HR, Kong et al. studied the influence of cartridge valve on the control of filling rate of HR. The research shows that the throttling characteristics of cartridge valve can cause great fluctuation of
In addition, it can be seen from the above research that most researchers mainly focus on the study of the middle and rear retarders, and there is little research on the primary retarder with higher braking power density. Most researchers rarely consider the influence of the throttling characteristics of the valve on the HR when studying the flow field in the HR, cascade system optimization and multi-physical field coupling. During the actual test and loading operation of HR, the valve system on the HR housing shell will have a great influence on the filling of HR. The opening of the valve port will affect the filling rate (
Based on this, this paper studies the flow field and structural field in the HR considering the throttling characteristics of the valve. The second section of this paper mainly introduces the Fluid-Solid Interaction (FSI) theory of HR. In the third section, FSI numerical calculation is carried out. In the fourth section, the flow field and structural field of three schemes without inlet and outlet, with inlet and outlet and with retarder valve are compared. In the fifth section of this paper, the different operating conditions of the valve retarder are discussed. The influence of
Fluid-Solid Interaction theory of primary retarder
Hydrodynamic retarder theory
HR is developed based on 1D beam theory. The 1D beam theory clarifies the relationship between
According to the 1D beam theory, the
where
When the
According to the 1D beam theory, when the
where
The calculation formula of the circulating mass flow rate of the HR is as follows 26 :
where
There is a linear relationship between the
where
Internal structure and working principle of retarder valve
There are two states of the retarder valve : (1) State 1 (the retarder valve is not connected to the air source pressure): the inlet and outlet oil circuits of HR are cut off, the outlet of HR and the oil sump are connected, the oil inside the HR is emptied, and HR is in not working state; (2) State 2 (retarder valve is connected to the air source pressure): the inlet and outlet oil circuits of HR are connected, the outlet of HR and the oil sump is disconnected, the oil chamber of HR is continuously filled with liquid, and HR is in working state. By controlling different air source pressures, the valve spool of retarder valve produces different displacements, thereby controlling the overcurrent cross-sectional area of the inlet and outlet of HR, realizing the control of the filling rate of HR, and finally realizing the control of the braking torque of HR. The 3D model and 2D internal structure of retarder valve are shown in Figure 2.

3D model and 2D internal structure of retarder valve: (a) Top view of 3D model of retarder valve (1 – outlet oil circuit of HTC; 2 – inlet oil circuit of HTC; 3 – air source pressure inlet; 4 – lubricating oil circuit of transmission; 5 – temperature sensor; 6 – spring; 7 – valve spool; 8 – piston). (b) Internal structure of the retarder valve in working State 1 (A&E: heat exchanger inlet (valve outlet); B: oil sump; C: HR inlet; D: inlet oil circuit of transmission; F: heat exchanger outlet (valve inlet); G: HTC outlet; P: HR outlet). (c) Internal structure of the retarder valve in working State 2.
The force balance equation of the valve spool of retarder valve is as follows:
where
Governing equations
The multi-physics coupling of HR mainly involves flow field calculation and solid field calculation. The fluid field is calculated by Finite Volume Method (FVM), and the solid field is solved by Finite Element Method (FEM).
(1) Fluid control equations. CFD numerical calculation method is a full 3D solution method, which has been widely used in the numerical calculation of HR. The numerical calculation inside the HR mainly involves the continuity equation, momentum equation and energy equation. In this paper, the large eddy simulation (LES) model is used to solve the turbulence of HR. The LES uses the filter function to filter the Navier-Stokes (N-S) equations. The turbulence structure larger than the grid scale is solved by the LES model, and the turbulence structure smaller than the grid scale is modeled. The filtering functions in the LES model are as follows:
where
The N-S equation filtered by the filter function is as follows:
where
where
where
where
energy equation:
where
(2) Solid control equations. The conservation equation of the solid part can be derived from Newton’s second law:
where
(3) FSI equations. FSI follows the most basic conservation principle, so at the interface of solid-liquid coupling, it should satisfy the equality or conservation of variables such as fluid and solid stress (
Fluid-Solid Interaction model
The specific process of FSI of the primary retarder is shown in Figure 3. In this paper, the parameters of the torus and cascade system are extracted according to the impellers model of the primary retarder. Then, the physical boundary is defined according to the flow passage model, and the mesh is divided. The pressure distribution on the blade surface is obtained by CFD calculation. The pressure distribution is loaded onto the primary retarder impellers. The boundary constraints and motion of the HR impellers are defined. The stress, strain and deformation of the impellers (solid domain) are obtained by ANSYS Workbench. By changing the

FSI principle of primary retarder.
Numerical calculation of Fluid-Solid Interaction of primary retarder
Physical model
In this paper, the parameters of the torus and cascade system are extracted from the impellers model of the primary retarder, and the key parameters of the primary retarder can be obtained as shown in Table 1. In this paper, the nominal diameter of the torus of the primary retarder is 377 mm, and the blade inclination angle and wedge angle are 60° and 30°.
Primary retarder torus and cascade system parameters.
In Table 1,

Impeller and valve assembly model of primary retarder.
In this paper, three schemes are considered to numerically simulate the primary retarder: (1) Plan A: the model of primary retarder model without inlet and outlet (simplified model); (2) Plan B: the model of primary retarder model with inlet and outlet (simplified model); (3) Plan C: the model of primary retarder with valve (accurate model). In this paper, the differences between the three schemes are discussed, and the flow field and structural stress field are comprehensively evaluated. As is shown in Figure 5, the flow passage model of Plan A is composed of rotor flow passage and stator flow passage, ignoring the influence of the inlet and outlet of HR. The HR flow passage model of Plan B consists of five parts: rotor flow passage, stator flow passage, outer ring flow passage, inlet flow passage (inlet flow passage is arranged on the stator) and outlet flow passage (outlet flow passage is arranged outside the outer ring flow passage). The retarder flow passage model of Plan C is composed of Plan B flow passage model and retarder valve flow passage model (the retarder valve flow passage model is composed of valve inlet flow passage and valve outlet flow passage). The HR flow passage model of Plan C considers not only the internal circulation of HR, but also the throttling effect of the valve.

Primary retarder flow passage models of different schemes.
Mesh model and mesh independence verification
In this paper, the mesh independence verification of HR flow passage model of Plan C is carried out under the condition of full filling rate of HR and 2000 rpm of the impeller rotational speed.10,12 A large number of literature studies on HRs have shown that the smaller the global grid size, the more the number of grids, the better the calculation accuracy.20,25,27,28 However, as the global grid size decreases, the number of grids increases sharply, resulting in a rapid increase in computing time. Therefore, in order to balance the calculation cost and calculation accuracy, it is necessary to carry out the grid independence verification. This paper refers to the research of relevant literature,20,25,27,28 the change rate of impeller torque
Table 2 is the statistics of the number of meshes and the calculation results under different mesh sizes. The mesh model of the primary retarder and the verification results of mesh independence are shown in Figure 6. In this paper, the mesh size is 1.550 mm and the number of meshes is 4,007,565 elements. At this time, the torque change rate is 2.856%, which is lower than 3%. 29 At the same time, the calculation time is 7.923 h. It can be considered that the calculation result is independent of the mesh size. At this time, reducing the mesh size will greatly increase the number of meshes and increase the computational cost.
Number of meshes with different sizes.

Mesh model and mesh independence verification of primary retarder: (a) mesh model and (b) mesh independence results.
CFD calculation and experimental verification
The boundary conditions of the fluid domain of primary retarder are defined as shown in Table 3. The table clarifies the interaction between the rotor fluid domain, the stator fluid domain and the valve fluid domain and the type of fluid boundary.
Boundary conditions of fluid domain of primary retarder.
In the working process of HR, the Rotor-stator interaction (RSI) effect between the rotor and stator of HR is very prominent. In order to ensure the computational efficiency and flow field capture accuracy of HR, this paper uses equation (15) to determine the time step of the CFD calculation of HR. For the fast CFD calculation of the external characteristics of HR, a time step is used to solve the flow field of the rotor across a blade. For the high-precision analysis of the flow field in HR, the strong RSI effect between the rotor and the stator is captured, and 5-time steps are used to solve the flow field of the rotor passing through a blade.
where
The detailed parameter settings for the CFD calculation of the primary retarder in this paper are shown in Table 4. The calculation step is set to 240 steps (0.0005 s/step), and the impeller rotates four times. At this time, the flow field calculation result of HR is stable. By setting different
Detailed parameter settings for the CFD calculation of the primary retarder.
The integrated control system of the primary retarder is shown in Figure 7(a). The braking torque of HR is determined by the joint control of the retarder valve and the motor. The retarder valve is controlled by a variable air source pressure (an adjustable pressure air storage tank with valve control). The air source pressure can drive the retarder valve spool, and the valve spool of the retarder valve is balanced under the action of air source pressure and spring force (equation (5)). The pressure of the variable air source can be changed infinitely between 0 and 8 bar. The effective air source pressure of the retarder valve is 3bar, which is used to overcome the pre-load of the oil circuit and make the spool completely pass through the State 1 position of the retarder valve. When the air source pressure is 4–8 bar, the opening degree at the inlet of HR is 0.2–1 (the opening degree is affected by the displacement of the valve spool), and the filling rate of HR chamber is 0.2–1. In Figure 2(c), when the air source pressure becomes larger, the cross-sectional area of the flow from valve inlet (F) to HR inlet (C) and HR outlet (P) to valve outlet (A&E) increases from small to large, and the oil entering the oil chamber of HR increases, so as to control the filling rate of the oil chamber of HR by controlling the spool displacement of the retarder valve, and finally realize the control of the braking torque of HR. The entity model and internal structure of the retarder valve are shown in Figure 7(b) and Figure 2, respectively.

Integrated control system of primary retarder and its test bench layout: (a) Integrated control system of primary retarder (1 – outlet oil circuit of HTC; 2 – inlet oil circuit of HTC; 3 – air source pressure inlet; 4 – lubricating oil circuit of transmission; 5 – temperature sensor; valve inlet-outlet oil circuit of heat exchanger; valve outlet-inlet oil circuit of heat exchanger). (b) Internal structure of retarder valve (A&E: heat exchanger inlet (valve outlet); B: oil sump; C: HR inlet; D: inlet oil circuit of transmission; F: heat exchanger outlet (valve inlet); G: HTC outlet; P: HR outlet; T: HTC inlet (not shown in the figure)). (c) Schematic diagram of HR test bench.
The HR adjusts the speed of the rotor through a computer-controlled motor, and simulates the velocity of the vehicle wheel during the long downhill process (the HR is in the long downhill braking process, and the power transmission route is: vehicle wheel-transmission-HR rotor). The external oil circuit control of HR is controlled by the ECU module outside the transmission. The on-off/opening degree control of HR chamber and the external oil circuit is controlled by the retarder valve (Figure 7(c)).
In this paper, the impellers torque at different rotational speeds (800-2400rpm) under full filling rate conditions of HR is tested by the built HR test bench. The torque of HR impellers with different filling rate is also tested at 2000 rpm. In order to reduce the error of test data acquisition, the impellers torque under one working condition is measured many times and averaged during the test.
The CFD results of the three schemes are compared with the experimental results (Figure 8). From the

Comparison of external characteristics of three calculation schemes.
Structural field calculation
After the flow field calculation of the flow passage model of the primary retarder, the pressure load on the blade surface is obtained. According to the mesh size used in the FSI analysis of HTC impellers in Wang et al., 30 the global size of the solid mesh of the primary retarder is set to 2 mm, and the overall mesh number of the impellers is 1102,336 elements. Before the solid domain calculation, it is necessary to constrain and define the motion of the impeller to achieve synchronous transmission with the fluid domain and accurate pressure loading. Figure 9 is the constraint definition of the primary retarder impeller. For the stator, the fixed constraint is used in this paper. For the rotor, the displacement limit and the rotation motion are defined for the inner ring to ensure the synchronous motion and accurate pressure loading with the rotation of the fluid domain.

Motion and constraint definition of retarder impellers: (a) definition of stator constraints, (b) definition of rotor motion, (c) impellers model with constraint definition.
Figure 10 shows the stress loading of the primary retarder impellers. The pressure data of 3D space points are extracted from the fluid domain and then applied to the solid domain interface of the corresponding space points. According to the principle that the variables such as stress (

Pressure loading of primary retarder impellers: (a) pressure distribution on the rotor blades, (b) pressure loading of rotor blades, (c) pressure distribution on the stator blades, and (d) pressure loading of stator blades.
Analysis of flow field and structure field of primary retarder
Comparison of pressure field
In the previous sections, the differences in the calculation results of the external characteristics of the three schemes are compared in detail, and it is necessary to explain them from the mechanism. The internal flow field of the retarder determines its external characteristics, so this section mainly evaluates the differences between the three schemes from the internal flow field information such as pressure, velocity, vorticity, and structural field information such as stress and deformation. The torque of the impeller is formed by the integral of the product of pressure and radius on the blade surface. Figure 11 is the comparison of the pressure contours of the three schemes. It can be seen from the figure that the high-pressure area of Plan A is larger than that of Plan B and Plan C, and the distribution area of high-pressure area of Plan C is the smallest, which explains the reason why the torque of Plan C impellers is lower than that of other schemes in the three schemes. The reason for the uneven circumferential pressure distribution of the rotor and stator in Figure 11 is that the inlet flow passage on the stator of HR occupies five blades of the stator. The number of blades in the rotor is 49, which is centrosymmetric in the circumferential direction of the impellers. The number of blades in the stator is 40, which is non-centrosymmetric in the circumferential direction of the impellers, resulting in the non-centrosymmetric flow passage of the stator blade, which enlarges the Rotor-stator interaction (RSI) and non-uniform effect between the rotor and the stator.

Pressure contour comparison of three schemes.
The blade load curves of the three schemes are shown in Figure 12. The total pressure distribution curve of the blade cross section is shown in Figure 12(a). It can be seen from the figure that the total pressure of the blade cross section of the three schemes is: Plan A > Plan B > Plan C, which demonstrates the reason for the maximum braking torque of Plan A in Figure 8. The pressure surface and suction surface of the blade are in a relatively high-pressure state, and the blade wedge angle is in a low-pressure state, which creates favorable conditions for the cavitation of HR. The distribution trend of the blade load curve of the blade section in this paper is consistent with the Yang et al. 25

Comparison of blade load curves of three schemes: (a) comparison of total pressure at sectional blade (
From the static pressure distribution of the blade in the flow direction in Figure 12(b), it can be seen that the inlet and outlet positions of the blade are in a low-pressure state during the fluid flow process, and the middle position of the blade is in a high-pressure state. 9 From the total pressure distribution of the blade in Figure 12(b), it can be seen that under the action of the centrifugal force of the impeller, the fluid flows from the inlet of the rotor blade to the outlet, realizing the conversion of mechanical energy to fluid kinetic energy. The total pressure at the outlet of the blade is higher than the total pressure at the inlet of the blade. In general, the static pressure and total pressure of Plan A in the blade streamwise direction are higher than those of the other two schemes, which will lead to excessive prediction of braking performance.
Comparison of velocity contour and streamline
The 1D beam theory indicates that the impellers torque is equal to the outlet velocity circulation of HR impellers minus its inlet velocity circulation (equation (4)). Figure 13 is the comparison of 2D streamwise velocity contours of the three schemes. It can be seen from the figure that the velocity at the interface between the rotor and the stator of the Plan A model is significantly greater than the other two schemes, indicating that the velocity circulation at the outlet of the Plan A model is the largest, which explains the reason why the

Comparison of 2D streamwise velocity contours of the three schemes (
Figure 14(a) shows the 3D velocity streamline comparison of the three schemes. The high

Comparison of 3D velocity streamlines and vorticity of three schemes: (a) 3D velocity streamlines and (b) 3D vorticity.
Comparison of three-dimensional vorticity
According to the 1D beam design theory of HR, due to the influence of the centrifugal force of the HR impellers, a circular flow will be formed on its meridional surface, forming a relative velocity between the blade and the fluid. The motion of the impellers will form a traction motion velocity in its circumferential direction, and the relative motion velocity and the traction motion velocity form a 3D circumferential vortex of HR. Figure 14(b) shows the 3D vorticity comparison of the three schemes. It can be seen from the figure that the vorticity of HR presents the characteristics of the circumferential vortex, which is consistent with the theoretical analysis results and demonstrates the effectiveness of the numerical calculation results. The results of 3D vorticity and 3D velocity streamline analysis are consistent. The influence of inlet and outlet and valve throttling characteristics will hinder the mainstream region of the primary retarder.
Analysis of stress and deformation
Figure 15 shows the comparison of stress contour of the three schemes. It can be seen from Figure 15(a) that the maximum stress of the rotor reaches 484.59 MPa. Because the impellers are produced by nodular cast-iron after strengthening treatment, its tensile strength is above 900 MPa, and the strength of HR impellers in this paper meets the requirements. The high stress area of the three schemes is Plan A > Plan B > Plan C. It can be seen that the stress prediction of Plan A is too large, and the actual stress distribution should be closer to the results of Plan C scheme. The maximum stress of the stator is 123.21 MPa, about 1/4 of the maximum stress of the rotor. The thickness of the rotor blade is about 1/4 of the stator blade (Table 1). The thickness of the rotor blade is relatively thin, and the rotor blade is more dangerous.

Comparison of stress contour of three schemes: (a) the stress contour of the rotor and (b) the stress contour of the stator.
Figure 16 is the comparison of the deformation contour of the three schemes. The maximum deformation of the rotor is located in the outer ring of the impeller, reaching a deformation of 1.23 mm, and the maximum deformation of the stator is located in the inner ring of the impeller, reaching 0.051 mm (the thickness of the stator blade is greater than that of the rotor blade, and its stiffness is greater and its anti-deformation ability is stronger). The impellers deformation of Plan A is the largest of the three schemes, and the overall deformation is more uniform in the circumferential direction, which is the result of not considering the disturbance of inlet and outlet and valve throttling characteristics. Plan C has the smallest deformation. The arrangement of the retarder valve on one side of HR will lead to the uneven distribution of the impeller deformation in the circumferential direction, which is closer to the actual working condition of HR.

Comparison of deformation contour of three schemes: (a) the deformation contour of the rotor and (b) the deformation contour of the stator.
Result and discussion
The influence of rotational speed on the temperature field of HR
The average temperature curve of the inlet and outlet of HR with time is shown in Figure 17. It can be seen from the figure that with the increase of time, the average temperature of HR outlet tends to be stable, and the heat balance state is reached inside the HR at about 0.15 s. The average temperature at the inlet of HR is maintained at about 333.15K, and the average temperature at the outlet of HR is finally maintained at 367.6038K, and the temperature is increased by 34.4538K. The change trend of temperature with time calculated in this paper is consistent with that in Liu et al. 9 (because the cavity shape of HR in Liu et al. 9 is larger, the braking performance at the same rotational speed is higher than that in this paper, so the average temperature at the outlet of HR is relatively higher).

Average temperature of the inlet and outlet of HR varies with time. (
The relationship between the average outlet temperature of HR and time is as follows:
The influence of rotational speed on the temperature field distribution and the average temperature of HR outlet is shown in Figure 18. It can be seen from Figure 18(a) that the inlet of HR is in a low temperature state. As the impellers rotates, the fluid is thrown out from the rotor outlet under the action of centrifugal force to impact the stator, realizing the conversion of flow kinetic energy to thermal energy. The interior of HR is in a high temperature state, and the heat is circulated to the heat exchanger through the outlet of HR to realize the external circulation of heat. As the rotational speed increases, the heat exchange inside the HR becomes more intense, and the temperature on the HR impellers continues to increase. The highest local temperature of HR flow field can reach 372.4438 K (

Relationship between the temperature field distribution, the average temperature of HR outlet and the rotational speed (
It can be seen from Figure 18(b) that with the increase of rotational speed, the average temperature of HR outlet and the maximum temperature of the flow field will increase. The average outlet temperature of HR increases from 338.2433 K to 367.6038 K, and the maximum temperature of the flow field increases from 342.2506 K to 399.6924 K (126.5424°C).
The influence of rotational speed on flow field and structure field
In order to better reveal the flow mechanism of the primary retarder considering the throttling characteristics of the valve, this paper discusses the influence of
Figure 19 shows the relationship between
where

The influence of rotational speed on pressure field (
Figure 20 shows the influence of
where

The influence of
Figure 21 shows the influence of
where

The influence of
The influence of filling rate on flow field and structure field
Figure 22 shows the effect of

The effect of
Figure 23 shows the effect of

The effect of
Figure 24 shows the effect of

The effect of
Valve orifice throttling velocity contour and streamline analysis
Different displacements of the spool of the retarder valve will form different throttling areas to control different filling rates. When the retarder brakes on the long downhill, the driver will control the

Retarder valve inlet and outlet throttling velocity contour and velocity streamlines of different valve openings: (a) velocity contour; (b) velocity streamlines (
Figure 25(b) shows the inlet and outlet throttling velocity streamlines of the retarder valve with different valve openings. It can be seen from the figure that when the valve opening is relatively small, the flow is relatively stable when the fluid passes through the throttle area of the valve. However, it can be seen that the fluid will produce a large amount of vortex flow through the valve orifice, which will bring serious flow loss to the HR, increase the flow resistance, and then affect the braking performance of HR. When the valve opening becomes 1, because the valve orifice becomes larger, the rapid increase of the flow through the valve will form a high velocity and disordered turbulent flow inside the valve, and the flow resistance will also increase significantly. In general, considering the throttling characteristics of the valve can simulate the filling process of HR more realistically, which is closer to the real operating condition of HR, and can improve the prediction accuracy of the external characteristics and internal flow field of HR.
Conclusion
In the study, three numerical simulation schemes (Plan A: the flow passage of model without inlet and outlet; Plan B: the flow passage of model with inlet and outlet; Plan C: the flow passage of model with retarder valve) of the primary retarder are designed. The differences between the three schemes are compared from the perspectives of internal flow field and external characteristics. Furthermore, the effects of
The main conclusions of this paper are as follows:
(1) The HR model without inlet and outlet will cause excessive prediction of impeller torque, flow velocity, fluid pressure in the internal flow field and stress and deformation in the structural field. On the contrary, the retarder considering the throttling characteristics of the valve is closer to the actual working environment of HR. The throttling characteristics of the valve will directly hinder the fluid flow in the mainstream area of HR, resulting in a reduction in impeller torque and will not cause excessive prediction of impeller torque.
(2) There is a significant quadratic function relationship between
(3) As the opening of the retarder valve port increases, the fluid velocity entering the HR will increase, thereby increasing the
In general, considering the throttling characteristics of the valve, the actual filling process of HR can be more realistically simulated, which is closer to the actual working condition of HR. It can improve the prediction accuracy of the external characteristics and internal flow field of HR, and can provide reference for the numerical simulation of related turbomachinery.
