Abstract
Keywords
Background
Platelet transfusion refractoriness (PTRs) is a severe complication in patients with malignant disease, severe infection, and autoimmune disease.1,2 The trial to reduce alloimmunization to platelets study group defined PTR as a corrected count increment (CCI) of less than 5 × 109/L 1 h after two consecutive transfusions of the same fresh platelets with ABO. 3 The incidence of PTR is reported to vary from 4.8% to 54.7%.4–6 PTR is also associated with serious adverse events, including severe bleeding, relapse, or deterioration of malignant disease due to reduced, delayed, or discontinued chemotherapy as well as an increased risk of early death. In addition, it may lead to extended hospital stays and increased medical expenses.7–9
Currently, the most effective treatment of PTR is human leucocyte antigen (HLA)-matched platelet transfusions. However, the efficacy of the therapy is sporadic and difficult to achieve.10,11 Other strategies include massive transfusions combined with intravenous immunoglobulins (IVIGs), steroids, plasma exchange, rituximab, recombinant human thrombopoietin, or bortezomib. Nevertheless, owing to the complicated mechanisms involved, the efficiency of these strategies remains largely unsatisfactory.10,12–15 Both immunological and non-immune processes contribute to PTR. Of note, non-immune causes include sepsis, diffuse intravascular coagulation, medication, and splenomegaly.2,10 Most of these non-immune causes may be improved by treating the underlying cause. Still, the associated immune mechanisms are relatively ambiguous. Recent studies suggest that the immune factors may include Fc receptor (FcR)-mediated enhancement of phagocytosis and T cell-mediated immune imbalance, which may further lead to megakaryopoiesis and thrombopoiesis destruction.16–18 FcR-mediated enhancement of phagocytosis-induced PTR can be treated with IVIG and steroids19,20; yet, no recognized treatment scheme for PTR mediated by T cell dysregulation is currently available.
Thrombopoietin-receptor agonist (TPO-RA) mimics the endogenous thrombopoietin by stimulating the proliferation and differentiation of megakaryocytes, thereby increasing platelet production.21,22 It has been widely used to treat thrombocytopenia in various diseases, including immune thrombocytopenia, chronic liver disease, and severe aplastic anemia.23,24 In addition to the direct stimulation of megakaryopoiesis, TPO-RAs also have immune regulatory functions, including T-cell anergy,25,26 platelet (microparticles)-mediated immunoregulation, 27 release of platelet transforming growth factor β (TGF-β), 28 induction and improved immunosuppressive function of adaptive Tregs, 29 and increased regulatory B-cell function. 29 Avatrombopag (Ava), a type of TPO-RA, is superior to other TPO-RAs for its reduced hepatotoxicity and nephrotoxicity, minimum drug–drug interaction, and dietary restriction. 9 Therefore, it may be a better choice for hematological patients with polypharmacy. Notably, a multicenter open-label study has confirmed that Ava is effective and tolerable as a treatment for chemotherapy-induced thrombocytopenia. 30 However, the effects of avatrombopag in PTR have not been reported yet. Therefore, we conducted a retrospective study to compare the platelet response (PR) and mortality rate between the use of avatrombopag along with the best available therapies (BATs) for refractory PTR patients.
Methods
Study design and patients
The Ethics Committee of the Nanfang Hospital, affiliated with Southern Medical University, approved the study. The requirement to obtain informed consent was waived due to the retrospective nature of the study and was deemed exempt from review by the Ethics Committee of the Nanfang Hospital of Southern Medical University. In total, 71 patients with refractory PTR from April 2017 to September 2022 were enrolled at our institution. IVIG, steroids, and HLA-matched platelet transfusions were administered to 30 patients in the BATs group. The Ava group included 41 patients who received avatrombopag treatment.
The inclusion criteria were as follows 9 : (1) age ⩾18 years; (2) diagnosis of refractory PTR (defined here as a 1 h CCI <5 × 109/L after transfusion of two consecutive rounds of HLA-matched platelets). Exclusion criteria were as follows 9 : (1) cardiovascular disease (including acute coronary syndrome, serious cardiac arrhythmia, acute myocarditis), thromboembolic disease (including arterial thrombotic, venous thrombotic, and thrombotic microangiopathy), or any other illness requiring systemic anticoagulation within 6 months; (2) serious infection, disseminated intravascular coagulation, or relapse and progression of primary disease with a life expectancy of less than 1 week; (2) a history of lupus anticoagulant or antiphospholipid syndrome; (3) liver dysfunction (total bilirubin, aspartate aminotransferase, or alanine aminotransferase three times over the upper limit of normal), as well as renal dysfunction (creatinine 1.5 times the upper limit of normal). The inclusion procedure is shown in Figure 1.

Flow chart of patient inclusion. Exclusion process for two groups of patients.
Avatrombopag and BATs treatment
Avatrombopag therapy was commenced at an oral dose of 20–40 mg once daily, which was subsequently increased or decreased in accordance with the response and tolerance of patients, with a maximum daily dose of 60 mg. When platelet counts exceeded 100 × 109/L, or adverse events were associated with the treatment, and the drug was tapered or immediately discontinued. Cross-matching platelet transfusion was allowed for patients with platelet counts of <20 × 109/L or patients with clinical evidence of bleeding.
Patients in BATs groups were treated by the following therapies, alone or in combination: (1) IVIG was administered at a dose of 0.4 g/kg/day for 3–5 days, (2) prednisone (1–2 mg/kg/day) or equivalent dose of methylprednisolone, and (3) HLA-match or cross-matching platelet transfusion. In both groups, transfusion of red blood cells was allowed for patients with hemoglobin levels of ⩽60 g/L.
Endpoints
The primary endpoint was PR, also known as treatment response. It was defined as an increase of platelet count to ⩾50 × 109/L without platelet transfusion support for 7 consecutive days after enrollment. Secondary endpoints included platelet count on days 7, 14, 21, and 28, respectively, platelet-transfusion independence rate, cumulative platelet transfusion units, World Health Organization (WHO) bleeding grades, adverse events, overall survival (OS), and bleeding event-free survival (EFS). OS is defined as the time from the initiation of treatment to death from any cause or to the termination of follow-up. EFS is defined as the period from the initiation of treatment to either death for any reason, the end of follow-up, or appearance of WHO grade 3–4 bleeding events. The criteria for platelet-transfusion independence was defined as follows: a consecutive 3-day period with a platelet count ⩾20 × 109/L without the need for platelet transfusion and the absence of bleeding tendencies. Platelet transfusion was measured in units, where each unit contained 2.5 × 1010 platelets. As a criterion for the efficacy of platelet transfusion, CCI was calculated using a recognized calculation method. 3
The WHO scale was used to grade bleeding. Petechiae was rated as grade 1 on this scale, minor blood loss as grade 2, gross blood loss as grade 3, debilitating blood loss as grade 4, and severe cerebral bleeding as grade 5. 31 Adverse events were monitored and assessed according to the Common Terminology Criteria for Adverse Events version 5.0 (CTCAE5.0). 32
Safety and tolerability
We assessed disease status of acute myelocytic leukemia (AML), acute lymphoblastic leukemia, and myelodysplastic syndrome (MDS) patients by evaluating the bone marrow morphology and minimal residual disease. While PET-CT (Positron Emission Tomography-Computed Tomography) was used to evaluate disease status of lymphoma patients. Gastrointestinal symptoms and liver as well as kidney function were evaluated according to CTCAE5.0 criteria.
Statistical analyses
All clinical data were analyzed using SPSS (SPSS, Chicago, IL, USA) and Prism5 (GraphPad Software, La Jolla, CA, USA). Median values and ranges were used to present continuous variables and percentages for categorical variables. Groups were compared using Pearson’s Chi-square tests or Fisher’s exact test for categorical variables and non-parametric tests for continuous variables when the data did not follow a normal distribution or homogeneity of variance. The Kaplan–Meier method was performed to estimate the rate of OS and EFS. Cox proportional hazards regression models were used to explore the protective factors of OS and EFS, and the results are expressed as hazard ratio (HR) with 95% confidence interval. All statistical tests were two-sided, and statistical significance was set at a
Results
Patient characteristics
The median time of treatment was 14.0 (range = 2.0–30.0) and 25.0 (range = 8.0–50.0) days for Ava and BATs groups, respectively.
Table 1 shows the demographic and clinical characteristics of both the groups, and they did not differ in terms of sex, age, and disease type. No significant differences in pretreatment platelets, leukocyte counts, or hemoglobin levels between the groups were observed.
Demographic and baseline characteristics of patients.
ALL, acute lymphoblastic leukemia; AML, acute myelocytic leukemia; Ava, Avatrombopag; BAT, best available therapy; CIT, chemotherapy-induced thrombocytopenia; HGB, hemoglobin; HLA, human leucocyte antigen; IQR, interquartile range; IVIG, intravenous immunoglobulins; MDS, myelodysplastic syndrome; Other, including aplastic anemia, primary myelofibrosis, mixed acute leukemia, acute monocytic leukemia, chronic myeloid leukemia, chronic lymphocytic leukemia, NK cellular leukemia, multiple myeloma; PLT, platelet; WBC, white blood cell.
Treatment efficacy
Platelet response
The cumulative incidence of PR within 3 months after enrollment was 75.6% and 13.3% for the Ava and BATs groups, respectively. Most patients in the Ava group achieved PR within 1 month (30/31 patients), and only one patient achieved PR after 1 month (40 days). Two of the four patients in the BATs group achieved PR within 1 month [(

Efficacy of PR between two groups. (a) The cumulative incidence of PR on day 90. (b) The cumulative incidence of PR in both groups with CIT and non-CIT patients, respectively. (c) Differences in median platelet counts between two groups at day 0 (
Platelet transfusion independence rate and cumulative platelet transfusion units
The rate of platelet transfusion independence on day 30 was 78.0%

Efficacy on platelet transfusion independence between two groups. (a) The rate of platelet transfusion independence between two groups, Ava group was significantly higher than BATs group on day 30 (
Bleeding outcomes
At baseline, there were 24.4% (10/41) patients with grade 3–4 bleeding in the Ava group and 26.7% (8/30) in the BATs group (24.4%

Bleeding outcomes of WHO grades between two groups. (a) On baseline, there were no statistical differences between two groups in terms of the rate of overall bleeding (Ava group
OS and EFS
In the Ava group, 34 patients survived and 7 died. WHO grade 3 or 4 bleeding occurred in five patients. In the BATs group, 18 patients survived and 12 died. Seventeen patients experienced three to four bleeding events. The 3-month OS was 82.9%

OS and EFS between two groups. (a) OS in patients with refractory PTR. Avatrombopag improved the OS of patients with refractory PTR within 3 months (Ava group
Cox proportional hazards regression analysis for OS, and bleeding events free survival.
AML, acute myelocytic leukemia; Ava, Avatrombopag; BAT, best available therapy; CI, confidence interval; HR, hazard ratio; MDS, myelodysplastic syndrome; OS, overall survival.
Safety and tolerability
Regarding adverse events, rashes occurred in two (4.9%) patients treated with avatrombopag, no patients experienced severe adverse events or relapse of primary disease. Two patients in BATs group developed gastrointestinal symptoms. The gastrointestinal symptoms in AE patients are mild nausea, which was classified as grade 1 according to CTCAE5.0. Furthermore, no patients stopped using avatrombopag due to side effects or intolerability. Among patients treated with Ava, no instances of disease relapse or progression were observed. However, three patients relapsed in the BATs group. Thus, avatrombopag was well tolerated in our study.
Discussion
To the best of our knowledge, this study is the first to report the clinical application of avatrombopag in refractory PTR treatment. Our results showed that this drug exhibited good efficacy and safety profile and improved the OS in patients with refractory PTR. Furthermore, no progression of primary diseases was observed.
Immune factors play an important role in patients with refractory PTR. In fact, the HLA system is identified as the dominating cause of immune-mediated platelet refractoriness.
33
The mechanisms underlying immune-related PTR include antibody-mediated platelet clearance and inhibition of megakaryocyte production and maturation. Experimental data from a mouse model showed that HLA inhibition protects megakaryocytes against HLA antibody-mediated complement-dependent and cell-mediated cytotoxicity, indicating that HLA-mediated cytotoxicity may lead to the destruction of megakaryocytes and platelets.
34
The main mechanism of PTR treatment using steroids and IVIG is their binding to FcR on the platelet surface to reduce macrophage–phagocytosis thrombocytopenia.19,20 The refractory PTR patients enrolled in our research did not respond to steroid or IVIG treatment. Therefore, the activation of Fc-mediated phagocytosis of macrophages by anti-HLA antibodies may not be the critical mechanism in these patients. Other mechanisms of immune-related PTR include CD8+ T-cell mediated megakaryocyte apoptosis, maturation defects, and decreased pro-platelet formation.
18
The cytotoxic effects of CD8+ T cells directly impair platelet production when co-cultured with megakaryocytes
TPO-RA induces the phosphorylation of platelet proteins and mediates platelet aggregation and activation through c-MPL receptors. In addition, TPO-RA stimulation of platelets causes functional modulation of integrins, induction of fibrinogen binding, and subsequent platelet aggregation.44,45 Krecˇak
A previous study showed that PTR was significantly associated with early mortality. The 100-day survival rates were 98% and 83% (
The application of TPO-RA in malignant hematological diseases remains controversial, with anxiety on the clonal evolution of AML, MDS, and SAA (serious-aplastic-anemia) patients.48–50 The main concern is that cytokines stimulate self-renewal and proliferation of hematopoietic stem and progenitor cells, which may increase the risk of clonal evolution and consequent malignant transformation.
48
However, other studies have suggested an opposite effect.22,51,52 Will
Limitation
The conclusion of this study was not fully impartial since it was retrospective, relatively small sample size, and short observation period. Therefore, more extensive studies are required to deeply understand the role and efficacy of this drug for refractory PTR, further explore the mechanisms underlying this disease and optimize the therapeutic approach.
Conclusion
In summary, although the treatment of refractory PTR is challenging, our study demonstrated that it may be improved and become less refractory since the emergence of avatrombopag. Moreover, thanks to the easy availability and good tolerability of avatrombopag, it can become a complementary treatment option for HLA-typed platelets.
