Abstract
Keywords
Introduction
Around 400,000 cases of renal cell carcinoma are diagnosed worldwide every year with nearly a third having advanced-stage or metastatic disease at the time of diagnosis.1,2 A majority of patients are diagnosed with clear cell renal cell carcinoma, which is generally characterized by von Hippel–Lindau (VHL) gene inactivation and downstream upregulation of hypoxia-inducible factors, accounting for angiogenesis and proliferation. Tyrosine kinase inhibitors (TKIs) targeting angiogenesis through inhibition of vascular endothelial growth factor receptor (VEGFR) have transformed the prognosis of metastatic renal cell carcinoma (mRCC), as those were associated with substantial response rates and improved survival. 3 However, most patients eventually developed drug resistance and disease progression while on therapy.4,5
Knowledge of the role of the immune system in carcinogenesis has led to a paradigm shift in the treatment approach to mRCC.
6
Immune checkpoint inhibitors (ICIs), targeting tumor or immune cells surface receptors triggering immune tolerance, were shown to be effective in both pretreated and treatment-naïve patients with mRCC.
7
Combination strategies have been developed to circumvent
Clinical data for TKIs in treatment-naïve mRCC
Antiangiogenic drugs can be classified according to three mechanisms of action: monoclonal antibodies that bind and deplete the VEGF ligand, monoclonal antibodies that bind to the VEGFR, and TKIs that block the intracellular domain of the VEGFR.
9
Sunitinib and pazopanib, which target VEGFR were the first to be approved for the frontline treatment of patients with mRCC.
9
Single-agent TKIs achieve objective response rates (ORR) of 20–47%, progression-free survival (PFS) of 8.4–11 months, and overall survival (OS) of 26.4–28.4 months.10,11 Cabozantinib was also approved in intermediate and high-risk patients based on the results of the Alliance A031203 CABOSUN trial, which compared cabozantinib and sunitinib in treatment-naïve mRCC patients.
12
The study was not powered to observe an OS benefit, but cabozantinib achieved longer PFS (8.6 months
Clinical data for ICI in treatment-naïve mRCC
ICIs include antibodies that target the interaction between programmed cell death protein (PD-1) and its ligand (PD-L1), as well as CTLA-4 and its ligand B7-CTLA-4 to prevent downregulation of cellular immune responses in the tumor microenvironment.
13
Nivolumab, a PD-1 inhibitor, was initially evaluated in the CheckMate 025 trial, which enrolled pretreated mRCC with one or two antiangiogenic therapy.
14
Nivolumab showed an OS benefit (25.0
The KEYNOTE-427 study evaluated pembrolizumab in the frontline treatment of mRCC.
15
This is a single-arm phase II study that included two cohorts (clear cell and non-clear cell mRCC). Cohort A enrolled 110 patients with clear cell mRCC only with 37.3% favorable risk, 47.3% intermediate risk, and 15.5% poor risk according to the International mRCC Database Consortium (IMDC) prognostic classification. After a median follow up of 22.6 months, pembrolizumab yielded an ORR of 36.4% with intermediate-/poor-risk patients achieving higher ORR compared with favorable-risk patients (39.7%
The phase II trial CheckMate 016 evaluated the combination of nivolumab and ipilimumab in treatment-naïve patients with mRCC, and showed potent antitumor activity.
16
The phase III CheckMate 214 trial validated this combination in patients with intermediate
Preclinical rationale for the combination of ICIs and TKIs in mRCC
The most common genetic alteration associated with the development of RCC occurs in the

The interplay between the immune system and angiogenesis in renal cell carcinoma.
Proangiogenic molecules bind cognate receptors expressed by immune cells, affecting the immune cells directly. 23 VEGF inhibits the innate immune system by hampering the differentiation of monocytes into mature dendritic cells, and upregulating PD-L1 expression on dendritic cells.24–26 It increases the presence of myeloid-derived suppressor cells, which is characterized by immunosuppressive functions. 27 VEGF also inhibits the adaptive immune system by blocking the differentiation of progenitor cells into CD8+ and CD4+ T cells. 28 Moreover, VEGF upregulates the expression of immune checkpoint PD-1 and CTLA-4 on immune cells, which leads to T cell exhaustion and adverse outcomes.29–31 In contrast to the inhibitory effect on effector T cells, VEGF also increases the levels of regulatory T cells, maintaining an immunosuppressive context. 32
Proangiogenic factors also induce changes in protein expression on endothelial cells that limit immune-cell tumor infiltration. 33 Namely, the intercellular adhesion molecule 1 (ICAM1) is downregulated in endothelial cells purified from human RCC-derived samples. 34 Consequently, endothelial cells become an impermeable barrier to immune cells that causes CD8+ T cells apoptosis and PD-L1/L2 upregulation.35,36 Proangiogenic molecules also lead to the formation of aberrant tumor vessels that can lead to disrupted immune-cell infiltration, poor perfusion, and hypoxia. 37 Tumor hypoxia can lead to a wide range of defects that affect several components of the immune system, including effector T cells. 38 In hypoxic conditions, cancer cells can recruit regulatory T cells and tumor-associated macrophages differentiate to an M2 phenotype, which can have immunosuppressive effects. 39
As such, alterations in the
Clinical data for the combination of ICIs and VEGF/VEGFR axis inhibitors in mRCC
The first clinical trials combining immunotherapy and antiangiogenics reported on the combination of bevacizumab, a monoclonal antibody targeting VEGF, and interferon.46,47 This combination showed a statistically significant improvement in PFS in comparison with interferon monotherapy (5.2
Summary of the phase I trials evaluating the combination of immune checkpoint inhibitors plus tyrosine kinase inhibitors in treatment-naïve mRCC.
Most common all grade treatment-related adverse events.
Most common grade3–5 treatment-related adverse events.
DCR, disease control rate; mRCC, metastatic renal cell carcinoma; NR, not reported; ORR: objective response rate; PPE, palmar–plantar erythrodysesthesia.
Phase II/III trials of the immune checkpoint-based regimens evaluated in treatment-naïve mRCC.
Patients with favorable IMDC were excluded from the efficacy outcomes.
BM, brain metastasis; IMDC, International mRCC Database Consortium; mRCC, metastatic renal cell carcinoma; ORR, objective response rate; OS, overall survival; PFS, progression-free survival.
Atezolizumab plus bevacizumab
The phase III IMmotion151 trial compared the combination of atezolizumab plus bevacizumab to a sunitinib control group.
58
At a median follow-up of 15 months, atezolizumab plus bevacizumab showed advantages in PFS (11.2 months
Nivolumab plus sunitinib/pazopanib
The combination of nivolumab with sunitinib or pazopanib was evaluated in a phase I study (ClinicalTrials.gov identifier: NCT01472081). 53 The starting dose of nivolumab was 2 mg/kg intravenously every 3 weeks with planned escalation to 5mg/kg with the same schedule. The nivolumab plus sunitinib (50 mg for 4 weeks every 6 weeks) combination was administered in seven patients without dose-limiting toxicities. Subsequently, 19 additional patients including treatment-naïve patients were enrolled in this arm. Grade 3–4 adverse events were observed in 24 patients (73%) and led to treatment discontinuation in 8 patients (24%). The ORR was 52% in this arm. 53 The nivolumab plus pazopanib (800 mg daily) combination was administered in 20 patients, among which four dose-limiting toxicities were reported, including abnormal liver functions in 3 patients and fatigue in 1 patient. Grade 3–4 related adverse events were observed in 12 patients (60%) and led to treatment discontinuation in 4 patients (20%). The ORR was 45% in this arm. 53 Further development has been discontinued due to safety issues.
Avelumab plus axitinib
The combination of avelumab plus axitinib was initially evaluated in the phase Ib JAVELIN Renal 100 trial. 48 This study enrolled treatment-naïve patients with mRCC who had undergone primary tumor resection. The six patients that were included in the dose-finding stage received axitinib monotherapy twice daily for 1 week, followed by intravenous avelumab every 2 weeks plus axitinib twice daily. After a median follow up of 17.4 months, grade 3–4 treatment-related adverse events, including hypertension, lipase concentration increase, mucosal inflammation, and proteinuria, were observed in four of six patients. Only grade 3 proteinuria was dose-limiting. The maximum tolerated dose was defined at avelumab 10 mg/kg every 2 weeks and axitinib 5 mg twice daily. 48 The dose-expansion stage enrolled an additional 49 patients. This regimen achieved an ORR of 61.5%. Treatment-related adverse events were experienced in 53 patients of whom 32 had grade 3–5 adverse events. 48
These promising outcomes were confirmed by the phase III JAVELIN Renal 101 trial.
55
Treatment-naïve patients with mRCC were randomized to avelumab plus axitinib (
Pembrolizumab plus axitinib
The combination of pembrolizumab plus axitinib was initially evaluated in the phase Ib KEYNOTE-035 trial. 49 This study enrolled treatment-naïve patients with mRCC that had undergone primary tumor nephrectomy. The 11 patients that were included in the dose-finding stage received axitinib monotherapy 5 mg twice daily plus intravenous pembrolizumab every 3 weeks. Three dose-limiting toxicities were reported, including one case of transient ischemic attack and two cases having axitinib-related toxicity. An additional 41 patients were enrolled in the dose-expansion phase. Grade 3–4 treatment-related adverse events, including hypertension, diarrhea, fatigue, and increased alanine aminotransferase concentration, occurred in 34 patients. This regimen achieved an ORR of 38%. 49
The phase III KEYNOTE-426 trial compared the combination of pembrolizumab plus axitinib (
Pembrolizumab plus cabozantinib
The combination of pembrolizumab plus cabozantinib was evaluated in one phase Ib study (ClinicalTrials.gov identifier: NCT03149822). 50 This dose-escalation study reported on the outcomes of eight pretreated patients with mRCC who had undergone primary tumor nephrectomy. Seven patients had MSKCC intermediate risk and one had MSKCC poor risk. No dose-limiting toxicities were observed. The best objective response was a partial response in two patients and stable disease in four patients. The remaining two patients experienced progressive disease. The maximum-tolerated dose was identified as cabozantinib 60 mg daily plus pembrolizumab 200 mg intravenously every 3 weeks. 50 Based on these data, a 2-stage phase II study is expected to start recruiting in the near future.
Pembrolizumab plus pazopanib
The combination of pembrolizumab plus pazopanib was assessed in 20 patients enrolled in cohorts A and B assessing pazopanib 800 mg and 600 mg, respectively, both with pembrolizumab given 2 mg/kg every 3 weeks (ClinicalTrials.gov identifier: NCT02014636). 51 Due to dose-limiting liver toxicity, five patients were enrolled in cohort C in order to investigate whether the sequential schedule of 9 weeks pazopanib run-in followed by pazopanib plus pembrolizumab would improve safety. Three patients of cohort C had dose-limiting toxicities (pneumonitis, bowel perforation, increased lipase). Grade 3–4 adverse events were observed in 90% of patients in cohorts A and B and in 80% of patients in cohort C. No grade 3–4 increased AST/ALT were reported in cohort C, while they were observed in 70% and 60% in cohorts A and B, respectively. The percentage of adverse events leading to treatment discontinuation reached as high as 80%. In view of its limited tolerability, the combination of pembrolizumab plus pazopanib was not investigated further. The ORR was 60%, 20%, and 10% in cohorts A, B, and C, respectively. 51
Pembrolizumab plus lenvatinib
The combination of pembrolizumab and lenvatinib was evaluated in a phase I study of 12 treatment-naïve and 18 pretreated patients with mRCC (ClinicalTrials.gov identifier: NCT02501096).
52
Lenvatinib (20 mg daily) plus pembrolizumab (200 mg every 3 weeks) was assessed as the maximum tolerated dose and recommended phase II dose in phase Ib. Grade 3–4 adverse events occurred in 21 (70%) patients, of which 4 (13%) discontinued treatment due to adverse events. Efficacy outcomes showed an ORR of 66.7% and a median PFS of 17.7 months.
52
A phase III trial of lenvatinib plus pembrolizumab and lenvatinib plus everolimus
Nivolumab plus cabozantinib with or without ipilimumab
The tolerability and efficacy of the combination nivolumab (3 mg/kg every 3 weeks) plus cabozantinib (40 mg daily) with or without ipilimumab (1 mg/kg every 3 weeks) has been evaluated in a cohort of 75 patients with genitourinary cancers (ClinicalTrials.gov identifier: NCT02496208). 54 A total of 47 patients, including 7 with mRCC, were treated with nivolumab plus cabozantinib. All grade adverse events occurred in 96% including grade 3–4 adverse events in 62%; 28 patients, including 8 patients with mRCC were treated with nivolumab plus cabozantinib plus ipilimumab. All grade adverse events occurred in 96% including grade 3–4 adverse events in 71%. The ORR of the mRCC patients was 53.3%. 54
The combination of cabozantinib to nivolumab plus ipilimumab is being assessed in two ongoing phase III trials: COSMIC313 (ClinicalTrials.gov identifier: NCT03937219) compares nivolumab and ipilimumab with or without cabozantinib in untreated mRCC, and PDIGREE (ClinicalTrials.gov identifier: NCT03793166) compares ipilimumab and nivolumab followed by nivolumab alone to nivolumab with cabozantinib in the same study population.
Nivolumab plus tivozanib
The combination of nivolumab and tivozanib was evaluated in a phase I study (ClinicalTrials.gov identifier: NCT03136627) of six patients with mRCC. 60 Tivozanib was administered orally at two dose levels, 1.0 mg and 1.5 mg, once daily for 21 days every 28-day cycle in combination with nivolumab (240 mg every 14 days) intravenously. The most common adverse events were asthenia, reported in three patients and diarrhea, stomatitis, arthralgia, and dysphonia, all reported in two patients. Hypertension, elevations of liver enzymes, and the hand-foot syndrome were seen in one patient each. No immune-related adverse events were reported. There was no discernible difference between the two-dose cohorts. 60
Atezolizumab plus cabozantinib
A phase Ib study is currently evaluating the combination of atezolizumab plus cabozantinib in multiple tumor types (ClinicalTrials.gov identifier: NCT03170960). The dose-escalation cohort includes RCC patients with or without prior systemic therapy. The expansion cohort 1 includes RCC patients with clear cell histology who have not received prior systemic therapy, and cohort 10 includes RCC subjects with nonclear cell histology who have had up to one prior TKI.
Discussion
The past 30 years have witnessed a transformation in the management of mRCC with the considerable expansion of treatment options. 7 Currently, there are two major types of combination regimens approved in mRCC including a combination of two ICI and combinations of antiangiogenic therapy and an ICI.61,62 The combinations of nivolumab plus ipilimumab has become a standard of care in mRCC following the Food and Drug Administration (FDA) and the European Medicines Agency (EMA) approval for patients with intermediate and poor-risk disease.7,61 Positive outcomes for the ICI and TKI combination are now validated in large phase III randomized trials leading to FDA and EMA approval in unselected treatment-naïve patients for pembrolizumab plus axitinib and avelumab plus axitinib. Several questions remain to be answered for better applicability in clinical practice.
The burning question is whether one ICI-based combination is superior to the other regimens (Table 2). The ICI combination, namely nivolumab plus ipilimumab, demonstrated an OS advantage over sunitinib and an 11% complete remission rate.
18
The antiangiogenic drug plus ICI combination was reported to yield an OS benefit in the pembrolizumab plus axitinib trial whereas the avelumab plus axitinib trials did not show such an advantage at the time of analysis. This discrepancy may be favored by the higher proportion of good-risk patients in the pembrolizumab plus axitinib compared with the avelumab plus axitinib combination (21%
The second question concerns the treatment strategy of whether to use a combination or sequential therapies in the absence of randomized controlled trials addressing this issue.
66
The first strategy may achieve longer-term responses and increase treatment-free intervals, whereas the second aims for tumor control and to limit the toxicity profile. A recent retrospective analysis reported 32 patients with mRCC treated with subsequent therapy after either atezolizumab plus bevacizumab (
The lack of a decision-guiding biomarker is a major issue in the phase III trials of TKI plus ICI. The immunogenic phenotype of RCC has been initially attributed to high-affinity neoantigens consequent to indels and associated frameshift mutations. 68 This data has not been consistent across the series, which limits its applicability in clinical practice. 69 As such, the underlying biological basis of immunogenicity in RCC remains unidentified, which limits the development of clinically valid biomarkers. PD-L1 seemed the obvious biomarker that is reported in the majority of ICI trials. 13 The strong correlation of PD-L1 expression with the Teff immune gene signature could explain a predictive role for ICI treatments. 69 Interestingly, PD-L1 expression carries some predictive value for ICI monotherapy and ICI doublet but not TKI plus ICI.48,55,56 The biomarker role of PD-L1 is also limited by the lack of a standardized assessment as the pivotal trials used different kits and methods to evaluate PD-L1 expression (tumor or immune cells). 70
The IMmotion150 phase II study suggests that the prediction of outcomes with antiangiogenic drugs and ICI is possible in treatment-naïve mRCC patients. 59 A signature profile has been suggested according to the relative expression levels of angiogenesis, immune (including T-effector presence and function, IFN-γ response, checkpoint inhibitors, and antigen presentation), and myeloid inflammation associated genes. 69 The combination of ICI plus antiangiogenic drug was enriched in TeffHigh, antiangiogenic drug monotherapy in highly angiogenic tumors (AngiogenesisHigh), ICI monotherapy in immunogenic tumors and low myeloid inflammation (TeffHigh MyeloidLow), and lesser in high myeloid inflammation (TeffHigh MyeloidHigh). 69 The improved clinical outcome associated with ICI plus antiangiogenic drug compared with ICI monotherapy in the immune-suppressed TeffHigh MyeloidHigh subgroup suggests that the addition of an antiangiogenic drug to ICI overcomes innate inflammation-mediated resistance. 69 Some of these findings were validated in the IMmotion151 trial, in which atezolizumab plus bevacizumab improved PFS over sunitinib in AngiogenesisLow and TeffHigh patients. 71
A recent report of biomarker analysis from JAVELIN Renal 101 assessed the role of PD-L1 expression (Ventana SP263), CD8 expression (clone C8/144B), gene expression profiling (RNA sequencing), and mutation/polymorphisms (whole-exome sequencing). 72 Patients whose tumors were PD-L1 positive, or contained greater numbers of CD8+ cells at the invasive margin, had extended PFS in the avelumab plus axitinib arm and reduced PFS in the sunitinib arm. A JAVELIN Renal 101 signature was established, comprising immune-related genes most significantly associated with PFS in the avelumab plus axitinib arm, but its broad applicability remains to be determined. Signatures from IMmotion150 were also evaluated in Javelin Renal 101; while elevated angiogenesis was associated with improved PFS with sunitinib, immune signatures from IMmotion150 could not demonstrate significant differences for PFS between the two arms. Finally, tumor mutational burden, as well as small insertions and deletions, did not distinguish patients with respect to PFS. 72
Biomarker work for TKI and ICI combinations remain in its infancy. Several studies are ongoing to assess circulating biomarkers, including immune cells subpopulations and cytokines before and on-therapy. 73 More accurate phenotyping of the microenvironment may better inform the immune contexture of tumors at a patient level, 74 whereas single-cell RNA sequencing may identify precise states of activation and exhaustion of immune cell subtypes. 75 These new developments in the realm of biomarkers could durably improve clinical decision-making for renal cell carcinoma patients.
Conclusion
In line with the concept that angiogenesis and evasion of immune destruction are hallmarks of cancer, the clinical development of VEGFR TKI and ICI was a success that translated into survival benefits in mRCC. However, patients with mRCC had limited benefits with single-agent therapies and are now living longer with combination therapies. The combination of ipilimumab and nivolumab was the first step in this direction. The present emphasis on combining TKI and ICI leads to favorable outcomes and durable responses, with OS benefit over sunitinib. Further challenges lie in identifying biomarkers that would guide treatment decisions in order to select the appropriate combination and avoid unnecessary toxicities.
