Abstract
Introduction
A diagnosis of autism spectrum disorders (ASD) can be a life changing event for families. It is widely presumed that an earlier diagnosis can provide valuable insight for caregivers about their child’s symptoms and lead to better outcomes for children with ASD. Later diagnoses put children at risk to require more special education support. Research indicates that enrollment in intensive early intervention (EI) can lead to eventual placement into less supported or mainstream educational settings for children with ASD (Dawson et al., 2010; Harris & Handleman, 2000). The importance of EI is also highlighted by a finding that the amount of speech and language services attended between the ages of 2 and 3 years was positively associated with cognitive and language scores at age four (Stone & Yoder, 2001). Together, these studies suggest that EI may yield better language or educational outcomes for children with ASD. Early diagnosis is not only the gateway to EI services, but it also can improve parents’ understanding of their child’s developmental challenges. Given the importance and benefits of early diagnosis, there is a wide-ranging public health effort to reduce the age of diagnosis of ASD. Furthermore, researchers have begun to conduct studies aimed at understanding factors related to the age of diagnosis of ASD and identifying variables that may delay or hinder early diagnosis.
Some studies have investigated the influence of socio-demographic variables on the age of diagnosis, such as the race and ethnicity of caregivers. Mandell, Listerud, and Pinto-Martin (2002) found that African American and Latino children were diagnosed 1.4–2.0 years later than European American children. This study derived its data from existing Medicaid and other health records in Philadelphia, Pennsylvania area. After controlling for socio-economic status (SES) the disparity in age of diagnosis remained. However, the findings related to the impact of racial group differences are equivocal. A follow-up study of factors associated with the timing of diagnosis revealed different results (Mandell, Novak, & Zubritsky, 2005). From a sample of 969 children in Pennsylvania, no significant age discrepancy emerged between European Americans and minorities and the timing of ASD diagnosis. Instead, a later age of diagnosis was correlated with rural residence, lower SES, and higher language abilities or functioning at assessment. For the latter study, the average age of diagnosis was 3.1 years for autism, 3.9 years for Pervasive Developmental Disorder-Not Otherwise Specified (PDD-NOS), and 7.2 years for Asperger’s Disorder. Similar to Mandell et al. (2005), neither Goin-Kochel, Mackintosh, and Myers (2006) nor Wiggins, Baio, and Rice (2006) documented a difference in the average age of diagnosis among racially different groups. Nevertheless, the question of potential disparities in age of ASD diagnosis associated with racial and ethnic group membership is yet to be fully resolved. For example, Mandell et al. (2009) examined data from 2568 eight-year-old children in the United States who met surveillance criteria for ASD as determined through abstraction of multiple evaluation records. They found that White non-Hispanic children were more likely than African American or Hispanic children or children in “other” ethnic/racial groups to have a documented ASD diagnosis in their records. These findings suggest that even as late as 8 years of age, the clinical diagnosis of ASD may be missed in non-White children more than in White children.
The diagnostic process for children with developmental disorders, such as ASD, often begins with parental recognition, initiation, and presentation of relevant concerns to medical providers. Previous research on parental reporting behavior has focused on whether or not parents recognized or reported the presence of atypical development (De Giacomo & Fombonne, 1998). Findings examining diagnosis or recognition of ASD indicate that several child related factors may influence age of diagnosis including (a) presence of concerning behaviors and severity of overall deficits (De Giacomo & Fombonne, 1998; Mandell et al., 2005; Twyman, Maxim, Leet, & Ultmann, 2009), (b) intellectual quotient level of the child (Mandell et al., 2009; Shattuck et al., 2009), (c) initial diagnoses other than ASD and (d) developmental history such as a regressive versus nonregressive pattern (Shattuck et al., 2009). Taken as a whole, these studies observed that the presence of comorbid conditions (e.g. intellectual disability; ID), regression, or more severe symptoms can decrease age of autism diagnosis. While other initial diagnoses such as Attention Deficit Hyperactive Disorder (ADHD) can increase the length of time before contacting professionals and/or receiving an ASD diagnosis. A more recent study used a retrospective medical record review and found that children who scored higher on the Childhood Autism Rating Scale (CARS), a score meant to estimate autism severity and functioning, had an earlier age of diagnosis in binary group comparison (early diagnosis and late diagnosis; Twyman et al., 2009) but their results did not reach a level of significance. The latter study did expand on the previous literature by using an ASD specific assessment; however, it did not examine differences in reported severity and age of diagnosis as a function of socio-demographic factors.
Given the variation in the previous studies examining age of diagnosis within and between racially diverse groups; we wanted to extend this research to a sample of North Carolina residents. Furthermore, we wanted to expand on the investigation of the relationship between childhood characteristics, including severity of symptoms, and timing of ASD diagnosis as a function of socio-demographic factors. The research questions for the current study are as follows: (a) Is there is a later age of diagnosis among African American and European American children who have clinical diagnoses of ASD in a North Carolina sample? (b) Are higher levels of severity or socio-demographic factors associated with variance in age of diagnosis for within and between group comparisons?
Methods
Participants
A total of 192 North Carolina caregivers (59 African American; 131 European American) of children with a current diagnosis of ASD were recruited for this study. Race and demographic data were self-reported. With one exception (a caregiver recruited via a private practice agency), all caregivers were recruited through the University of North Carolina Neurodevelopmental Disorders Research Center (NDRC) Autism Registry. The families in the NDRC registry had previously agreed to be contacted for research participation. Inclusion criteria for the participants were that they were the primary caregiver of a child with ASD. In addition, participants were only included if they had a child who: (a) was from 3 to 11 years old; (b) was diagnosed with ASD at 12 months or older by a qualified medical professional, service provider, or agency; (c) was ambulatory, with no severe motor impairments, other genetic disorders, evidence of other neurological impairments, or significant co-existing medical conditions; and (d) had a Social Responsiveness Scale (SRS) total scale score consistent with a diagnosis of ASD. Initially, the registry mailed 650 informational flyers to caregivers whose children fit the inclusion criteria to inform them about the study. Next, we mailed packages, which included the SRS, to 210 caregivers who agreed to participate in the study. Of the 210 questionnaire packages mailed, 192 were returned. We applied the inclusion criteria (e.g. meeting ASD threshold on SRS) for the participants who returned the questionnaires. After applying the inclusion criteria, a total of 168 caregivers remained eligible for the study. Thus, a total of 24 participants were excluded from the study because they did not meet the inclusion criteria.
Data collection
After the initial mailing of the informational packets to targeted families, NDRC Autism Registry staff followed up with letters to nonresponders to ascertain interest/disinterest in the study. Once caregivers expressed interest in participation, the NDRC Autism Registry staff immediately sent a questionnaire package containing the SRS and the demographic survey (combined into an 8 × 11 survey booklet), and a small cash incentive ($5.00). Returned questionnaires were tracked via participant-numbers (assigned by the researcher) that linked the questionnaires with the caregiver’s response cards.
Measures and questionnaires
Parents were asked to complete a survey requesting information on family demographics and their diagnostic experiences. The survey included questions that focused on: (a) caregiver and child racial or ethnic group affiliation; (b) educational level attainment and income (as a measure of SES); and (c) agency or location where diagnosis of ASD took place (e.g. hospital, school, Children’s Developmental Service Agency [CDSA] or the North Carolina Treatment and Education of Autistic and related Communication Handicapped Children [TEACCH] center).
The survey packet also contained the SRS (Constantino et al., 2003). The SRS is a 65-item rating scale that measures the severity of ASD symptoms as they occur in natural settings. The SRS was normed on a sample of more than 1600 children and is appropriate for use with children from 4 to 18 years of age (Constantino et al., 2003). Although the current study included a few 3-year-olds, the majority of the study sample (n = 158) was 4 years or older. Pine, Luby, Abbacchi, and Constantino (2006) validated the SRS via its correlations with teacher reports, the Vineland Adaptive Behavior Scale (VABS; Sparrow, Balla, & Cicchetti, 1984) composite score, and the social impairment/adaptive scores on the Autism Diagnostic Interview-Revised (ADI-R; Lord, Rutter, & Le Couteur, 1994), considered one of the gold standards in establishing a clinical diagnosis of autism. Pine et al. (2006) found the following correlations between the SRS and the above measures: teacher report (
Explanation of analysis
Descriptive statistics were calculated for all continuous and categorical demographic variables to better understand the characteristics of the sample. As previously noted, a small subgroup of the children was under the age of 4 years (
An independent samples
Results
The following section provides a statistical analysis of (a) group differences in age of diagnosis, (b) a statistical analysis of between group differences in reported severity, (c) a within-group correlation analysis between severity and types of social impairments and age of diagnosis, and (d) and a chi-square analysis of observed group differences in child characteristics related to demographic variables. The purpose of the first analysis was to replicate findings from a previous study (Mandell et al., 2005) in a North Carolina sample. The remaining statistical analyses were conducted to examine relationships among severity and socio-demographic factors on age of diagnosis which extends on the previous literature (Twyman et al., 2009). For all group comparisons and strength of associations considered, both frequentist and Bayesian approaches were utilized to better understand the data. Though often presented as opposing approaches, it is the authors’ perspective that the two families of techniques are actually complementary (Wakefield, 2013) in that frequentist methods focus on the null hypothesis while Bayesian methods estimate the probability of the data based upon the alternative hypothesis relative to the null hypothesis. Interpretation of the Bayes factor (BF10) for all analyses was guided by the evidence categories set forth by Jeffreys (1961) and reiterated by Wetzels and Wagenmakers (2012): (1) values less than 1 provide no evidence in support of the alternative hypothesis, (2) values between 1 and 3 provide anecdotal evidence, (3) values between 3 and 10 provide substantial evidence, (4) values between 10 and 30 provide strong evidence, (5) values between 30 and 100 provide very strong evidence, and (6) values larger than 100 provide decisive evidence in support of the alternative hypothesis.
Group differences in age of diagnosis
Demographic characteristics (continuous variables).
Measured in years, bmeasured in months; all
SRS total and subscale scores.
SRS: Social Responsiveness Scale.
Group differences are significant at the .05 level (two-tailed).
Diagnostic history, severity, and age of diagnosis
Explanation of SRS subscales and their internal consistency.
SRS: Social Responsiveness Scale.
Data from Duku et al. (2013).
A series of pairwise comparisons were used to investigate whether diagnostic history (i.e. a diagnosis prior to being diagnosed with autism) or severity were associated with within-group differences in age of diagnosis. Significant differences in age of autism diagnosis as a function of diagnostic history were found for both African American children,
Additionally, a small positive correlation between the age of diagnosis and the severity (i.e. severity of symptoms) of the autism related symptoms, as measured by SRS Social Motivation Subscale, was identified for the African American group (
Group differences in child characteristics and socio-economic variables
Demographic questions and characteristics (categorical variables).
TEACCH: Treatment and Education of Autistic and related Communication Handicapped Children; ASD: autism spectrum disorder.
Note: Percentages were calculated from only those responding to specific questionnaire items.
For European American group, n = 116.
For African American group, n = 46.
Significant at .01.
Discussion
The purpose of this study was to extend research that previously examined differences between racial/ethnic group membership and age of diagnosis to a sample of North Carolina residents recruited via a research participant registry. This study did not find differences between the African American and European American children on age of ASD diagnosis. Although this finding is consistent with more recent studies about age of diagnosis of ASD (Goin-Kochel et al., 2006; Mandell et al., 2005; Wiggins et al., 2006), it is inconsistent with the earlier study by Mandell et al. (2002). Discrepancies in the findings may be due to differences in participant selection and recruitment procedures among the studies. Mandell et al. (2002) used a Medicaid sample, whereas Mandell et al. (2005) and Goin-Kochel et al. (2006) studies and the present study used self-selected samples. Thus, our sample characteristics may limit comparability of the current study to the earlier Mandell study. Overall, the participants in this sample were more educated than the North Carolina population as a whole (72% of the African Americans and 92% of the European Americans had some college, technical degree, or beyond). Most families were enrolled in the Research Registry through state-supported centers that provide free and comprehensive assessment for ASD. North Carolina has a long history of these free and highly specialized assessment services for individuals with ASD, leading to widespread awareness of the services among primary care providers and other professionals who provide services to families with young children. These findings may indicate that a combination of educational attainment, well-known free and specialized community resources, and awareness of ASD may attenuate the previous disparities observed for ethnic minority groups on the age of diagnosis of ASD. In fact, the CDC/Autism and Developmental Disabilities Monitoring Network found that North Carolina reported higher percentages of children who were identified with ASD and received comprehensive assessments at earlier ages when compared to the other 11 monitoring sites (Christensen et al., 2016).
Although the age of diagnosis was not significantly different between the groups, this study did find group variations in the severity and type of symptoms associated with later age of diagnosis. Within the African American group, more severe symptoms on the SRS Social Motivation Subscale, which measured social anxiety, inhibition, and engagement, was correlated with a later age of diagnosis. This relationship was not found in the European sample. Previous research has found moderate negative correlations between the SRS Social Motivation Subscale and daily functioning as measured by the Vineland-2nd edition (Gjolaj et al., 2011). That is, participants with elevated SRS Social Motivation scores (i.e. more severe impairments in this area) are more likely to be impaired in day-to-day functioning, one of the symptoms associated with ID. Although our sample size and collection methods do not permit in-depth analyses of differences in subcategories of initial diagnosis, anecdotally, there appear to be some categorical differences between the ethnic groups in initial diagnostic labels. For example, none of the African-American children in this sample received an initial diagnosis of Pervasive Developmental Disorder (PDD) diagnosis compared to nine of the European American children. Prior to the update to the Diagnostic and Statistical Manual of Mental Disorders classification for autism, many clinicians often used the PDD label to refer to children who had some, but not all, characteristics of autism or children who showed relatively mild symptoms. Clearly, more research is needed to determine whether this association reflects diagnostic differences from the clinician or parental interpretation of more severe interpersonal deficits or the result of a later diagnosis having a greater impact on interpersonal behaviors for African American children. With regards to the former possibility, another study indicated that African American children were more likely to receive another diagnosis prior to ASD, and more likely to receive a diagnosis of conduct or adjustment disorders (Mandell, Ittenbach, Levy, & Pinto-Martin, 2007). The most common initial diagnoses of African-American children in this sample were DD, ADHD, or communication delay. Perhaps for some African American children within this sample, greater levels of social-interpersonal deficits that were captured on the Social Motivation subscale of the SRS resulted in other diagnoses that were more reflective of global delays or behavioral disorders.
Overall, receiving an initial diagnosis other than ASD is likely to impede the process of receiving an autism diagnosis. The current study also found that there was an association between a later age of diagnosis and an initial diagnosis other than ASD for both racial groups, which is consistent with earlier research (Levy et al., 2010). A unique finding of this study was that there was also a greater effect size in the relationship between a later age of diagnosis and having another initial diagnosis for the African-American children. Essentially, for the African-American children who received other initial diagnoses, the original classifications stayed in place longer, when compared to the white children, and resulted in an even later age of identification of ASD.
The findings from this study should be interpreted with some considerations and caution. First, the participants recruited only reflect those who enrolled in the registry and agreed to be a part of this study. They are not fully representative of the North Carolina population; for example, their educational levels are skewed to the higher end of the distribution compared to the state population as a whole. The results of this study do not reflect children with ASD whose families did not sign up for the registry, or children who meet the ASD criteria but have not received the appropriate diagnosis. Additionally, the response rate to the initial informational mailing of flyers ascertaining interest in the study can introduce some nonresponse bias in the response sample. However, of the surveys mailed out, a high percentage (91%) was returned. Also, because of the nature of the recruitment process (the registry was only able to provide de-identified assessment scores for the participants) we were unable to link scores on cognitive assessments or VABSs contained in the registry database to specific children. With regards to pre-survey severity, determining the exact nature and severity of early autism symptoms for individual children was not possible with a retrospective methodology. We did examine the possibility of parental recall of level of concern was biased by the child’s current level of symptom severity, and found that the correlation between a measure of early parental concern and the SRS scaled score was small (
Clinical implications
Despite these limitations, the findings of this study have important implications. The results suggest that a prior diagnosis other than ASD can hinder early diagnosis of ASD. Although children may have comorbid disabilities and symptoms (i.e. ID), it is important that ASD is identified as early as possible regardless of functional status. Some clinicians may presume that a developmental disability or ID diagnosis fully accounts for the manifestation of symptoms; but the core features of ASD are unique from other disabilities and require targeted intervention. Nonspecific diagnostic classifications may delay access to specialized services for ASD, particularly for children in a cultural subgroup where the symptoms of ASD may be interpreted differently by families or service providers. Furthermore, given that the findings suggest that these initial “other” diagnosis may delay diagnosis in minority groups even more; there may be a need for targeted ASD awareness campaigns in communities with large minority populations that stress the symptoms of ASD. Finally, the findings also indicate that within the African American community, variations of symptom type and symptom interpretation may be associated with age of diagnosis. Currently, very few studies have examined differences in African Americans and other ethnic minority groups’ interpretations of ASD symptoms or what may influence those interpretations.
Future directions
Given that this study was limited in sample size, further research is needed to examine why different interpretations of symptoms (e.g. social anxiety, inhibition, and non-engagement), or the presence of co-morbid conditions may have a greater effect on delaying age of diagnoses in minority populations. In addition, an investigation of relationships between child factors and age of diagnosis, the influence of diagnostic history (e.g. another initial diagnosis) may impact age of diagnosis, perhaps to a greater extent for African-American children.
