Abstract
Keywords
Introduction
In schools, teachers are tasked with assessing students’ schoolwork and determining the results of their scholastic efforts, through a mix of relative and absolute criteria, depending on the assessments’ purpose. In many cases, daily academic performance, that is, the academic skills acquired through schooling, is assessed by teachers based on their assessments of students’ schoolwork. Academic performance is used as an indicator of the student's future success. It can be a key element in accessing higher education and employment (Strenze, 2007). Hence, teachers’ assessment of students is important for the student in question, and to society as a whole. Therefore, it is necessary to develop assessment tools that are highly reliable and appropriate.
To develop skills that are important for individuals and society in an equitable way, it is important to develop both cognitive and non-cognitive skills and assess them appropriately. The assessment of cognitive skills has been emphasized and implemented according to the characteristics of the field and content, as shown in the tests and grades for each subject. In contrast, the social value of developing and assessing non-cognitive skills was only recognized after economics revealed the high correlation between non-cognitive skills and social well-being (Heckman & Rubinstein, 2001). In research about mathematics education, it is crucial to determine the intrinsic connection between non-cognitive skills and cognitive skills.
Mathematics education aims to equip students with an understanding of the properties and relationships among mathematical objects, such as numbers, figures, and functions, demonstrate logical explanations for these concepts, and show how they can be applied in daily life. Learning mathematics in school can be difficult owing to underdeveloped cognitive skills and non-cognitive elements, such as math anxiety (Bekdemir, 2010; Ho et al., 2000; Ma, 1999; Sparks, 2011; Woodard, 2004).
However, cognitive and non-cognitive skills have not been equitably assessed in mathematics education. Questions and criteria have been developed to assess the cognitive skills specific to mathematics education by establishing a set of correct answers for each school year and mathematics domain. Answering them demonstrates various aspects of mathematics skills and can be quantitatively measured. Moreover, mathematics scores are used as representative indicators of academic ability for employment purposes. Therefore, assessments of cognitive skills specific to mathematics education have high social credibility.
Meanwhile, many studies that examine the assessment of non-cognitive skills specific to mathematics education use students’ self-assessments, such as the OECD's Programme for International Student Assessment (e.g., Lee, 2020). The accuracy of student self-assessment is limited and cannot be improved by more experience and regular feedback (Brown et al., 2015; Lew et al., 2010). On the other hand, non-cognitive skills may be implicitly assessed by others, such as classroom teachers, on a daily basis without using proper methods. To ensure that non-cognitive skill assessments are socially accepted and utilized for career decisions and other purposes, teachers should perform the assessment using scientific approaches similar to cognitive skills assessment.
Teachers specializing in mathematics in junior high schools often assess students’ cognitive and non-cognitive skills during their classes. Specifically, in Japan, first-year junior high school students (aged 12–13 years) learn more advanced mathematics than they did in elementary school; therefore, they are expected to exhibit more pronounced mathematics-specific characteristics in their cognitive and non-cognitive skills. This study focuses on Teachers’ Assessments of non-cognitive skills specific to junior high school mathematics.
This study aims to answer the following research questions:
How do teachers assess the non-cognitive skills specific to junior high school mathematics? What are the characteristics of the relationship between teachers’ assessments of non-cognitive skills and cognitive skills specific to junior high school mathematics?
Theoretical framework
Meaning of non-cognitive skills in this study
Non-cognitive skills refer to social and emotional skills that are essential for achieving goals, working with others, and managing emotions (OECD, 2015). These skills are developed through formal and informal learning experiences, and are the driving force that produces socioeconomic outcomes for individuals throughout their lives (OECD, 2015). Non-cognitive skills are
Various frameworks can be used to measure non-cognitive skills; each with a different purpose (e.g., grit; Duckworth et al., 2007) and social-emotional competence (Zhou & Ee, 2012). This study adopted the five-factor model of personality to exemplify non-cognitive skills (Costa & McCrae, 1992). Each factor has been scrutinized conceptually and explained recently as follows (Mammadov, 2022):
The five-factor model has become prevalent in education research as studies using this method have demonstrated that higher levels of conscientiousness are related to higher learner performance and learning satisfaction (Smidt, 2015). Choi et al. (2022) found a statistically significant relationship between lesson study and extraversion and conscientiousness in teacher education. Adopting the five-factor model in this study supports these findings and may inspire future research owing to the model's similarities and differences.
Clarifying the relationship between the assessment of cognitive and non-cognitive skills specific to mathematics education
Non-cognitive skills research has identified concerns regarding the current education techniques, such as the excessive emphasis on cognition and traditional personal traits, lack of cross-cultural research, excessive focus on grade point averages, and how key learning elements are overlooked (Sanchez-Ruiz et al., 2016). These elements are overlooked when the focus is on non-cognitive skills specific to a subject area. If it is assumed that skills have both a subject-specific and a comprehensive aspect, then it follows that non-cognitive skills must be assessed in the context of a specific subject, similar to cognitive skills.
Studies have found that fear or anxiety related to mathematics has a negative effect on mathematical performance throughout an individual's schooling (Bekdemir, 2010; Ma, 1999; Zakaria & Nordin, 2008). In recent years, efforts have been made to focus on the relationship between mathematical cognitive skills and non-cognitive
Thus, the focus has been on peculiar non-cognitive elements, with the exception of skills in mathematics education, such as math anxiety. In contrast, research outside of mathematics education has focused on generic non-cognitive skills that are not based on the characteristics of mathematics education. As a result, both findings in the existing literature remain uninterpretable and have not reached the point of reciprocity. To enhance the application of research findings to mathematics teaching and learning, it is crucial to assess non-cognitive skills specific to mathematics education, based on generic non-cognitive skills, such as the five-factor model (OCEAN), and establish their relationship with the assessment of cognitive skills that were developed according to mathematics education.
Methods
Context of the study: the state of the art for assessing non-cognitive skills in Japan
In Japan, the Government Guidelines for Education (Ministry of Education, Culture, Sports, Science and Technology [MEXT], 2019) set the following three pillars as the qualities and skills to be developed during an individual's education: the acquisition of “knowledge and skills” that are useful in daily life and work, the development of the “ability to think, judge, and express” to cope with unknown situations, and the cultivation of the “ability to pursue learning and human nature” to apply the learnings to life and society. Consequently, for each school year, these pillars have been defined in terms of each school subject. Among the three pillars, “knowledge and skills” and “the ability to think, judge, and express” correspond to cognitive skills, whereas “the ability to pursue learning and human nature” corresponds to non-cognitive skills. The goals of junior high school mathematics, which correspond to the last pillar, are as follows: “Cultivate an attitude of realizing the fun of mathematical activities and the good qualities of mathematics, and thinking tenaciously, as well as an attitude of trying to make use of mathematics in life and learning, and an attitude of looking back on the process of problem-solving and trying to evaluate and improve it” (MEXT, 2019, p. 65).
Survey items
The questionnaire items were developed by combining the five-factor model (OCEAN) with the non-cognitive skills’ goals, as defined in the Japanese curriculum. The α: Attitude of thinking tenaciously while realizing the fun of mathematical activities and the values of mathematics β: Attitude of applying mathematics to life and learning γ: Attitude of reflecting on, evaluating, and improving the problem-solving process
For each category, two items and two reversed items were developed by 12 Japanese researchers in mathematics education and one mathematics teacher, using questions derived from Murakami and Murakami's (1997) personality test, which was based on the five-factor model (OCEAN). This questionnaire is widely used in Japan. This resulted in 60 question items that teachers could use to assess students’ non-cognitive skills.
To create the questions, a team of researchers and experienced mathematics teachers identified student behaviors that teachers might recognize when teaching junior high school mathematics.
Participants and procedures
The participants were mathematics teachers in junior high schools. They had 2 to 31 years of experience and worked with mathematics education researchers on a daily basis to improve their teaching and the mathematical skills of their students. They worked in public junior high schools located in urban and suburban areas of Japan. In all the schools, the students are homogeneous. Ethical approval was obtained from each teacher to participate in this survey.
Teachers in Japan are responsible for assessing each student, each semester, on a 3-point Likert scale (High, Middle, or Low) regarding the third MEXT objective (the ability to pursue learning and human nature). According to MEXT, the grades A, B, and C are extremely satisfactory, satisfactory, and needs more effort, respectively.
Before the survey, the participating teachers were asked to select 15 first-year students while ensuring their anonymity, using the following conditions: Two to four students who received
The teachers were further asked to indicate each student's cognitive skills in terms of
Survey period and participants.
Survey period and participants.
To answer the two research questions, the analysis was conducted in two phases: exploratory factor analysis, and the relationship between the factors and the assessment of cognitive skills.
Factor structure
Exploratory factor analysis was conducted for the first and second surveys, and the factor structure was determined. Although the factor structure was nearly the same in the two surveys, exploratory and confirmatory factor analyses were performed simultaneously to obtain the same factor structure in both surveys. The results were obtained as a three-factor structure. The bias of teacher ratings depending on individual teachers was examined; however, no significant differences were found among the teachers.
The analysis was conducted using the elementary raw data. SPSS version 28 and AMOS version 28 were used for the analysis. Exploratory factor analysis was performed using a stepwise method with Promax rotation. It was adjusted for question items as observation variables to increase statistical model validity.
If the factor structures were different in the two surveys, it was assumed that they were two-factor structures and that there were changes between the first and second sessions due to the learning advice. If there was a forward/backward item in the question, the backward item was analyzed by reversing the score. Regarding score distribution, there were no differences between teachers for any of the question items, therefore, the raw score was analyzed.
Relationship between factors and the assessment of cognitive skills
Assessments were based on the teacher's observation of each student's non-cognitive skills, and question items associated with each factor were scored on a 5-point Likert scale. This score was standardized and placed on the 5-point Likert scale of the overall assessment of cognitive skills by teachers. An analysis of variance was performed on the overall non-cognitive abilities of the students as assessed by the teachers, using the scores of each factor in the exploratory factor analysis. Five levels were used; therefore, multiple testing was performed, and the homogeneity of variance was examined using Levene's test, which was chosen because it is robust to outliers. In addition, as a 5-stage survey was conducted, multiple testing was used to avoid the accumulation of errors that would occur in a two-group comparison. In multiple testing, the method differs according to equal variances. Regarding the differences between the groups on the 5-point Likert scale of the overall assessment of cognitive skills by teachers, if Levene's test showed equal variance, the significance of all the differences between the groups was examined by multiple comparisons, using Tukey's HSD method (Jaccard & Wan, 1996). If the unequal variance was shown, the Games-Howell method was used to examine the differences between the groups (Jaccard & Wan, 1996).
Results
Three factors related to the assessment of non-cognitive skills specific to junior high school mathematics
Exploratory factor analysis of the results of the first and second surveys revealed that the structure was composed of three factors and the question items were almost identical. Therefore, the study concluded that the factor structure of Teachers’ Assessments of students’ non-cognitive skills was the same in both survey results.
The question items associated with each factor were adjusted to increase content validity. Furthermore, data from both surveys was used to find the structure of the question items that best fit the statistical criteria (see the Section 3).
Exploratory factor analysis was used to analyze the results of each survey, while confirmatory factor analysis was used to integrate the two surveys. To reinforce model content validity, questionnaire items, rather than the statistical sufficiency of each indicator, were retained as much as possible.
The 20 items of the first factor referred to the different aspects of working together with the same goal in solving mathematical problems: Involving others (items 14, 15, 30, 33, 34, 36, 43, 44, and 52), collaborating (items 53, 54, and 55), and sharing (items 10, 11, 12, 16, 31, 32, 49, and 50). Therefore, this factor was named
The 12 items of the second factor related to the orientation of the various aspects of inquiry required for mathematical problem-solving were: Outlook (7), scrutiny (1, 2, and 47), improvement (45 and 46), utilization (21 and 22), and discovery (23, 24, 41, and 42). Therefore, this factor was named
The 11 items of the third factor related to the stability of various aspects of mental tension associated with solving mathematical problems were: Tenacity (6 and 28), calmness (17, 37, 38, 39, 40, 57, and 58), and concentration (19 and 20). Therefore, this factor was called
Relationships between three factors of non-cognitive skills and three aspects of the ability to pursue learning and human nature
The question items belonging to each factor had the characteristics of each aspect of
Question items belonging to the three aspects of the ability to pursue learning and human nature.
Note. An asterisk (*) indicates a reversed item.
Question items belonging to the three aspects of the ability to pursue learning and human nature.
Regarding the assessment of cognitive skills, there was no difference in the ratio of the number of students at each stage of the 5-stage assessment. Therefore, the significance of the difference among groups in each stage was examined in terms of the relationship between cognitive skills and each factor.
The significance of intergroup differences in the relationship between the assessment of Factor 1,

Relationship between the assessment of cooperation in mathematical problem-solving and the overall assessment of cognitive skills.

Relationship between the assessment of the spirit of inquiry in mathematical problem-solving and the overall assessment of cognitive skills.

Relationship between the assessment of composure in mathematical problem-solving and the overall assessment of cognitive ability.
The significance of intergroup differences in each stage in the relationship between the assessment of Factor 2,
When the significance of intergroup differences in each stage was examined for the relationship between the assessment of Factor 3,
Measurability of non-cognitive skills specific to junior high school mathematics by three-factor model
Table 2 identifies sets of question items belonging to α, β, and γ of
Generic assessment models and scales for non-cognitive skills have already been developed (e.g., GRIT-S; Duckworth & Quinn, 2009). The above assessment model is unique in that it serves as an assessment model based on teacher observations, and incorporates aspects characteristic of junior high school mathematics into question items. This makes it possible to assess non-cognitive skills following the characteristics of junior high school mathematics, allows for in-depth analysis and consideration of the relationship with cognitive skills assessments specific to school mathematics, and serves as a basis for developing both types of skills in a balanced manner in mathematics education.
Positive proportionality in handling the assessment of non-cognitive skills and the overall assessment of cognitive skills
When looking at the groups of non-cognitive skills assessment at each stage of the overall assessment of cognitive skills, there was no overlap among the groups for Factor 2 (
This relationship suggests predictability between teachers’ assessments of cognitive and non-cognitive skills. Semeraro et al. (2020) found that, in terms of non-cognitive factors, the level of math anxiety was effective in predicting mathematics achievement after controlling for other measures, including self-esteem and the quality of the student-teacher relationship. Similarly, Lee (2020) examined students’ self-review and identified self-efficacy, self-concept, anxiety, and openness to problem-solving as non-cognitive traits that predicted cognitive skills in mathematics.
This study successfully visualized the positive proportionality between teachers’ assessments of non-cognitive skills specific to junior high school mathematics and their assessment of cognitive skills for each of the factors of non-cognitive skills. This relation suggests that there may be some predictability between the two assessments. However, it is not clear from which side the effect is coming, considering only a correlation was found and not a causal relationship.
Difficulty for teachers in distinguishing between assessing cognitive and non-cognitive skills
Regarding the relationship between the assessment of cognitive and non-cognitive skills in junior high school mathematics, many students with low scores in the cognitive skills assessment may have low scores for non-cognitive skills. When assessments are specific to each domain of junior high school mathematics, the teacher's observational assessment mediates and the overall assessment of cognitive skills is weakened (Iwata et al., 2021).
Teachers are expected to assess cognitive and non-cognitive skills objectively, distinguishing between them, even when these assessments influence each other. In this case, even if there is a correlation between the two, given the independence of the assessments, there should be an overlap in the distribution of each set of non-cognitive skills assessments corresponding to each assessment.
However, the overlap of distributional areas was hardly confirmed in these results based on the end-of-year survey, and a clear positive proportionality between the two assessments was confirmed. This suggests that teachers may not be able to distinguish between the observational assessment of non-cognitive skills specific to junior high school mathematics and the overall assessment of cognitive skills.
There may be several reasons for this. Teachers may lack clear and independent assessment standards for non-cognitive skills. Even if they have such standards, they may struggle to assess students’ learning behaviors according to each standard separately. For instance, consider a scenario where a student persists in solving a problem and eventually succeeds. In this case, teachers can focus on the cognitive skills needed to solve the problem; however, they may have difficulty capturing the process of perseverance as a manifestation of non-cognitive skills. Teachers may have implicitly linked the assessment of cognitive and non-cognitive skills. For instance, if teachers hold a preconceived belief that students’ high or low test scores are solely due to their ability or inability to persevere, they may assess non-cognitive skills based on test scores.
Limitations and issues for future research
This study has three main limitations. First, it used exploratory factor analysis. However, the amount of data should be increased and a confirmatory factor analysis should be conducted to discuss a model. Second, when using the questionnaire items attributed to each factor as a measure of non-cognitive skills specific to junior high school mathematics, there are limitations in using the numerical values to rank-order the non-cognitive skills of individual children as no correlation or reproducibility with other scales was confirmed. Third, the survey conducted in this study identified a positive proportionality between the assessment of non-cognitive skills and cognitive skills among Japanese mathematics teachers, which may differ internationally; thus, international comparative research may reveal different results on the relationship between non-cognitive skills and cognitive skills assessments by teachers.
Future research should address the following issues. First, how the assessment of non-cognitive/cognitive skills for the same student happens and the correlation/causal relationship between the two overtime must be examined. Second, the factor structure of teachers’ observational assessment of non-cognitive skills in each unit of arithmetic and mathematics (e.g., Algebra, Geometry, etc.) must be clarified. Third, the relationship between objective assessments of cognitive skills (academic achievement tests, etc.) and factors in the assessment of non-cognitive skills should be explored.
Conclusions
To address the first research question, “
Regarding the second research question, “
This study's results suggest that teachers might not be able to differentiate between the observational assessment of non-cognitive skills specific to junior high school mathematics and the overall assessment of cognitive skills, which must be addressed. To improve this situation, it is necessary to understand how teachers assess non-cognitive skills in the classroom and what kind of teacher education should be developed to improve their assessment abilities.
Additionally, the educational system needs to be improved. In the Japanese educational system, the development of non-cognitive skills is set as an educational goal on par with cognitive skills in the MEXT guidelines. However, as this study shows, Japanese teachers may not be able to distinguish between the two assessments. As international attention to the development of non-cognitive skills increases, the educational systems outside of Japan will likely set the development of non-cognitive skills as a goal along with cognitive skills. Therefore, the following points need to be considered: the non-cognitive skills specific to each subject in the educational system, how the skills should be assessed objectively, and how these assessments will shape students’ futures.
The study suggests the possibility of developing a method that could combine the generic theoretical framework of non-cognitive skills with the concept of subject-specific non-cognitive skills to visualize the status of Teachers’ Assessments of non-cognitive skills for a given subject. If this method is extended to school teaching, the current state of teachers’ ability to assess non-cognitive subject-specific skills at each grade should improve. Hence, it is important to identify the problems in teacher education and develop measures to improve it.
