Abstract
Keywords
Introduction
Anxiety is the most common psychological reaction among patients awaiting surgeries.1,2 Preoperative anxiety (POA) is a psychological, physiological, and behavioral state of an uncomfortable or tense unpleasant mood before surgery in response to a potential challenge or threat to a reality that can cause altered hemodynamics. 3 The anxiousness results from the fight or flight of sympathetic activation and begins when the surgical operation is scheduled and peaks when the patient is admitted to the hospital for surgery. 3 Studies indicate the global prevalence of POA among surgical patients is still very high, almost 50%4,5; the prevalence being highest in low- and middle-income counties.4,6
POA can be caused by different factors including unexpected medical diagnosis, fear of complications and death, physical separation from family, hospitalization, preoperative commands such as fasting, and other physical preoperative training.4,7–9 Similarly, studies showed age, gender, previous experience with the surgical procedure, level of education, the type and extent of the proposed surgical procedure, current health status, and socioeconomic status were found to increase POA. 10
An elevated and longer level of POA is linked to poorer health outcomes such as delay in wound healing, long-term pain, nausea, vomiting, longer hospital stay, higher healthcare costs, lower patient satisfaction,11–16 and tachycardia and hypertension. 17 After entering the operating room, patients with anxiety had greater heart rates, a higher risk of hypothermia, and increased systolic blood pressure than patients without anxiety.18,19 It has been documented that 5% of anxious patients may refuse surgery. 20
POA detection and identification of relevant factors are critical for faster recovery, shorter hospital stays, lower post-operative analgesic demands, patient satisfaction, and lower healthcare costs with higher productivity. 21 Psychological support and preoperative education have been considered two of the most effective strategies for lowering anxiety levels and increasing the patient’s confidence in the surgical team. 22
There is limited evidence on the proportion of patients affected by POA in Ethiopia, and there is no study conducted on POA in eastern Ethiopia. The purpose of this study is to fill these gaps by quantifying the magnitude and factors related to POA in public hospitals in eastern Ethiopia.
Methods
Study setting and design
A facility-based cross-sectional study was conducted in the public hospitals in the Harari region and Dire Dawa city administration, eastern Ethiopia from 25 April to 26 May 2022. Harari region is one of the 10th regions in Ethiopia which is found in eastern Ethiopia, surrounded by the state of Oromia, and found at a distance of 526 km away from the capital city, Addis Ababa. There are two public hospitals, one compressive specialized University hospital and one general hospital, in the region serving more than 5 million people. Dire Dawa City Administration is one of Ethiopia’s two federal city administrations, alongside Addis Ababa. It is located 515 km from the capital city in the country’s eastern region. It has two public hospitals, one referral hospital, and one general hospital, serving more than 5 million people. All these public hospitals in eastern Ethiopia provide medical, surgical, pediatric, obstetrics, gynecology, mental, and other services. In both study areas, there are a total of 1803 healthcare providers.
Study population
We randomly selected patients aged ⩾18 years old who were diagnosed and scheduled for elective surgery in the four public hospitals of eastern Ethiopia during the study period. Patients who have a history of anxiety disorders and who were taking any type of anxiolytics were excluded from the study. In addition, we also excluded mentally ill patients.
Sample size determination and sampling procedure
The outcome variable and several factors associated with the outcome variable were considered, and the largest sample size was taken into effect. For this purpose, a single population formula was used to obtain a final sample size of 423 with an assumption of 0.05 margin of error(d), a 95% confidence interval (CI), and a 48.3% estimated proportion of POA (P) taken from a study conducted in Wollo, Northeast Ethiopia. 23
A systematic random sampling technique was employed to select a total of 423 study participants. The average number of participants in four public hospitals was estimated from last year’s monthly reports (Howot Fana Comprehensive Specialized University Hospital (HFCSH) (300), Jugula Hospital (JH) (180), Dire Dawa Referral Hospital (DRH) (235), and Sabian General Hospital (SGH) (155)) before data collection. An average of 870 elective surgery patients were operated on at the four selected public hospitals as estimated from their average flow of cases for the last year month. The sample size was allocated for each hospital proportionally based on the estimated number of patients in each hospital in 1 month. The first participant was recruited from two patients at their hospital by lottery method.
Data collection tools and procedure
The data was collected using the State-Trait Anxiety Inventory Scale (S-STAI), 24 a validated and standardized POA measurement tool that has been derived from many types of literature with certain modifications to improve the comparability of the findings. This tool was divided into five sections (sociodemographic factors, clinical-related factors, study participants’ social support, the possible causes of POA, and the state-trait anxiety inventory self-assessment tool: STAI Form Y-1 and STAI Form Y-2 questionnaires). The STAI Form Y is the only tool that can accurately assess POA in adults.
The STAI form is a self-report questionnaire with two subscales. First, the State Anxiety Scale (S-Anxiety) measures current anxiety levels by asking respondents how they are feeling “right now” using items that indicate subjective anxiety sensations, anxiety, uneasiness, fear, and autonomic nervous system activation/arousal. The Trait Anxiety Scale (T-Anxiety) assesses particularly stable aspects of “anxiety proneness,” as well as overall states of calm, confidence, and security. Studies showed the STAIs have good reliability and validity across the different normative groups; Cronbach’s alpha = 0.86–0.95 and we also conducted a pilot study before actual data collection.24–26 We also used the Oslo Social Support Scale (OSSS-3), which is a 3-item self-reported measure of the level of social support. It consists of three items that ask for the number of close confidants, the sense of concern from other people, and the relationship with neighbors with a focus on the accessibility of practical help. The sum score ranges from 3 to 14, with high values representing strong levels and low values representing poor levels of social support. 27 The questionnaire was written in English and then translated into Afan Oromo, Amharic, and Af Somali before being returned to English for consistency. The data were collected by interviewing patients using a structured questionnaire by four qualified diploma nurses, and each patient’s data collection took only 20 min. The data collection process were constantly monitored by two supervisors.
Variables and measurements
The primary outcome is POA. The S-STAI contains 20 elements, and the S-Anxiety scale’s responses assess the intensity of present emotions “at this time”: (1) not at all, (2) somewhat, (3) moderately so, and (4) very much so. Ten statements in the state section of the STAI (Y-1) show anxiety (items 3, 4, 6, 7, 9, 12, 13, 14, 17, and 18), whereas the remaining ten statements (items 1, 2, 5, 8, 10, 11, 15, 16, 19, and 20) represent the patient’s relaxed and pleasant mood. 23 For the ten positive S-Anxiety items, a score of four indicates the existence of extreme anxiety, whereas a high grade indicates the lack of anxiety for the remaining 10 negative items for anxiety.
The STAI form Y-2 Trait Anxiety scale is made up of 20 items that assess how the patients feel “regularly.” The T-Anxiety test asks participants to rate the frequency of their emotions on a four-point scale: (1) Almost never, (2) sometimes, (3) often, and (4) almost always. The minimum and maximum score range on the S-Anxiety and T-Anxiety scales are 20 to 80. The total score of an individual is the sum of their scores on all items. The presence of anxiety was defined as a score of greater than 44 on the STAI, and absence or no anxiety (STAI score ⩽ 44). The value chosen was based on previously published studies.6,12,23 The secondary outcome variable is factors associated with POA.
Operational definitions
Data quality control measures
The English version questionnaire was translated into a local language (Afan Oromo, Amharic, and Af Somali) by male language instructors for the three languages for data collection and then re-translated back to English to verify the consistency and content of the questionnaire. A pre-test was done on 5% of the sample size at Haramaya General Hospital 1 week before the actual data collection period. Adequate training was given to data collectors and proper supervisors were conducted during data collection. Data were kept in the form of a file in a secure place where no one could access it, except the principal investigator. Moreover, the preparation of this manuscript followed the STROBE guidelines for cross-sectional studies.
Results
Sociodemographic characteristics of the respondents
Data from 418 adults were analyzed making an overall response rate of 98.8%. Two hundred sixteen (51.7%) were females, and the median age of the study participants was 36 (±26 IQR) years (Table 1). Two hundred seven (49.5%) were Muslim, 236 (56.5%) were married, and more than half of the participants 229 (54.8%) came from urban. One hundred fourteen (27.3%) and 157 (37.6%) of study participants were merchants and completed primary school, respectively. The average income of the study participants was 3472.914 birr per month.
Sociodemographic characteristics of adult patients undergoing elective surgery in public hospitals of eastern Ethiopia, 2022 (
Religion: Waqeffata, catholic, traditional.
Occupation: Farmers, butcher man, housewives and jobless.
Social and medical characteristics of the patients
Nearly half of the study participants 205 (49%) had been using psychoactive substances over the last 3 months before their admission and 175 (41.9%) of the participants had a history of chronic medical illness. In addition, 163 (39.0%) had a family history of mental illness and 164 (39.2%) had physician-diagnosed mental illness themselves (Table 2). More than half of the study participants 241 (57.7%) had undergone surgery for the first time. This study revealed that the majority of the participants 311 (74.4%) waited more than 2 days for surgical procedures. In addition, this study showed that 232 (55.5) of the participants were not postponed to other days for elective surgery after being scheduled for an operative procedure. The majority of the study participants 234 (56.0%) got adequate preoperative information. Besides, 273 (65%) study participants were scheduled for minor surgeries, and 153 (36.6%) of them were specifically scheduled for orthopedic surgery, and 258 (61.7%) of them were operated on general anesthesia (Table 2).
Social and medical characteristics of adult patients undergoing elective surgery in public hospitals of eastern Ethiopia, 2022 (
Others: Plastic surgery, ophthalmic surgery, and neurosurgery.
NB: The physician’s diagnosed anxiety status was not done using a standard tool. The data collector did not find and record standard diagnosis tools in patient folders.
Perceived possible cause of POA
The patients were asked about the reasons they worried during the preoperative period, and the top three common reasons for POA were unexpected results of operation 259 (60%), fear of death post-operative pain 248 (59.3%), and need for blood transfusion 222 (53.1%) (Table 3).
Perceived possible cause of POA in adult patients undergoing elective surgery in public hospitals of eastern Ethiopia, 2022 (
The magnitude of POA and coping mechanisms
Two hundred fourteen (51.2%, 95% CI = 46.0%–56.0%) study participants scored S-STAI anxiety inventory score >44 out of 80. The coping mechanisms mentioned by the study participants were listening to music 147 (68.69%), doing nothing than self-blame 140 (65.42%), and looking for social and religious support 131 (61.21%)
Factors associated with the POA
In the bivariable logistic regression, participants’ age, sex, marital status, educational status, proposed surgery, social support, types of surgical procedures, types of anesthesia, information provision, fear of death, fear of anesthesia, fear of physical disability, absence from work, information from a negative experience, and fear of unknown were associated with POA at a
Bivariable and multivariable logistic regression analysis for factors associated with POA in adult patients undergoing elective surgery in public hospitals of eastern Ethiopia, 2022.
1: reference; COR: crude odds ratio; AOR: adjusted odds ratio; POA: preoperative anxiety.
Significant at
Study participants between the age of 31–45 (AOR = 0.36; 95% CI = 0.17, 0.78) were 64% less likely to develop POA than participants between the age of 18–30. Being single is associated with 81% (AOR = 0.19; 95% CI = 0.04, 0.89) lower odds of POA than being widowed. Patients who had moderate (AOR = 0.46; 95% CI = 0.22, 0.96) and strong social support (AOR = 0.04; 95% CI = 0.02, 0.08) were 54% and 99.06% less likely to become anxious during the preoperative period, respectively, compared with those who have poor social support. The occurrences of POA cases were decreased by 79% (AOR = 0.21; 95% CI = 0.10, 0.43) among patients who were scheduled for orthopedic surgery compared to general surgery (Table 4). Listening to Music (AOR = 0.37; 95% CI = 0.18, 0.74) and finding social and religious support (AOR = 0.15; 95% CI = 0.07, 0.33) were associated with 63% and 85% decreased odds of POA compared to doing nothing than self-blame respectively. The odds of developing POA were almost two and a half (AOR: 2.47; 95% CI: 1.32, 4.62) times higher among participants who had a fear of dying compared to participants who had no fear of death (Table 4).
Discussion
This study was conducted to assess the magnitude of POA and associated factors among adult surgical patients in the public hospital of Harari Regional State and Dire Dawa City administration, eastern Ethiopia. According to the results of the current study, more than half of the patients awaiting elective surgery experienced POA, as indicated by an STAI score of more than 44. This study showed that characteristics such as middle adult age, being single, having strong and moderate social support, orthopedic surgery, fear of death, listening to music, and finding social and religious support statistically significantly influenced POA.
The current study indicated that POA is less common than studies conducted in Pakistan, 31 Tunisia, 32 Rwanda, 28 Debre Markos, 8 Gondar, 9 and Jimma. 22 The mentioned discrepancy may be explained by sociocultural variation, different sites of wards admitted, and different study populations. The strong family and social support systems in place in our study area may also be a reason for this study. However, this study’s findings were found to be comparable across studies in Brazil, 33 Yirgalem, 6 Debre Berhan, 34 and North Wollo. 23
However, it is higher than studies from Turkey 35 and Spain. 36 This difference in the current study can be explained by the majority of study participants being younger adults and the use of different assessment procedures in previous studies; for instance, the study done in Spain used the Amsterdam POA and information scale (APAIS) used to evaluate POA. 37 The difference can also be explained by the psychological support provided in advanced healthcare settings. As stated in the literature, higher level of POA can influence postoperative morbidity and mortality.13,38 It may necessitate an increase in the anesthetic dose, increased postoperative pain, instability of vital signs, and lengthened hospital stays which in turn result in increased healthcare costs.
This study found that POA was lower in older adult age groups than in younger adult age groups. These findings are consistent with a recent study from North Wollo, 23 which found that POA is correlated with age and declines with aging. This shows that medical providers should focus their POA alleviation treatments on individuals who are young adults. The Rwandan study, 28 also indicated that anxiety levels decreased with age and that younger patients showed higher anxiety levels when compared to older adult patients. This might be explained by the fact that young people have less experience being hospitalized or having surgery. For some young people, being scheduled for surgery may affect their psychological readiness, unlike adults. The increased level of fear of death identified in this study may also explain this finding. Many of the young adults who require hospitalization for surgery continue to work for a better future. In other words, a study conducted in Jimma has shown that age does not significantly affect POA levels. 22 Age-based psychosocial interventions can better reduce young people’s POA. The role of nurses can be paramount here.
Strong and moderate social support was significantly associated with decreased POA per this study’s finding. These research results are comparable to those obtained by a study carried out in Rwanda 28 and supported by research done at Yirgalem General Hospital, 6 where participants with strong social support experienced lower levels of POA than those with poor social support during the preoperative period. This might be a result of the significant impact that interpersonal connections have on reducing POA. POA was higher in those with weak social support than in people with strong social support, according to research from Addis Ababa, 39 which was consistent with the results of the current investigation. Social support can be associated with improved psychological readiness and decreased of fear of death. This is because the patient may shift their focus from an anxious emotion to a relaxed mood with social support. In addition to this, Evidence from the study area revealed that there was a strong family bonding culture. These families’ bonding enables the clients to express their feelings and thoughts and discuss the positive aspects of life. Therefore, it could reduce POA.
According to this study, POA was significantly influenced by the type of surgery. For instance, patients preparing for orthopedic surgery were 79% less likely to have POA than patients preparing for general surgeries. In contrast to this research, a study from Rwanda 28 found that patients who were scheduled for orthopedic surgery had a 10 times higher likelihood of experiencing clinically significant POA. This discrepancy could be attributable to a difference in psychological intervention or consultation and study populations, the tool used for screening, the way of analysis, and sociodemographic variations. This is because of strong social support in our study areas compared to others.
Contrary to this study according to the study conducted in Sri Lanka, POA was not statistically significantly correlated with the type of procedure. This is perhaps due to being informed about the nature of the disease, the type of treatment, and its side effects, which alter the level of anxiety across the different sections of the population. This is because Sri Lanka is a more developed country than Ethiopia so they can perform preoperative patient preparation as required. This suggests that individuals may pay attention to their health as they wait for elective surgery. 40
This study found that POA was about two and half times as common among respondents who were in fear of dying. A study from Gondar, 9 Yirgalem, 6 and Debre Berhan 34 supports these findings. This might be due to pathophysiological responses such as hypertension and dysthymias and may cause patients to plan the surgery. This is due to a result of participants’ incorrect assumptions that surgery could result in death and adverse anesthetic medication effects. Nursing interventions were found to play a key role for patients who are going to be operated on in their POA. 41 Psychological preparation of patients may help to minimize fear of death or harm following surgical procedures.
Listening to music and finding social and religious support as coping mechanisms were found to reduce the odds of POA. This is supported by research done in the Czech Republic, 42 Israel, 43 Iran, 44 and St. Luke’s Catholic Hospital and Nursing College, Wolisso. 45 This could be a result of music having a generally entertaining effect on people.
This study is not without limitations. Controlling all confounders such as biological/genetic and other external factors may limit the validity of the finding. This study also didn’t assess the adverse effects of POA. This study also failed to assess the reasons for the postponement of elective surgery. It is advised that researchers carry out a further extensive investigation involving both private and public institutions to identify risk factors for POA in patients having elective surgery.
Conclusion
The prevalence of POA was high in the current study which indicates a high level of public health concern. Being an older adult and having social and treatment support was associated with lower odds of POA. In contrast, lower psychological readiness (fear of death) was associated with increased odds of POA. During the preoperative visit, nursing care should consider the patient’s age, the type of operation, and social support. Patients should be routinely assessed for anxiety during the preoperative appointment, and the proper coping mechanisms and anxiety-reduction approaches should be used. The main coping strategies mentioned by patients included listening to music and looking for support from others are beneficial. It is also advisable that appropriate policies and procedures for reducing POA should be devised and hold counseling sessions before surgery is critical. Preoperative nursing care should consider the patient’s age, the type of operation, and social support. Each patient’s informational needs should be evaluated to give patient-specific care.
