Abstract
Key Message
Composite indices such as PIV and SIRI demonstrate superior predictive performance compared with single traditional markers.
PIV serves as an independent inflammatory marker in peripheral blood for predicting the severity of OSA.
Systemic inflammation may interact with local upper airway collapse, offering new insights into OSA pathophysiology.
Introduction
Obstructive sleep apnea (OSA) is a systemic, multisystem disorder affecting nearly one billion individuals worldwide and is associated with a significantly-increased risk of cardiovascular, metabolic, and other systemic diseases. 1 Although the precise pathophysiological mechanisms of OSA remain incompletely understood, intermittent upper airway collapse during sleep—resulting in chronic intermittent hypoxia (CIH)—is widely recognized as a central pathological feature. CIH triggers repetitive cycles of hypoxia and reoxygenation, promoting oxidative stress and systemic inflammation, which ultimately contribute to multiorgan damage.
In recent years, inflammation has garnered increasing attention in the context of OSA. Intermittent nocturnal hypoxemia and reperfusion injury stimulate the generation of reactive oxygen species, activating both local and systemic inflammatory pathways. Elevated levels of inflammatory markers such as C-reactive protein and interleukin-6 have been consistently observed in patients with OSA, suggesting that systemic inflammation may play a pivotal role in the development of OSA-related comorbidities.2,3 Additionally, repetitive airway obstruction induces localized hypoxia and mechanical injury in upper airway tissues, particularly in the soft palate—a key anatomical site of collapse in OSA. Histological studies have demonstrated increased infiltration of immune cells in the soft palate, with elevated expression of CD3, CD20, and CD68, indicative of T cells, B cells, and macrophages, respectively, compared with that in healthy controls and primary snorers.4,5 These findings support the hypothesis that a reciprocal interaction between local and systemic inflammation may form a self-perpetuating cycle that exacerbates upper airway narrowing and disease progression.6,7
Inflammatory status in OSA is also closely linked to disease progression and multisystem complications, including cardiovascular and endocrine disorders.8–10 Therefore, there is an urgent need for accessible and reliable biomarkers to evaluate inflammation in patients with OSA. Composite inflammatory indices derived from routine blood tests have gained popularity due to their convenience and low cost. The systemic immune-inflammation index (SII), which integrates platelet, neutrophil, and lymphocyte counts, reflects the balance between immune and inflammatory responses. The pan-immune-inflammation value (PIV) incorporates neutrophils, platelets, monocytes, and lymphocytes, offering a broader evaluation of systemic inflammation. Similarly, the systemic inflammatory response index (SIRI), based on neutrophils, monocytes, and lymphocytes, quantifies systemic inflammatory activity. 11 These easily-obtainable peripheral blood markers have shown prognostic value in malignancies, autoimmune diseases, and cardiopulmonary conditions.12–14 However, their roles in OSA remain underexplored.
Given the central involvement of inflammation in OSA pathophysiology and its complications, the absence of simple and practical biomarkers to assess inflammatory burden represents a critical gap in clinical management. Therefore, this study aimed to evaluate the association between peripheral blood inflammatory indices and OSA severity—as assessed by the apnea-hypopnea index (AHI) and upper airway obstruction—to identify hematological markers with potential predictive value for disease classification and risk stratification.
Materials and Methods
Study Design and Patients
This prospective study enrolled patients presenting with snoring at the Department of Otolaryngology, Peking University Third Hospital, between March 2024 and January 2025. The inclusion criteria were as follows: (1) age between 18 and 70 years; (2) completion of portable sleep monitoring (PM), fiberoptic laryngoscopic examination, and routine blood testing as part of clinical evaluation; and (3) provision of written informed consent. Exclusion criteria included the following: (1) acute illnesses within the past month that could influence inflammatory markers, such as upper respiratory tract infections or gastroenteritis; (2) prior diagnosis of OSA with any history of treatment; (3) presence of severe systemic diseases, including malignancies, hematologic disorders, or immunodeficiency; (4) major surgery within the previous 6 months; and (5) pregnancy or lactation. The study was approved by the Institutional Review Board of Peking University Third Hospital (Approval No. IRB00006761-M2023504). Written informed consent was obtained from all participants prior to enrollment. Demographic and clinical data were collected from electronic medical records, including age, sex, body mass index (BMI), sleep study results (AHI, mean and minimum oxygen saturation), complete blood count parameters, and fiberoptic nasopharyngoscopy findings.
Sleep Monitoring
PM was performed in all participants, as recommended by the Chinese Guideline for Primary Care of Adult Obstructive Sleep Apnea (2018) 15 and the American Academy of Sleep Medicine (AASM) Clinical Practice Guideline. 16 The apnea-hypopnea index (AHI) was calculated as the total number of apnea and hypopnea events per hour of sleep. Apnea was defined as a ≥90% reduction in airflow lasting at least 10 s. Hypopnea was defined as a ≥30% reduction in airflow lasting at least 10 s, accompanied by either a ≥3% oxygen desaturation and/or an arousal. OSA severity was classified based on the AHI as follows: mild OSA (5 ≤ AHI < 15 events/hour), moderate OSA (15 ≤ AHI < 30 events/hour), and severe OSA (AHI ≥ 30 events/hour).
Hematological Analysis
After overnight fasting, 2 to 3 mL of venous blood was collected from each participant. Complete blood counts were performed using an automated hematology analyzer to measure white blood cells, absolute neutrophil and lymphocyte counts, platelet count, hemoglobin level, platelet distribution width, mean platelet volume, and red cell distribution width. The following inflammatory indices were calculated: Neutrophil-to-Lymphocyte Ratio (NLR) = Neutrophil count/Lymphocyte count, Monocyte-to-Lymphocyte Ratio (MLR) = Monocyte count/Lymphocyte count, Platelet-to-Lymphocyte Ratio (PLR) = Platelet count/Lymphocyte count, SII = Neutrophil count × Platelet count/Lymphocyte count, PIV = Neutrophil count × Platelet count × Monocyte count/Lymphocyte count, SIRI = Neutrophil count × Monocyte count/Lymphocyte count
Laryngoscopic Müller Maneuver
Topical anesthesia was applied using 1% tetracaine to both nasal cavities and the oropharyngeal mucosa. With the patient seated, a flexible fiberoptic nasopharyngoscope was inserted through one nasal passage to systematically examine the nasopharynx, oropharynx, hypopharynx, soft palate, tongue base, and epiglottis during quiet respiration. Cross-sectional areas at key upper airway levels—including the soft palate, retroglossal region, and epiglottis—were recorded during expiration. Patients were then instructed to perform the Müller maneuver, involving forced inspiration against a closed nose and mouth, to simulate negative intraluminal pressure. Airway collapse at each level was graded on a four-point scale: 17 grade 0: <25% reduction in cross-sectional area, grade 1: 25% to 49% reduction, grade 2: 50% to 74% reduction, grade 3: ≥75% reduction.
Statistical Analysis
Statistical analyses were conducted using SPSS version 26.0 (IBM Corp, Armonk, NY, USA). All tests were two-tailed, with a significance threshold of
Results
Patient Characteristics by OSA Severity
A total of 266 patients were enrolled, including 54 non-OSA, 71 mild OSA, 60 moderate OSA, and 81 severe OSA cases. The mean ages were 37.15 ± 15.10, 39.10 ± 13.25, 45.02 ± 12.51, and 40.96 ± 12.59 years across the groups, respectively (
Demographic and Baseline Clinical Characteristics of the Participants.
Data are presented as mean ± standard deviation, median (IQR), or number (%), as appropriate.
Abbreviations: AHI, apnea-hypopnea index; BMI, body mass index; IQR, interquartile range; OSA, obstructive sleep apnea.
Analysis of variance (ANOVA).
Kruskal-Wallis test.
Chi-squared test.
Differences in Inflammatory Markers According to OSA Severity
Univariate analysis showed that median PIV values increased with OSA severity: 147.90 (94.14–211.66) in controls, 169.38 (110.82–236.29) in mild, 157.03 (106.47–223.58) in moderate, and 209.52 (137.17–311.74) in severe OSA groups (
Univariate Analysis of AHI Grading and Peripheral Blood Inflammatory Markers.
Data are presented as mean ± standard deviation, median (IQR), or number (%), as appropriate.
Abbreviations: ANOVA, analysis of variance; IQR, interquartile range; MLR, monocyte-to-lymphocyte ratio; NLR, neutrophil-to-lymphocyte ratio; OSA, obstructive sleep apnea; PIV, pan-immune-inflammation value; PLR, platelet-to-lymphocyte ratio; SII, systemic immune-inflammation index; SIRI, systemic inflammatory response index.
ANOVA.
Kruskal-Wallis test.
Chi-squared test.
Variables with
Multivariate Analysis of AHI Grading and Peripheral Blood Inflammatory Markers.
Abbreviations: BMI, body mass index; CI, confidence interval; MLR, monocyte-to-lymphocyte ratio; OR, odds ratio; PIV, pan-immune-inflammation value; PLR, platelet-to-lymphocyte ratio; SE, standard error; SIRI, systemic inflammatory response index; SII, systemic immune-inflammation index.
Spearman correlation analysis revealed significant positive correlations between AHI and MLR (
Spearman Correlation Analysis Between AHI and Peripheral Blood Inflammatory Markers.
Abbreviations: MLR, monocyte-to-lymphocyte ratio; NLR, neutrophil-to-lymphocyte ratio; PIV, pan-immune-inflammation value; PLR, platelet-to-lymphocyte ratio; SII, systemic immune-inflammation index; SIRI, systemic inflammatory response index.
Inflammatory Markers and Soft Palate Collapse Assessed by Müller Maneuver
Among the 266 patients, 134 completed full electronic nasopharyngoscopy with Müller maneuver, revealing varying degrees of soft palate obstruction: 14 patients with grade 0, 44 with grade 1, 46 with grade 2, and 30 with grade 3 obstruction. Univariate analysis demonstrated significant differences in MLR (
Univariate Analysis of Soft Palate-Level Obstruction Severity and Peripheral Blood Inflammatory Markers.
Abbreviations: MLR, monocyte-to-lymphocyte ratio; NLR, neutrophil-to-lymphocyte ratio; PIV, pan-immune-inflammation value; PLR, platelet-to-lymphocyte ratio; SII, systemic immune-inflammation index; SIRI, systemic inflammatory response index.
Variables with
Multivariate Analysis of Soft Palate-Level Obstruction Severity and Peripheral Blood Inflammatory Markers.
Abbreviations: BMI, body mass index; CI, confidence interval; MLR, monocyte-to-lymphocyte ratio; NLR, neutrophil-to-lymphocyte ratio; OR, odds ratio; PIV, pan-immune-inflammation value; SE, standard error; SII, systemic immune-inflammation index; SIRI, systemic inflammatory response index.
Discussion
OSA is increasingly recognized as an inflammatory disorder. Studies have shown that CIH, sleep deprivation, and fragmentation in OSA elevate markers of inflammation, oxidative stress, procoagulant activity, and thrombosis. 18 Peripheral blood inflammatory biomarkers have gained attention for their ease of detection and cost-effectiveness, making them promising tools to assess OSA severity and related complications. This study analyzed correlations between peripheral inflammatory indices and both OSA severity and upper airway obstruction, highlighting systemic inflammation’s critical role in OSA pathogenesis and progression.
Compared to serum cytokines such as IL-6 and TNF-α, blood cell count analyses are more rapid, simpler, and economical. Topuz et al., in a retrospective study, found the SII was significantly-positively correlated with OSA severity (r = .30, p < .001), outperforming the NLR and PLR. 19 Similarly, Kim et al. evaluated 1,102 patients with OSA and reported a significant correlation between SII and AHI in the severe OSA subgroup (p = .004), whereas NLR and PLR showed weaker associations. Case-control studies further demonstrated that NLR and SII are independent risk factors for stroke in patients with OSA (OR = 66.48 and 1.029, respectively; p < .001), with their combined use predicting stroke with an area under the curve (AUC) of 0.869, significantly higher than either marker alone, highlighting the synergistic value of composite inflammatory biomarkers for risk stratification. 20 PIV, a novel comprehensive biomarker associated with chronic inflammation, correlates positively with disease severity and serves as a reliable prognostic indicator in hypertension, coronary artery disease, and cancer.21–23 Fuca et al. identified PIV as a new immune-inflammatory biomarker in metastatic colorectal cancer, demonstrating superior prognostic value compared with SII and PLR among patients receiving first-line therapy. 24 However, the relationship between PIV and OSA severity remains unexplored.
Our results show that both PIV and SIRI positively correlate with OSA severity as measured by AHI (PIV:
As an exploratory analysis, we also examined the relationship between soft palate-level obstruction and systemic inflammatory markers. The soft palate is the most frequent site of collapse in OSA, and both drug-induced sleep endoscopy and finite element analyses have demonstrated that velopharyngeal collapse plays a pivotal role in airflow obstruction.26,27 Histological studies have shown immune cell infiltration (T cells, B cells, macrophages) in the soft palate tissue of patients with OSA, suggesting the presence of local inflammation.7,28,29 More severe palatal collapse may exacerbate upper airway obstruction, thereby worsening intermittent hypoxia and potentially amplifying systemic inflammation. 30 In turn, systemic inflammation together with repetitive vibration-induced mechanical trauma might further aggravate local inflammatory changes. These observations raise the possibility that local and systemic inflammation could interact in a bidirectional manner, potentially reinforcing each other. In our cohort, patients with grade 3 soft palate obstruction exhibited higher MLR, PIV, and SIRI levels in univariate analyses than those with lower grade obstruction, although these associations were not confirmed in multivariate models.
This study has several limitations. First, its cross-sectional design cannot establish causality or dynamic changes. The Müller maneuver depends on inspiratory effort and may be influenced by lung function; scoring also relies on subjective assessment and lacks quantitative standards. In addition, allergic rhinitis and nasal resistance may influence both local and systemic inflammation.31,32 Although most participants did not show allergic symptoms, a potential influence of allergic conditions cannot be completely ruled out. Future studies should further control for or evaluate this factor to clarify its impact. Other sleep disorders such as restless legs syndrome, periodic limb movement disorder, and insomnia were not systematically excluded.33,34 As these disorders may also elevate systemic inflammatory markers, residual confounding cannot be ruled out. Future research should involve multicenter cohorts and longitudinal designs for generalizability and causal inference, with dynamic imaging or objective airway assessment. Multi-omics approaches may clarify how intermittent hypoxia activates immune pathways and drives soft palate remodeling, while mechanism-based therapies could provide novel anti-inflammatory strategies for OSA.
Conclusion
The peripheral blood inflammatory marker PIV is significantly and independently correlated with AHI, serving as a reliable biomarker for OSA severity. The interplay between systemic inflammation and local airway obstruction may exacerbate OSA progression via a positive feedback loop. Composite indices such as PIV and SIRI show greater clinical predictive value than traditional single markers, highlighting their potential in OSA phenotyping and prognosis.
Supplemental Material
sj-docx-1-ohn-10.1177_19160216251407939 – Supplemental material for Correlation Between Peripheral Blood Inflammatory Markers and Obstructive Sleep Apnea Severity
Supplemental material, sj-docx-1-ohn-10.1177_19160216251407939 for Correlation Between Peripheral Blood Inflammatory Markers and Obstructive Sleep Apnea Severity by Yingting Qi, Tao Li, Yi Zhao, Yali Du, Jiayue Wang, Yan Yan and Furong Ma in Journal of Otolaryngology - Head & Neck Surgery
Footnotes
Author’s Note
CRediT Authorship Contribution Statement
Declaration of Conflicting Interests
Funding
Ethical Approval
Informed Consent Statement
Data Availability Statement
Supplemental Material
References
Supplementary Material
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