Abstract
Keywords
Introduction
Infant–caregiver attachment is to be understood as an emotional bond, which infants form with their consistent caregivers. Attachment quality depends on how sensitive the caregiver is to the child’s signals when caring for the child (Bowlby, 1988; Goldberg et al., 1995; van IJzendoorn et al., 1992). Secure, avoidant, and ambivalent attachment qualities are all considered organised strategies employed by children to optimally adapt to their environment (Ainsworth et al., 1978). In contrast, children classified as disorganised exhibit contradictory, inappropriate or stereotypical behaviours when under stress, which is associated with a breakdown of organised attachment behaviours (Main & Solomon, 1990). Attachment disorganisation is a precursor of psychopathological conditions and poor relationships to peers in later childhood (Carlson, 1998; Main & Solomon, 1990; van IJzendoorn et al., 1999; Wolke et al., 2014).
In clinical attachment research the development of attachment quality among preterm infants has been examined for quite some while (Easterbrooks, 1989; Rode et al., 1981). The term “preterm infants” refers to infants born before the 37th week of gestation. Unlike infants born at term, preterm infants are at increased risk of a range of developmental impairments concerning cognition, socio-emotional behaviour and somatic aspects (Gutbrod & Wolke, 2004; Hille et al., 2001; Montagna et al., 2020; Moster et al., 2008; Samara et al., 2008). While some studies found no differences in the infant–mother attachment between infants born preterm and infants born at term (Karabekiroglu et al., 2015; Korja et al., 2012), other studies report significantly more attachment disorganisation (Wolke et al., 2014), or overall to a lesser extent attachment security (Mangelsdorf et al., 1996) in preterm infants. Although fathers have been included in the care of their preterm infants during their stay in hospital on an increasingly broader base for several years now, they have thus far been relegated to a secondary role in attachment research (Deeney et al., 2009; Kißgen & Carlitscheck, 2013; Witting et al., 2016). Investigating infant–father attachment and its contribution to the development of children from high-risk groups may, however, provide valuable insights, just as the secure infant–mother attachment has been found to be a strong protecting factor in child development (Belsky & Fearon, 2002; Rutter, 1990).
So far there have only been three studies investigating the influence of preterm birth on infant–father attachment (Easterbrooks, 1989; Ruiz et al., 2018; Witting et al., 2016). As early as 1989, using the Strange Situation Procedure (SSP) (Ainsworth et al., 1978), Easterbrooks found that preterm birth did not influence infant–father attachment, infant–mother attachment, and temporal stability of attachment (13 and 20 months), nor did it create any difference in the attachment to the mother or the father. Almost three decades later, Witting et al. (2016) conducted case studies with three boys using both the SSP as well as the Attachment Q-Sort (AQS) that generates an overall attachment security score. They observed a generally smaller variety of attachment behaviours of the two preterm boys compared to the boy born at term. The fathers of the preterm infants in particular had difficulties in adequately understanding and responding appropriately to their children’s behaviour and needs. Recently, Ruiz et al. (2018) found significantly higher attachment security scores with the AQS in the group of full-term infants compared to preterm infants (aged between 12 and 36 months). In the same study lower education of fathers, as well as child’s lower development scores and male gender, were associated with lower attachment scores of preterm children.
The nature and degree of involvement of fathers in childrearing changed dramatically over the past 30 years (Cabrera et al., 2018), as well as the care for preterm infants in hospitals, so findings of the study by Easterbrooks can hardly be applied to the situation nowadays. Preterm infants with higher neonatal medical risk are more often found to have a disorganized attachment to their mothers (Cox et al., 2000). Further, Wolke et al. (2014) found that infants’ neurological characteristics were more important for developing infant–mother attachment than caregiver’s sensitivity. It is not clear whether the same is true for infant–father attachment development.
The present study seeks to revisit the following questions: (1) Do preterm infants differ from infants born at term with regard to their infant–father attachment quality? (2) Do preterm infants’ characteristics (birth weight, gestational age, neurobiological risks, and clinical risks) affect the infant–father attachment?
Methods
Participants
Preterm (Department of Neonatology) and full-term infants (Department of Obstetrics) were recruited at the University of Cologne Children's Hospital in Germany over the period of twelve months. Constituting a convenience sample, fathers were invited to participate in the study by the medical staff after the birth of their children. After obtaining oral agreement, study protocols, consent forms and a questionnaire (assessing the demographic characteristics of fathers, among other variables) were mailed to the participants’ home addresses. Exclusion criteria for fathers were drug addiction, history of psychiatric problems, language difficulties, and not living with the infant’s mother. Infants suffering from intraventricular haemorrhage (IVH)>grade 2, periventricular leukomalacia, neuromuscular disease, and severe malformations were not included in this study. Twenty-four preterm infant–father dyads (birth weight below 1500g or gestational period below 37 weeks or both) and 27 full-term infant–father dyads were recruited for participation in the study. There were two twin pairs and one triplet in the preterm and four twin pairs in the full-term group. Only one child from each of these families was randomly selected and included in the analysis, reducing the sample size to 20 preterm and 23 full-term infants. Assessments were conducted at the infants’ (corrected) age of 15 months. The study was conducted complying with the WMA Declaration of Helsinki and the APA ethical standards. Informed consent was obtained from all fathers prior to inclusion in this study.
Measures
Statistical Analysis
Sample characteristics were compared between the preterm and full-term subsamples using
Results
There were significant differences in birth weight, gestational age, sex ratio, and Psychomotor Development (PDI) between preterm and full-term born infants. Differences between all other variables listed in Table 1 were not significant.
1T-value; 2Chi-squared value.
Figure 1 shows the distribution of attachment classifications in our sample. Most infants were securely attached in both groups (preterm = 50.0%; full-term = 56.5%). No significant overall difference was found between preterm and full-term infants (

Distribution of attachment classifications in preterm and full-term infants.
Discussion
The present study investigated infant–father attachment in infants born preterm using the SSP. The results regarding child development are in line with current state of research. The majority of studies does find differences in cognition between preterm and full-term infants, whereas a considerable amount of studies cannot provide this evidence. For example, Reuner et al. (2015) did not find any significant differences in cognition between preterm and full-term infants. The meta-analysis of Kerr-Wilson et al. (2012) documents that 4 out of 27 included studies report no differences in cognitive development between preterm and full-term infants. Evidence regarding the psychomotor development is less ambiguous, as preterm infants persistently get significantly lower scores in these tasks than full-term infants (Evensen et al., 2020; Oudgenoeg-Paz et al., 2017).
Considering the nature of our sample in other aspects, results should be interpreted with caution. Just like Easterbrooks (1989), we found no difference in the distribution of the quality of attachment to fathers between preterm and full-term infants. By contrast, Ruiz et al. (2018) showed that preterm infants have more problems developing a secure attachment to their fathers and that they exhibit significantly lower AQS-values than full-term infants. However, the AQS and the SSP have very different frameworks measuring attachment in different contexts (attachment quality in fearful situations vs. attachment security in everyday life) and might be difficult to compare. To generate a wider understanding of possibly different implications within these frameworks, future studies should use both methodologies with a larger cohort for examining infant–father attachment in preterm infants.
Despite the neurodevelopmental problems and the high levels of stress associated with preterm birth, infants’ characteristics did not affect infant–father attachment. It remains unclear if this finding is due to the father’s or the child’s behaviour or both. Although parental sensitivity does explain the transmission of attachment to a certain degree, the so-called transmission gap still remains (Verhage et al., 2016) and the differences in groups cannot be ascribed to fathers’ lack of differences in behaviour with preterm vs. full-term infants.
However, the effect size of the differences in the NBRS score reached a level that can be considered a small effect (Cohen, 1988) without being statistically significant. This finding could suggest that the differences in neurobiological risk factors might be of statistical significance in a bigger sample and might ultimately affect infant–father attachment differently. However, this conclusion must remain hypothetically by the results of this study.
Nevertheless, our results emphasize the involvement of fathers in the care for preterm infants, as they apparently contribute to the formation of attachment in a way that is comparable to the general population.
The results can only be generalized to a limited extent, for example due to a limited sample size and convenient sampling. Moreover, girls were overrepresented in our sample, which may have affected the results, as male gender has been found to be a risk factor in various vulnerable groups, including preterm born infants (Ruiz et al. 2018). Thus, the separate effect of gender on attachment in preterm infants should be investigated in future studies. Additionally, preterm children are more common in families with lower socio-economic status and lower parental education (Whitehead, 2012). Our sample of fathers of children born preterm, however, has a comparable educational background to the sample of fathers of children born term, which possibly accounts for missing differences between the two groups. We recommend further research that accounts for these highlighted limitations.
