Abstract
Keywords
Introduction
There are two power sources in plug-in hybrid electric vehicle (PHEV), including an engine and an electric motor. PHEV can improve its emission behavior while ensure driving performance through the coordination of different energy sources. Compared with the traditional hybrid electric vehicle (HEV), PHEV has a promising market because of its grid charging capacity and larger all-electric range. However, the frequent charge/discharge in PHEV’s power battery may reduce battery life irreversibly, which poses adverse effects on the vehicle performance and cost, so it is of great significance to consider battery life in the establishment of PHEV’s energy management strategy.
In the study of HEV’s energy management strategy, Pontryagin’s minimum principle (PMP) was used to do some optimization, which reduced the working frequency of battery by adjusting battery life weight coefficient in the penalty function.1,2 This method can reduce battery life decay effectively, and it is of great significance when the ambient temperature and driving conditions are particularly severe. But since the battery capacity and the depth of charge in HEV are less than those in PHEV, their battery models are quite different. From the research on PHEV’s energy management strategy, when making estimation of battery’s state of charge (SOC) value, the effect of battery life decay on charge/discharge current and internal resistance was considered; the battery life factor was introduced into the battery equivalent model to realize the adaptive estimation of SOC value to the battery aging. 3 Besides, a battery life prediction model of PHEV under variable driving conditions was established, and this model can analyze and manage conditions affecting the battery life. 4 However, the studies in Lin 3 and Dong 4 focus too much on theoretical research about factors affecting battery life, but their theories have not yet been used in energy management strategy. The PHEV’s energy management strategy presented in Padovani et al. 5 was optimized by equivalent consumption minimize strategy (ECMS) while considering the influence of temperature on battery life, temperature penalty coefficient was used to reduce battery life decay, but this method did not consider the high discharge rate. In Xu et al., 6 on the basis of minimum fuel consumption, the energy management strategy in commuter PHEV took consideration of the effect of battery life on vehicle fuel economy, which can also reduce battery life decay greatly. However, this energy management strategy depends heavily on the known traffic information and has poor adaptability to different driving conditions. The energy management strategy of battery/supercapacitor (SC) hybrid energy storage system (HESS) was studied in Song et al.; 7 this research was taken battery capability reduction into consideration; the convective heating method is integrated into the dynamic programming (DP) process, which has achieved less battery capacity loss after optimization. In the establishment of energy management strategy for HEV equipped with a continuously variable transmission (CVT), 8 DP was adopted to solve the tradeoffs between fuel consumption and battery capacity loss. However, the DP used in Song et al. 7 and Tang and Rizzoni 8 depend on the certain duty cycles, and it would take the long calculation time; 9 hence, it is not the best candidate for a real-time system.
Therefore, in this paper, battery life model is introduced in PHEV’s energy management strategy, and this strategy is optimized, aiming for the minimum fuel consumption and battery life decay. Meanwhile, the driving patterns are recognized with probabilistic neural network (PNN), aiming to established an energy management strategy which can adapt to different duty cycles and can be implemented in the real-time. The optimized energy management strategy is simulated and verified under the constructed test driving cycle.
Powertrain structure and working modes
PHEV’s powertrain structure
In this research, a series-parallel PHEV is studied, and the configuration of the powertrain is shown in Figure 1. The parameters of some main components, such as engine, integrated starter generator (ISG) motor, main motor, and battery, are listed in Table 1. According to the state of clutches, engaged or released, this system can realize different working modes: series driving, parallel driving, regenerative braking, and so on.

Powertrain configuration of PHEV.
Basic parameters and performance targets of vehicle.
ISG: integrated starter generator.
Working modes
Due to the difference of power requirement, battery’s SOC value, and engine efficiency in PHEV, the main motor and engine may work solely or together according to the driving conditions, and there are also some driving charging and energy regeneration conditions. To improve the efficiency of powertrain system, according to the path of energy flow, the working modes are divided as follows: four driving modes: (1) pure electric driving mode, (2) series hybrid driving mode, (3) parallel hybrid driving mode, (4) engine driving mode; two driving charging modes: (5) series driving charging mode, (6) parallel driving charging mode; and (7) regenerative braking mode. The specific working modes are illustrated in Figure 2.

Working modes of PHEV.
Rule-based energy management strategy
Driving modes
To achieve higher battery charge/discharge efficiency, the driving modes in section “Working modes” should be divided according to battery’s SOC value. Here, the driving modes are divided into charge depleting (CD) mode and charge sustaining (CS) mode.
In CD mode, powertrain prefers to make the best use of battery’s energy charged in power grid, so driving modes in section “Working modes” would be adopted reasonably: when vehicle is running at medium or low speed, pure electric driving mode is mainly used to consume battery’s energy; when the vehicle speed or required power is much higher, series and parallel driving modes would be used to meet the vehicle’s power demand. In CS mode, vehicle is mainly driven by engine, main motor provides auxiliary power, and the engine would try to work in high-efficiency area. The division of different working modes in CD mode and CS mode is shown in Figure 3. The power allocation and switching condition between CD and CS modes are determined according to battery’s SOC, vehicle’s driving speed

PHEV driving modes division in CD and CS mode: (a) CD mode and (b) CS mode.
PHEV driving modes and power allocation in CD and CS modes.
PHEV: plug-in hybrid electric vehicle; CD: charge depleting; CS: charge sustaining; ISG: integrated starter generator; SOC: state of charge.
Braking modes
In the division of braking modes, when safe-operating demand is satisfied, powertrain system should recover energy as much as possible. When vehicle speed is too low that the regenerative braking function is failure, or the speed is too high to ensure braking safety, mechanical braking mode would be only adopted. When vehicle speed is within the permitted range of energy recovery, and braking torque is not only within the working range of main motor but also within the maximum recovery torque range of battery, regenerative braking mode would be used; otherwise, combined braking mode would be activated.
In this powertrain system, main motor is used to recover energy only. According to the parameters of selected components, the maximum recovery torque curves of main motor and battery can be obtained (shown in Figure 4), and the division of braking modes is shown in Figure 5.

The maximum recovery torque of battery and main motor.

PHEV braking modes division.
Multi-objective optimized energy management strategy
Analysis of battery life decay
In above energy management strategies, battery has many conditions, such as driving charging, driving discharging, and energy recovery. Frequent charge/discharge is the key factor that affects battery life, and battery life has great influence on vehicle performance and cost, so it is necessary to optimize the energy management strategy aiming at the least battery life decay.
As pointed out in Smith et al. 10 and Dai et al., 11 battery aging is characterized by the increase of internal resistance and the decline of capacity. For high-power battery, which can withstand higher discharge current, the increase of internal resistance is used to measure its aging, while high-capacity battery, whose capacity is much higher, the decline of capacity would be used in the aging measurement. High-capacity battery is adopted in this study, so the decline of capacity would be the only measurement factor in the study of battery life.
Battery life model
Until now, there has been no unified battery life prediction method under various working conditions. Most of researches mainly focus on the data-processed battery life model, and these data are gotten from the setting-constant-conditions experiments. In Marcicki et al., 12 battery life model was divided into physicochemical model and empirical model. The empirical model includes a set of formulas to describe battery aging process, whose parameters are from fitting aging test data, and the simplified physical relation is also taken into account.13,14 For simplicity and accuracy, the empirical model is much suitable for this research.
In this research, the life model of lithium-ion battery presented in Cordoba-Arenas et al. 15 is adopted; the model is given as
where
Values of parameters.
Besides, to reflect the influence of CD mode on battery life degradation, the parameter
Multi-objective optimized energy management strategy
While optimizing the energy management strategy, the selection of optimization method may have great influence on the optimal result. The genetic algorithm (GA) can obtain a good global optimal solution instead of a local one. Besides, it can also do distributed calculation easily by using its parallel structure. Here, GA is used in the design of linear quadratic optimal controller, and optimization targets are minimum fuel consumption and minimum battery capacity degradation; the mathematical expressions are as follows
where
There are mainly three solutions for the multi-objective problem. The first one is the multi-objective optimization using GA directly. The second one is the liner weighted method. The third method is to transfer the multi-objective problem into single objective. However, GA may take a long time to process the multi-objective optimization. And in the liner weighted method, the solutions must be the convex set. Due to the above disadvantages, the third method is adopted in the optimization process.
Battery life model is added to the penalty function in optimal control, it is defined that when battery capacity reduces 20% of the original value, battery life ends. Battery life under rated condition can be measured by the total charge/discharge electrical energy before the end of life; 2 meanwhile, influence factor is also introduced to quantify the aging degree of other working conditions to the rated condition. So the rated battery life is calculated by equation (4), and the influence factor is defined by equation (5)
where
where
The rated condition is defined as
Battery life under different working conditions is given by equation (6), the battery life influence factor is given by equation (7) and the parameters are shown in Table 4
Values of parameters.
In order to describe battery life degradation accurately, the effective charge/discharge electrical energy is defined as
where
Therefore, to optimize the battery life degradation is to minimize the item
After transformed by goal programming method, the optimization objective function is
where
Using the rule-based control algorithm, fuel consumption rate and instantaneous value of
Simulation analysis
Simulation results and analysis of rule-based energy management strategy
To validate the rule-based energy management strategy, vehicle performance is simulated on the MATLAB/Simulink platform; the simulation driving cycles are constructed by 10

Curves of speed and battery’s SOC in

Output powers of engine, ISG motor and main motor.

Distribution of engine operation points.
Simulation results and analysis of the multi-objective optimization
To validate the effectiveness of the multi-objective optimized energy management strategy, the simulation of the optimized control strategy is done under 10

SOC value curves before and after optimization.
Values of parameters for different
From the simulation results, it can be found that the smaller
From the simulation results, the change rates of fuel consumption and battery capacity degradation before and after optimization under different

Change rates of fuel consumption and capacity loss before and after optimization.
Values of parameters before and after optimization.
After optimization, the fuel consumption is 2.229 L, which is 1.9% lower than that in rule-based control strategy, and the battery capacity degradation is 0.363%; there is a 3.2% decrease. The optimized boundary parameters are listed in Table 6.
Energy management strategy based on drive-cycle recognition
Drive-cycle recognition based on PNN
The above optimization is done only in

Comprehensive test driving cycle.

Recognition result of comprehensive test driving cycle.
Simulation results and analysis of energy management strategy based on drive-cycle recognition
To acquire the optimal fuel economy and battery life, different parameters of energy management strategy should be used in different driving cycles. GA is used to optimize three typical cycles:
Optimization results of
To validate the control effect of the drive-cycle recognition-based energy management strategy, simulation is done in the constructed comprehensive test cycle; meanwhile, simulation is also done without drive-cycle recognition (use rule-based control strategy). Simulation results are listed in Table 8. From these results, using the drive-cycle recognition-based control strategy, battery capacity degradation drops by 0.3%, and fuel consumption decreases by 8.6
Values of parameters with and without driving patterns recognition.

Curve of SOC value.
Conclusion
In this article, the energy management strategy considering battery life decay is proposed, and this strategy is optimized by genetic algorithm. The following highlights the results of the study:
Based on the structure of powertrain system, the energy management strategy of PHEV is established. Two driving modes are divided according to the battery SOC value, vehicle required power, and vehicle speed; besides, the braking modes are divided according to the maximum recovery torques of the main motor and battery. Some simulations are done on MATLAB/Simulink platform to prove the validity of energy management strategy.
Aiming at the minimum fuel consumption and battery life degradation, GA is adopted to optimize the energy management. The reasonable parameters are chosen according to the change rates of fuel consumption and capacity degradation; after the optimization, the fuel consumption decreases by 1.9%, while the battery capacity degradation drops by 3.2%.
The standard driving cycles are divided into urban congestion driving cycle, highway cycle, and urban suburban cycle. The characteristic parameters of each cycle are extracted, and the actual working condition is recognized by PNN; simulation results show that this recognition method works precisely.
The optimized control strategies of three characteristic driving cycles are established, respectively, the recognition method based on PNN is adopted, simulation is done in the constructed test driving cycle. After optimization, the fuel consumption decreases by 8.6%, and battery capacity degradation drops by 0.3
