Abstract
Keywords
Introduction
With the advantages of environmental protection, safety, and high efficiency, a seismic vibrator (as shown in Figure 1(a)) has been widely used in oil and gas exploration. More than half of the land seismic explorations are operated through seismic vibrators. 1 Bandwidth of the output signal is one of the major performance indexes for a seismic vibrator. Low-frequency content of the output signal is helpful for the inversion of seismic trace data, improving the resolution of seismic data and obtaining structural information of deeper reservoirs, especially the shale gas reservoirs.2–4 Extending the seismic vibrator bandwidth toward low frequency attracts lots of attention.

(a) Seismic vibrator in the field and (b) the structure of vibrator.
Because of the mechanical and hydraulic limitations, it is very challenging for the seismic vibrator to acquire low frequency. Most conventional seismic vibrators cannot produce sufficient low-frequency force below 5 Hz. 5 In order to obtain the low-frequency output signal, engineers and scholars have done a lot of approaches and research studies. Many sweep design techniques have been developed to enhance the seismic vibrator low-frequency content. In 2003, Jeffryes and Martin 6 developed a composite sweep to improve the low-frequency content. Later, Bagaini et al.7–9 proposed a new method called maximum displacement sweep to enhance the signal content of low frequency by optimally designing the drive force and the variable sweep rate, and the vibrator mechanical and hydraulic specifications were taken into account. Baeten 10 also proposed a method and system to generate a sweep signal with enhanced low-frequency content by generating a combination of a linear and nonlinear sweep and wherein the nonlinear sweep as a function of time is calculated by a predetermined algorithm. Maxwell et al. 11 and Sallas et al. 12 employed pseudorandom sweeps to extend the low-frequency bandwidth. Their field tests indicated that well-designed pseudorandom sweeps had the potential to provide a bit more output than maximum displacement sweep with lower start frequencies. Such sweep methods require a lower drive level and a slower sweep rate, so the sweep length will be longer. Therefore, extending bandwidth toward a low frequency by sweep methods usually decreases the productivity.
To obtain the low frequency practically, some approaches on structure improvement or design have been conducted. In 2015, Meier et al. 13 presented a counter-rotating eccentric-mass vibrator which can generate large forces (266,880 N) at frequencies between 1 and 5 Hz. In the same year, Reust et al. 14 also introduced a counter-rotating seismic vibrator called very low-frequency source. It was designed to reach 266,880 N at 3 Hz. The advantage of these two kinds of counter-rotating seismic vibrator is that significant ground force at low frequencies is achieved. Unfortunately, because of the use of the counter-rotating mechanism, the high frequency of these vibrators is limited to around 20 Hz. And in oil and gas exploration, high frequencies are equally important, which are most useful for enhancing spatial and temporal resolution, notably in shallow seismic or vertical seismic profiling (VSP) surveys.15,16 For a conventional seismic vibrator equipped with a hydraulic vibrator, the high frequency can be extended to 120 Hz. To acquire broadband data, extending the low frequency on a conventional seismic vibrator will be a better choice. Wei 17 has done some constructive approaches on this field and proposed a prototype low-frequency seismic vibrator. Tests showed that this vibrator improved the ground force at the low-frequency range (<10 Hz) as well as the normal frequency range (10–100 Hz).
Although some progress on extending the low frequency for a seismic vibrator has been achieved, what factors limit extending the low frequency and how to reach low frequency are still unclear. In this article, the factors limiting the seismic vibrator toward low frequency are studied, and a new low-frequency seismic vibrator is developed according to a multi-objective optimization method. Field test shows that compared to the traditional vibrator, the new seismic vibrator can generate enough low-frequency signal, which is helpful to improve the resolution. This research provides theoretical reference for the design and application of the low-frequency seismic vibrator.
Seismic vibrator
A vibrator is the key component of the seismic vibrator, which is the source of the output signal and directly determines the bandwidth and quality of the output signal. 18 The vibrator is mounted on the truck and consists of a top plate, reaction mass, piston, baseplate, supporting columns, and other accessory structures, as shown in Figure 1(b). The top plate rigidly connects with the baseplate by four supporting columns and one piston, and the piston is mounted on the center of the baseplate. Reaction mass ringing on the piston are supported by two air suspensions on the baseplate. The upper chamber and lower chamber are between reaction mass and piston, where the hydraulic force drives reaction mass to move. During working process, the seismic vibrator is lifted up by the lifting hydraulic cylinder, and most of its weight applies on the top plate and baseplate to maintain good contact between the baseplate and the ground. Then high-pressure hydraulic fluid flows into the upper chamber and lower chamber alternately, driving reaction mass to move up and down. At the same time, the reactive force impacts on the piston face, and then, the force and output signal are transmitted into the ground through the baseplate.
The force acting on the ground is called ground force and is calculated by the weighted sum method 19 as shown in equation (1). The ground force is defined as the weighted sum of the reaction mass and the baseplate accelerations multiplied by their respective mass
where
where

Hydraulic force.
Analysis of low-frequency extension
Factors limiting the extension of vibrator toward low frequency
If the start frequency is lower, the movement period of reaction mass will be longer, resulting in a larger displacement of reaction mass. Specifically, for the structure of the vibrator, the peak displacement of the reaction mass is its stroke. The longer the stroke, the larger the volume of the upper and lower chambers, so more hydraulic oil that pushes the reaction mass is needed, leading to require bigger pump displacement. The reaction mass stroke and pump displacement are limited subjecting to the structure of the truck, which cannot be freely increased. These two factors limit the extension of the vibrator toward low frequency. How these two factors limit low-frequency extension, how to extend the low frequency, and other questions are still unclear. Therefore, the study of extending the low frequency will be carried out from two aspects: the reaction mass stroke and the pump displacement.
Limit of reaction mass stroke on low-frequency extension
The reaction mass stroke is the distance between the extreme points of the upper and lower movement of reaction mass. When calculating the stroke at a certain frequency
where
Then, the displacement of reaction mass
The reaction mass stroke
It can be seen from equation (6) that the mass of the reaction mass and the square of the frequency are inversely proportional to the stroke. According to equation (6), the limiting of reaction mass stroke on low frequency can be drawn and analyzed, and the KZ28 seismic vibrator is taken as an example.
For the KZ28 seismic vibrator, the rated output amplitude

The relationship between stroke and frequency for KZ28 seismic vibrator.
For different model of vibrators with the same rated output level, the mass of reaction mass and the stroke are different, so their low frequency performances are different. In this situation, the stroke load capacity
The stroke load capacities of different seismic vibrators can be compared according to equation (7). Table 1 shows technical specifications of five seismic vibrators available in the market. In order to facilitate the comparison, the rated output is uniformly set to 275,000 N, and the start frequency is still 1.5 Hz. According to equation (7), the stroke load capacities of the vibrators at a low frequency can be obtained, as shown in Figure 4.
Technical specifications of five seismic vibrator models.

The stroke load capacities of five vibrators available in the market at low frequency.
It is can be seen from Figure 4 that the stroke load capacities of these five vibrators at 1.5 Hz are very low at a level of less than 10%. Before reaching 100%, the stroke load capacity grows faster as the frequency increases. The start frequencies of 100% stroke load capacity for KZ28, HEMI 60, AHV-IV 364, ATS 60, and Nomad 65 Neo are 6.29, 6.47, 5.33, 6.83, and 5.42 Hz, respectively. The AHI-IV 364 vibrator has the best performance of 5.33 Hz. However, the stroke load capacities of these vibrators are not much different, and all are beyond 5 Hz at 100% level.
Limit of pump displacement on low-frequency extension
The previous analysis shows that the reaction mass stroke plays a key role in the low-frequency extension of the vibrator. Since the reaction mass is driven by hydraulic force, whether the pump can provide sufficient hydraulic flow to drive the reaction mass is a real problem in extending the low frequency. Therefore, the limit of pump displacement on low-frequency extension is analyzed.
Equation (8) shows that at a force level, variables related to the pump displacement
According to equation (8) and the parameters of the KZ28 seismic vibrator in Table 1, the relationship between pump displacement and frequency from 1.5 to 96 Hz can be obtained, as shown in Figure 5. It is can be seen that as the pump displacement is inversely related to the frequency, the full-load output (275,000 N) in the low frequency band has a huge demand for the pump displacement. When the frequency is 1.5 Hz, the required pump displacement is as high as 3321.67 L/min. As the frequency increases, the requirement for pump displacement at full-load output decreases rapidly, as the red box shows. From the pink box in Figure 5, it can be seen that the KZ28 vibrator’s pump displacement (483 L/min) can only meet the requirement of 10.32 Hz at the rated output of 27,500 N.

The relationship between pump displacement and frequency for KZ28 seismic vibrator.
To compare the low-frequency performances of different seismic vibrators, pump-displacement load capacity
According to Table 1 and equation (9), the load capacities of pump displacement of the five vibrators available in the market at a low frequency can be obtained, as shown in Figure 6. The rated output is 275,000 N, and the start frequency is 1.5 Hz. Figure 6 shows that the load capacities of pump displacement of five vibrators at 1.5 Hz are very low, and none of the load capacities are greater than 20%. Before reaching 100%, the pump-displacement load capacity is linear with frequency and grows with the increase of frequency. The pump-displacement load capacities of different vibrators vary greatly. The start frequencies of 100% pump-displacement load capacity for KZ28, HEMI 60, AHV-IV 364, ATS 60, and Nomad 65 Neo are 10.32, 11.17, 8.82, 10.37, and 8.75 Hz, respectively. The pump displacement has a great influence on the low-frequency extension, and none of the vibrators reach a frequency lower than 8 Hz at 100% pump-displacement load capacity.

The load capacity of pump displacement of the five vibrators available in the market at low frequency.
Extending low frequency for newly designed vibrator
Improvement of vibrator for extending low frequency
Method for extending low frequency
For a seismic vibrator, the ground force is a key indicator to evaluate the vibration output. The essence of expanding the low frequency is to improve the ground force of the low frequency. However, the vibration output is related to the entire sweep frequency, including low frequencies and high frequencies. Expanding the low frequency should also pay attention to the high-frequency output, and there are multiple parameters involved. So, a reasonable method is needed to achieve a balance between low-frequency output and high-frequency output when we extend the low frequency. Multi-objective optimization is an effective way to solve this problem. Multi-objective optimization involves maximizing or minimizing multiple objective functions’ subject to a set of constraints, which has been applied in many fields of science, including engineering, economics, and logistics where optimal decisions need to be taken in the presence of trade-offs between two or more conflicting objectives.
Multiple objective functions
Expanding the low frequency may affect two aspects, one is low-frequency performance and the other is high-frequency response. The objective function of bandwidth expansion can be expressed as follows:
From the previous analysis, the stroke is negatively correlated with the start frequency, so the objective function of the stroke can be expressed as when the frequency is 1.5 Hz, the required stroke is the smallest, as equation (10) shows
where
Similar to the stroke load capacity, the pump displacement is also negatively correlated with the frequency. The objective function of the pump displacement is when the frequency is 1.5 Hz, the required pump displacement is the smallest. It can be written as follows
where
From equations (10) and (11), it can be seen that
3. The ground force is not necessarily as large as possible, but the output should be as equal as possible to the input, so the volatility of the ground force cannot be too large. Based on this, minimizing the standard deviation of the ground force throughout the sweep frequency is one of the objective functions, which is as equation (12) shows
where
The ground force can be calculated as follows 20
where
Constraints
According to the objective functions, the constraints are determined as follows:
Mass of reaction mass
Mass of baseplate
Baseplate area
Thickness of baseplate
Multi-objective optimization model
Based on the above analysis, the multi-objective optimization model for vibrator low-frequency expanding is as follows
Solution of the multi-objective optimization model
There are many methods to solve multi-objective optimization problems, and particle swarm optimization (PSO) is one of them. PSO has many advantages, such as strong algorithm versatility, group search with memory, easy programming, and parallel collaborative search. The algorithm has been widely used in structural design, image processing, and neural network training.21–23 In this article, PSO with Pareto optimality is applied to the multi-objective optimization model of extending the low frequency. In this solution, the objective function comparison takes Pareto dominance into account when moving the PSO particles, and non-dominated solutions are stored so as to approximate the Pareto front.
The detailed solution steps of the PSO method are detailed in Lei
24
and Song et al.
25
For the multi-objective optimization of extending the low frequency, the solution parameters are set as follows: cognitive learning factor
According to the Matlab simulation, Pareto optimal solutions are obtained as shown in asterisks in Figure 7. It can be seen that the best solution is one of solution 1, solution 2, and solution 3. To determine the best solution, these three solutions are compared as shown in Table 2. In the comparison,

Pareto optimal solutions of the multi-objective optimization model.
Comparison of the three solutions.
Comparison of ground forces before optimization and after optimization
The ground force of 3 Hz is close to full load, which is fit for comparison of low-frequency ground forces before optimization and after optimization. Figure 8 shows the comparison of the ground forces at a stable sweep frequency of 3 Hz with 5-s sweep time. It can been seen that the ground force amplitude before optimization is 2.151 × 105 N, and the amplitude of the optimized output is 2.335 × 105 N. Through the optimization, the ground force increases by 8.55%.

Comparison of ground forces at 3 Hz.
The ground forces of full sweep are shown in Figure 9, wherein Figure 9(b) is the envelope curves of the ground forces in Figure 9(a). The amplitudes of the start taper are not taken into account in the calculation of the standard deviation.

Comparison of ground forces before and after optimization.
Compared with the ground force before optimization, the ground force after optimization is significantly improved at a high frequency band (60–120 Hz). Especially, the ground force at 120 Hz increases from 1.042 × 105 N to 1.397 × 105 N, which is increased by 34.07%. At the same time, the uniformity of the output signal is further improved. The standard deviation of the sweep output amplitude is reduced from 4.792 × 104 N before optimization to 3.211 × 104 N, which is reduced by 32.99%. The output of the middle frequency band slightly reduces. The maximum output of the middle frequency band decreases from 2.324 × 105 N to 2.172 × 105 N, which is reduced by 6.54%. Although the middle frequency output is sacrificed a little, the uniformity of the entire sweep frequency is greatly improved, which has a great effect on improving the signal-to-noise ratio of the output signal.
Results and discussion
Load capacity of newly designed vibrator
According to the optimization and engineering practice, the new low-frequency seismic vibrator EV56 was developed. Technical specifications of the EV56 seismic vibrator is as shown in Table 3.
Technical specifications of EV56 seismic vibrator.
To fully understand the improvement of the EV56 vibrator compared with other vibrators, the stroke load capacities and the pump-displacement load capacities of these vibrators are plotted in Figure 10. The solid lines represent the stroke load capacity and the dotted lines represent the pump-displacement load capacity.

The stroke load capacity (solid lines) and the pump-displacement load capacity (dotted lines) of the vibrators at low frequency.
It is can be seen from Figure 10 that the stroke and pump displacement have phased limitations on the low-frequency load capacity. For each vibrator, there is an intersection between the stroke load capacity curve and the pump-displacement load capacity curve. Taking the EV56 vibrator as an example, the solid line and the dotted line have an intersection point A. At the frequencies below the intersection point, the low-frequency load capacity is limited by the stroke. And when the frequencies are above the intersection point, the low-frequency load capacity is limited by the pump displacement. The stroke load capacity determines the load capacity at 1.5 Hz, and the pump displacement determines the start frequency of the full rated output. As shown in Table 4, the load capacity of the EV56 vibrator at 1.5 Hz is 19.38%, and the start frequency of full-load capacity is 3.82 Hz. From the point of view of the start frequency of full-load capacity, the performances of discussed vibrators are as follows: EV56 > Nomad 65 Neo > AHV-IV 364 > KZ28 > ATS 60 > HEMI 60. The EV56 vibrator has made a big progress, but no vibrator reaches 100% load capacity below 3 Hz. The start frequency to achieve a full drive force for the EV56 vibrator is 3.82 Hz, while it is 10.32 Hz for the KZ28 vibrator. In field application, the drive force level is generally below 70% of the rated output. At this 70% drive force level, the EV56 vibrator reaches as low as 2.85 Hz and generates more than twice the output force compared to other vibrators.
Load capacity of the vibrators at low frequency.
Full-load capacity octave of newly designed vibrator
In seismic exploration, broadband signal improves resolution and is also beneficial for full waveform inversion (FWI) to image deep target of underground. FWI requires more octaves containing more low-frequency content. So the full-load capacity octave
The start frequencies of full-load capacity of the six vibrators can be obtained from Figure 10. The start frequencies of load capacity for EV56, KZ28, HEMI 60, AHV-IV 364, ATS 60, and Nomad 65 Neo are 3.82, 10.32, 11.17, 8.82, 10.37, and 8.75 Hz, respectively. If the end frequency is 96 Hz, the full-load capacity octaves of EV56, KZ28, HEMI 60, AHV-IV 364, ATS 60, and Nomad 65 Neo are obtained as shown in Figure 11. Figure 11 demonstrates that the EV56 vibrator reaches 4.65 full-load capacity octaves and has the best performance in the vibrators involved in the comparison. The full-load capacity octaves of conventional vibrators are not much different, which are between 3.22 and 3.46. Compared to them, the EV56 vibrator has improved more than one octave, which can provide better output signal for exploration.

Comparison of full-load capacity octaves of the vibrators.
Field test of newly designed vibrator
To investigate the performance of the newly designed vibrator, a field test was conducted in Xinjiang, northwest China. The surface of the test field was outcrop. In the test, an EV56 seismic vibrator and a conventional seismic vibrator were shot at the same location, respectively. For the EV56 seismic vibrator, the hydraulic force was a linear sweep from 1.5 to 96 Hz with a sweep length of 20 s at a force level of 192,500 N, and 0.5-s cosine tapers were applied to the start and the end of the sweep. The conventional seismic vibrator performed a linear sweep from 5 to 96 Hz in 20 s with cosine tapers of 0.5 s at 192,500 N force. Figure 12 shows the comparison between a conventional seismic vibrator and EV56 seismic vibrator on seismic sections obtained from the test. It is can be seen from Figure 12 that the seismic signal excited by the EV56 vibrator can provide a higher resolution seismic profile than the conventional seismic vibrator. The sections in the black boxes indicate that the EV56 vibrator can explore detailed underground structures, but the traditional vibrator does not have such ability. Comparing the seismic sections in the red boxes, it can be demonstrated that for the same structure, the seismic signal from the EV56 vibrator can provide higher resolution and reflect structural details. This test shows that the newly designed vibrator EV56 has successfully provided more low-frequency energy, which is helpful for oil and gas exploration.

Comparison of seismic section between two vibrators. (a) Conventional seismic vibrator and (b) EV56 seismic vibrator.
Conclusion
In this article, the method and application for a seismic vibrator to extend the bandwidth toward a low frequency are developed. Low-frequency performances of different vibrators are evaluated, as well as the newly designed vibrator. According to this study, the conclusions can be drawn as follows:
According to the sweep signal, the method of calculating the reaction mass stroke is developed. The stroke load capacity and the pump-displacement load capacity are proposed to evaluate the low-frequency performance of the seismic vibrator.
The low-frequency performances of five seismic vibrators available in the market are analyzed. The stroke load capacities of these vibrators are not much different, and all are beyond 5 Hz at 100% level. In addition, none of the vibrators reach a frequency lower than 8 Hz at 100% pump-displacement load capacity.
Multi-objective optimization is used to extend the low frequency. Through the optimization, the ground force increases by 8.55%, and the standard deviation of the ground force is reduced by 32.99%.
The frequency of full-load capacity of the EV56 vibrator reaches as low as 3.82 Hz. Compared to other five vibrators, it generates more than twice the output force at 70% drive force level of 3 Hz and has improved more than one full-load capacity octave.
The comparison between the newly designed vibrator EV56 and conventional vibrator is conducted based on a field test. Through the comparative analysis of the seismic sections, it shows that the EV56 vibrator is more conducive to discover and reflect the underground structure.
